|
|
|
|
|
|
|
|
|
|
|
|
|
<TABLE>
<CAPTION>
FORM 3 -------------------------------
OMB APPROVAL
-------------------------------
OMB number: 3235-0104
Expires: April 30, 1997
Estimated average burden
hours per response..........0.5
-------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
<S> <C> <C>
-----------------------------------------------------------------------------------------------------------------------------------
| |4. Issuer Name and Ticker or Trading Symbol
1. Name and Address of Reporting Person | 2. Date of Event Re- | NetVoice Technologies Corporation Symbol: NTVT
| quiring Statement |
Grimes Spencer B. | (Month/Day/Year) |
----------------------------------------------| |---------------------------------------------------------
(Last) (First) (Middle) | | | 6. If Amendment, Date
| 06/30/00 | 5. Relationship of Reporting | of Original
c/o BG Media Intermediate Fund L.P. | | Person to Issuer | (Month/Day/Year)
399 Park Avenue, 19th Floor | | (Check all applicable) | 04/05/00*
----------------------------------------------|--------------------------| |------------------------
(Street) | 3. IRS Number of | |7. Individual or Joint/
| Reporting Person | X Director __ 10% Owner| Group Filing
| (Voluntary) | __ Officer __ Other |(Check applicable line)
| | (give title (specify |X Form filed by One
| | below) below) | Reporting Person
| | _________________ |__ Form filed by More
New York New York 10022 | | | than One Reporting
| | | Person
----------------------------------------------|------------------------------------------------------------------------------------
(City) (State) (Zip) | Table I -- Non-Derivative Securities Beneficially Owned
-----------------------------------------------------------------------------------------------------------------------------------
1. Title of Security | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect
(Instr. 4) | Beneficially Owned | Form: Direct | Beneficial Ownership
| (Instr. 4) | (D) or Indirect | (Instr. 5)
| | (I) (Instr. 5) |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
-------------------------------------------------|----------------------------|------------------------|---------------------------
| | |
===================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
(Print or Type Responses)
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g.,
puts, calls, warrants, options, convertible securities)
<S> <C> <C> <C> <C> <C>
-----------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative | 2. Date Exercisable | 3. Title and Amount of | 4. Conver- | 5. Owner- | 6. Nature of
Security | and Expiration | Securities Underlying | sion or | ship | Indirect
(Instr. 4) | Date | Derivative Security | Exercise | Form of | Beneficial
| (Month/Day/Year) | (Instr. 4) | Price of | Deriv- | Ownership
| | | Deri- | ative | (Instr. 5)
| | | vative | Security: |
| | | Security | Direct |
|------------------------|------------------------------| | (D) or |
| Date | Expira- | Title | Amount or | | Indirect |
| Exer- | tion | | Number of | | (I) |
| cisable | Date | | Shares | | (Instr. 5)|
--------------------------|------------|-----------|--- ---------|----------------|----------------|---------------|----------------
Series A Convertible | 12/30/00 | N/A |Common Stock | 20,000 | $3.25 | D |
Preferred Stock | | | | | | |
--------------------------|------------|-----------|-------------|----------------|----------------|---------------|----------------
Warrant to Purchase | 10/1/00 1 | 6/30/10 |Series A | 1,222.2 | $0.01 | D |
Series A Convertible | | |Convertible | | | |
Preferred Stock or | | |Preferred | | | |
Common Stock | | |Stock or | | | |
| | |Common Stock | | | |
--------------------------|------------|-----------|-------------|----------------|----------------|---------------|----------------
Warrant to Purchase | 04/02/01 2 | 6/30/10 |Series A | 1,444.4 | $0.01 | D |
Series A Convertible | | |Convertible | | | |
Preferred Stock or | | |Preferred | | | |
Common Stock | | |Stock or | | | |
| | |Common Stock | | | |
--------------------------|------------|-----------|-------------|----------------|----------------|---------------|----------------
Series A Convertible | 12/30/00 | N/A |Common Stock | 2,153,846 | $3.25 | I |Consists of
Preferred Stock | | | | | | |2,153,846 shares
| | | | | | |of Series A Con-
| | | | | | |vertible Prefer-
| | | | | | |red Stock held
| | | | | | |by BG Media Int-
| | | | | | |ermediate Fund,
| | | | | | |L.P. Mr. Grimes
| | | | | | |is a member of
| | | | | | |BG Media Interme
| | | | | | |diate Investors
| | | | | | |L.L.C., the gen-
| | | | | | |eral partner of
| | | | | | |BG Media Inter-
| | | | | | |mediate Fund,
| | | | | | |L.P. Mr. Grimes
| | | | | | |disclaims bene-
| | | | | | |ficial ownership
| | | | | | |of these Shares
| | | | | | |except to the
| | | | | | |extent of his
| | | | | | |pecuniary inte-
| | | | | | |rest therein.
