AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 7, 2000
REGISTRATION NO. 333-
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-6
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FOR REGISTRATION UNDER THE SECURITIES ACT
OF 1933 OF SECURITIES OF UNIT INVESTMENT
TRUSTS REGISTERED ON FORM N-8B-2
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A. EXACT NAME OF TRUST:
EQUITY FOCUS TRUSTS - CITISECTOR SERIES, 2000-A
B. NAME OF DEPOSITOR: SALOMON SMITH BARNEY INC.
C. COMPLETE ADDRESS OF DEPOSITOR'S PRINCIPAL EXECUTIVE OFFICES:
SALOMON SMITH BARNEY INC.
388 GREENWICH STREET, 23RD FLOOR
NEW YORK, NY 10013
D. NAMES AND COMPLETE ADDRESS OF AGENT FOR SERVICE:
COPY OF COMMENTS TO:
LAURIE A. HESSLEIN MICHAEL R. ROSELLA, ESQ.
Salomon Smith Barney Inc. Battle Fowler LLP
388 Greenwich Street 75 East 55th Street
New York, New York 10013 New York, New York 10022
(212) 856-6858
E. TITLE AND AMOUNT OF SECURITIES BEING REGISTERED:
An indefinite number of Units of beneficial interest pursuant to
Rule 24f-2 promulgated under the Investment Company Act of 1940,
as amended.
F. PROPOSED MAXIMUM OFFERING PRICE TO THE PUBLIC OF THE SECURITIES BEING
REGISTERED:
Indefinite
G. AMOUNT OF FILING FEE:
No filing fee required.
H. APPROXIMATE DATE OF PROPOSED SALE TO THE PUBLIC:
As soon as practicable after the effective date of the
registration statement.
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The registrant hereby amends this registration statement on such date or dates
as may be necessary to delay its effective date until the registrant shall file
a further amendment which specifically states that this registration statement
shall thereafter become effective in accordance with Section 8(a) of the
Securities Act of 1933 or until the registration statement shall become
effective on such date as the Commission, acting pursuant to said section 8(a),
may determine.
907559.1
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SUBJECT TO COMPLETION, DATED JANUARY 7, 2000
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EQUITY FOCUS TRUSTS - CITISECTOR SERIES, 2000-A
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The final prospectus for the prior series of Equity Focus Trusts -
CitiSector Series is hereby incorporated by reference and used as a preliminary
prospectus for Equity Focus Trusts - CitiSector Series, 2000-A. Except as
indicated below, the narrative information and structure of the final prospectus
which includes the new Trust will be substantially the same as that of the
previous prospectus. Information with respect to this Trust, including pricing,
the size and composition of the Trust portfolio, the number of units of the
Trust, dates and summary information regarding the characteristics of securities
to be deposited in the Trust is not now available and will be different from
that shown since each trust has a unique portfolio. Accordingly, the information
contained herein with regard to the previous Trust should be considered as being
included for informational purposes only. Investors should contact financial
professionals of the underwriters who will be informed of the expected effective
date of this Trust and who will be supplied with complete information with
respect to such Trust on the day of and immediately prior to the effectiveness
of the registration statement relating to units of the Trust.
The Trust consists of four separate unit investment trusts designated as
the Healthcare/Biotechnology Portfolio, the Financial Services Portfolio, the
Internet Portfolio and the Technology/Telecommunications Portfolio. The
Financial Services Portfolio was not included in the prior series. As a result,
the final prospectus will include the following disclosure in the Risk Factors
section:
(continued)
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The information in this prospectus is not complete and may be changed. We may
not sell these securities until the registration statement filed with the
Securities and Exchange Commission is effective. This prospectus is not an offer
to sell these securities and it is not soliciting an offer to buy these
securities in any state where the offer or sale is not permitted.
907559.1
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Financial Services Portfolio
The financial services and financial services-related industries will be
particularly affected by certain economic, competitive and regulatory
developments. The profitability of financial services companies as a group is
largely dependent upon the availability and cost of capital funds which in turn
may fluctuate significantly in response to changes in interest rates and general
economic conditions. Credit losses resulting from financial difficulties of
borrowers can negatively impact the sector. Rising interest rates and inflation
may negatively affect certain financial services companies as the costs of
lending money, attracting deposits and doing business rise. Insurance companies
may be subject to severe price competition. Financial institutions are subject
to regulation and supervision by governmental authorities and changes in
governmental policies may impact the way financial institutions conduct
business. Such governmental regulation may limit both the amounts and types of
loans and other financial commitments they can make, and the interest rates and
fees they can charge. Also, if government regulation which would further reduce
the separation between commercial and investment banking is ultimately enacted,
financial services companies may be significantly affected in terms of
profitability and competition.
