UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: STAFFORD CAPITAL MANAGEMENT, LLC
Address: 222 Kearny St. #204
San Francisco, CA 94108
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karin M. Blair
Title: Chief Operating Officer
Phone: 415-362-6120
Signature, Place, and Date of Signing:
/s/ Karin M. Blair 222 Kearny St. #204 San Francisco, CA 94108 2/7/00
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Report Type (Check only one.):
|_| 13F HOLDINGS REPORT.
|X| 13F NOTICE. (13F-NT)
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 68
Form 13F Information Table Value Total: 121252
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
Stafford Capital Management, LLC
December 31, 1999
Holdings of security type:
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs 002824100 54 1500
Alliance Semiconductor 01877H100 2800 167800
Amgen 031162100 1526 25400
Aware 05453N100 2528 69500
BMC Software 055921100 136 1700
Bell & Howell Inc. 077852101 3082 96900
Best Software 086579109 2159 73200
Bluestone Software 09623P102 81 700
BrookStone, Inc. 114537103 1988 113200
Catalytica, Inc. 148885106 5172 381400
Central Parking 154785109 2635 137800
Classic Communication Inc. 182728204 2526 69100
Copart 217204106 7455 171400
Crescent 225756105 39 2100
CyberSource Corp. 23251J106 1304 25200
Cyberonics 23251P102 3337 209400
Digital Generation Systems 253921100 3093 434150
Dril-Quip 262037104 1662 54700
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Expeditors International 302130109 66 1500
FVC.Com 30266P100 3669 313950
Firstar Corporation 33763V109 18 836
Gap, Inc. 364760108 171 3712
Garden.com 365199108 1047 120500
General American Investors 368802104 69 1879
General Electric 369604103 124 800
Genesco, Inc. 371532102 1503 115650
Geokinetics 372910109 45 131767
Haliburton 406216101 632 15700
Halo Industries 404429102 1 150
HealthSouth Rehab Corp. 421924101 377 70100
Hewlett-Packard 428236103 68 600
Hi/Fn Inc. 428358105 1699 43850
Home Depot 437076102 196 2850
Investment Technology Group 46145F105 4803 167087
JDS Uniphase Corp. 46612J101 2081 12900
Johnson & Johnson 478160104 37 400
Liberty Financial 530512102 10 450
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Lincoln National Convertible Security Fund
CONVERTIBLE 534183108 34 2100
Macrovision Corp. 555904101 6941 93800
Media Metrix 58440X103 1877 52500
Micro Therapeutics 59500W100 461 60000
NPC Intenational 629360306 451 57250
Nabors Industries 629568106 56 1800
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Network Equipment Technology 641208103 2567 217300
NextCard 65332K107 86 3000
Optical Coating Laboratory 683829105 6534 22075
PathoGenesis Common Stock 70321E104 2720 126900
Paychex, Inc. 704326107 527 13185
Payless Shoe Source 704379106 118 2500
Pervasive Software Inc. 715710109 4760 281050
Petroleum & Resources 716549100 21 664
Petroleum Geo Services 716597109 146 8200
Pharmacyclics 716933106 2821 68400
Piercing Pagoda 720773100 2034 13450
Polycom, Inc. 73172K104 3770 59200
Primus Knowledge Solutions 74163Q100 3892 85900
ProBusiness 742674104 5943 165100
Protective Life Corp 743674103 1078 33900
Proxim 744284100 2134 19400
Rare Medium Group 75382N109 4743 139000
RoweCom, Inc. 77957X108 2788 61450
Royal Group Technologies 779915107 15 700
Santa Fe Snyder Corp. 786449108 34 4305
SonicWall, Inc. 835470105 6550 162750
Storage USA 861907103 51 1700
The Men's Wearhouse Inc. 587118100 2335 79500
Union Pacific Resources 907834105 199 15600
Varco International, Inc. 922126107 4237 415900
Williams Sonoma 969904101 690 15000
</TABLE>
