As filed with the Securities and Exchange Commission on January 7, 2000.
Commission File No. 333-93443
Commission File No. 811-9743
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Pre-Effective Amendment No. 1
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 1
Searay Financial Funds
(Exact Name of Registrant as Specified in Charter)
P. O. Box 292707, 321 S. Bromfield Road, Dayton, OH 45429
(Address of Principal Executive Offices-Zip Code)
Registrant's Telephone Number, including Area Code: (937) 299-1727
Cameron M. Bernadsky, Vice President - The Sturgeon Financial Group, Ltd.
P. O. Box 292707, 321 S. Bromfield Road, Dayton, OH 45429
(Name and Address of Agent for Service)
APPROXIMATE DATE OF PROPOSED PUBLIC OFFERING:
----
/ XX / as soon as practicable after the effective date of this registration
---- statement.
Registrant hereby amends this Registration Statement on such date or dates
as may be necessary to delay its effective date until the Registrant shall file
a further amendment which specifically states that this Registration Statement
shall thereafter become effective in accordance with Section 8(a) of the
Securities Act of 1933 or until the Registration Statement shall become
effective on such date as the Commission acting pursuant to said Section 8(a)
may determine.
<PAGE>
EXPLANATORY NOTE
This Pre-Effective Amendment No. 1 (the "Amendment") to the Registrant's
Registration Statement on Form N-1A is being filed in order to include a
delaying amendment, which was inadvertantly ommitted from the Registrant's
Registration Statement filed on December 22, 1999. The Amendment does not
otherwise affect Part A, Part B, Part C, or the accompanying exhibits of the
Registrant's Registration Statement filed on December 22, 1999, which is
incorporated herein by reference.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act and the Investment
Company Act, the Registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, duly authorized, in the City of Dayton,
and the State of Ohio on the 4th day of January 2000.
SEARAY FINANCIAL FUNDS
BY: /s/ Richard W. Bradford
------------------------------
Richard W. Bradford
Pursuant to the requirements of the Securities Act, this Registration
Statement has been signed below by the following persons in the capacities and
on the dates indicated.
Signature Title Date
- --------- ----- ----
/s/ George Doumanis President and Trustee January 4, 2000
- -------------------------
George Doumanis
/s/ Richard W. Bradford Secretary/Treasurer and Trustee January 4, 2000
- -------------------------
Richard W. Bradford
/s/ Cameron M. Bernadsky Vice President and Trustee January 4, 2000
- ------------------------- (Principal Financial Officer
Cameron M. Bernadsky and Principal Accounting Officer)