907559.1
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Part II
ADDITIONAL INFORMATION NOT INCLUDED IN THE PROSPECTUS
A. The following information relating to the Depositor is incorporated
by reference to the SEC filings indicated and made a part of this Registration
Statement.
SEC FILE OR
IDENTIFICATION NO.
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I. Bonding Arrangements and Date of Organization of the
Depositor filed pursuant to Items A and B of Part II
of the Registration Statement on Form S-6 under the
Securities Act of 1933:
Salomon Smith Barney Inc. 2-67446
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II. Information as to Officers and Directors of the
Depositor filed pursuant to Schedules A and D of
Form BD under Rules 15b1-1 and 15b3-1 of the
Securities Exchange Act of 1934:
Salomon Smith Barney Inc. 8-12324
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III. Charter documents of the Depositor filed as Exhibits
to the Registration Statement on Form S-6 under the
Securities Act of 1933 (Charter, ByLaws):
Salomon Smith Barney Inc. 33-65332, 33-36037
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B. The Internal Revenue Service Employer Identification Numbers of the
Sponsor and Trustee are as follows:
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Salomon Smith Barney Inc. 13-1912900
The Chase Manhattan Bank 13-4994650
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Listed below is the name and registration number of a previous series of Equity
Focus Trusts, the final prospectus of which properly supplemented, might be used
as a preliminary prospectus for Equity Focus Trusts - CitiSector Series 2000-A.
This final prospectus is incorporated herein by reference:
Equity Focus Trusts - CitiSector Series, 1999
(Reg. No. 333-85699)
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907559.1
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CONTENTS OF REGISTRATION STATEMENT
The Registration Statement on Form S-6 comprises the following papers and
documents:
The facing sheet of Form S-6.
The Cross-Reference Sheet (incorporated by reference to the
Cross-Reference Sheet to the Registration Statement of The
Uncommon Values Unit Trust, 1985 Series, 1933 Act File No.
2-97046).
The Prospectus.
Additional Information not included in the Prospectus (Part II).
The undertaking to file reports.
The signatures.
Written Consents as of the following persons:
KPMG LLP (included in Exhibit 5.1)
Battle Fowler LLP (included in Exhibit 3.1)
The following exhibits:
1.1.1 -- Form of Reference Trust Indenture (incorporated by
reference to Exhibit 1.1.1 to the Registration Statement
of Equity Focus Trusts - CitiSector Series, 1999, 1933 Act
File No. 333-85699).
2.1 -- Form of Standard Terms and Conditions of Trust
(incorporated by reference to Exhibit 2.1 to the
Registration Statement of The Uncommon Values Unit Trust,
1985 Series, 1933 Act File No. 33-97046).
*3.1 -- Opinion of counsel as to the legality of the securities
being issued including their consent to the use of their
names under the headings "Taxes" and "Legal Opinion" in
the Prospectus.
*5.1 -- Consent of KPMG LLP to the use of their name under the
heading "Miscellaneous - Auditors" in the Prospectus.
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* To be filed with Amendment to Registration Statement.
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907559.1
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SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE
REGISTRANT HAS DULY CAUSED THIS REGISTRATION STATEMENT OR AMENDMENT TO THE
REGISTRATION STATEMENT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED THEREUNTO
DULY AUTHORIZED IN THE CITY OF NEW YORK AND STATE OF NEW YORK ON THE 7TH DAY OF
JANUARY, 2000.
Signatures appear on page II-4.
A majority of the members of the Board of Directors of Salomon Smith
Barney Inc. has signed this Registration Statement or Amendment to the
Registration Statement pursuant to Powers of Attorney authorizing the person
signing this Registration Statement or Amendment to the Registration Statement
to do so on behalf of such members.
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907559.1
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SALOMON SMITH BARNEY UNIT TRUSTS (Registrant)
SALOMON SMITH BARNEY INC.
DEPOSITOR
By the following persons*, who
constitute a majority of the
Board of Directors of Salomon Smith
Barney Inc.:
DERYCK C. MAUGHAN
MICHAEL A. CARPENTER
By: /s/GINA LEMON
(As authorized signatory for
Salomon Smith Barney Inc. and
Attorney-in-Fact for the persons listed above)
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* Pursuant to Powers of Attorney filed as exhibits to Registration Statement
Nos.333-62533 and 333-66875.
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907559.1