--------------------------|------------|-----------|-------------|----------------|----------------|---------------|----------------
Warrant to Purchase | 10/01/00 1 | 6/30/10 |Series A | 131,624 | $0.01 | I |Consists of
Series A Convertible | | |Convertible | | | |Warrants to pur-
Preferred Stock or | | |Preferred | | | |chase 131,624
Common Stock | | |Stock or | | | |shares of Common
| | |Common Stock | | | |Stock or Series
| | | | | | |A Convertible
| | | | | | |Preferred Stock,
| | | | | | |which Warrants
| | | | | | |are held by BG
| | | | | | |Media Intermedi-
| | | | | | |ate Fund, L.P.
| | | | | | |Mr. Grimes is a
| | | | | | |member of BG
| | | | | | |Media Interme-
| | | | | | |diate Investors
| | | | | | |L.L.C., the gen-
| | | | | | |eral partner of
| | | | | | |BG Media Inter-
| | | | | | |mediate Fund,
| | | | | | |L.P. Mr. Grimes
| | | | | | |disclaims bene-
| | | | | | |ficial ownership
| | | | | | |of these
| | | | | | |Warrants and
| | | | | | |underlying
| | | | | | |securities
| | | | | | |except to the
| | | | | | |extent of his
| | | | | | |pecuniary inte-
| | | | | | |rest therein.
--------------------------|------------|-----------|-------------|----------------|----------------|---------------|----------------
<PAGE>
--------------------------|------------|-----------|-------------|----------------|----------------|---------------|----------------
Warrant to Purchase | 04/02/01 2 | 6/30/10 |Series A | 155,555 | $0.01 | I |Consists of
Series A Convertible | | |Convertible | | | |Warrants to pur-
Preferred Stock or | | |Preferred | | | |chase 155,573
Common Stock | | |Stock or | | | |shares of Common
| | |Common Stock | | | |Stock or Series
| | | | | | |A Convertible
| | | | | | |Preferred Stock,
| | | | | | |which Warrants
| | | | | | |are held by BG
| | | | | | |Media Intermedi-
| | | | | | |ate Fund, L.P.
| | | | | | |Mr. Grimes is a
| | | | | | |member of BG
| | | | | | |Media Interme-
| | | | | | |diate Investors
| | | | | | |L.L.C., the gen-
| | | | | | |eral partner of
| | | | | | |BG Media Inter-
| | | | | | |mediate Fund,
| | | | | | |L.P. Mr. Grimes
| | | | | | |disclaims bene-
| | | | | | |ficial ownership
| | | | | | |of these
| | | | | | |Warrants and
| | | | | | |underlying
| | | | | | |securities
| | | | | | |except to the
| | | | | | |extent of his
| | | | | | |pecuniary inte-
| | | | | | |rest therein.
-----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:
1. Only exercisable if the Issuer is not able to effect listing of its Common Stock on the NASDAQ National Market System by
October 1, 2000.
2. Only exercisable if the Issuer does not achieve certain earnings targets for the fiscal year ended December 31, 2000.
** Intentional misstatements or omissions of facts constitute Federal /s/ Spencer B. Grimes
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). July 10, 2000
----------------------------- --------------
Note: File three copies of this Form, one of which must be manually signed. ** Signature of Reporting Date
If space provided is insufficient, See Instruction 6 for procedure. Person
Page 2
</TABLE>
|
|