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Previous: KMF ADVISERS LLC, 13F-NT, 2000-10-24 |
Next: INSMED INC, S-1/A, 2000-10-24 |
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OMB APPROVAL
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OMB Number: 3235-00006
Expires: October 31, 2000
Estimated average burden
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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ] Amendment Number: ____
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries.
Institutional Investment Manager
Name: Wagner Investment Management, Inc.
Address: 3200 Cherry Creek South Drive, Suite 240
Denver, CO 80220
Form 13F File Number: 28-05199
The institutional investment manager filing this report and the person by
whom it is signed represent that the person signing the report is authorized to
submit it, that all information contained therein is true, correct and complete,
ant that it is understood that all required items, statements, schedules, lists
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Reporting Manager: Wagner Investment Management, Inc.
Name: Judith B. Wagner
Title: President
Phone: (303) 777-1800
Signature, Place, and Date of Signing:
/S/ Judith B. Wagner
------------------------------------------------
[Signature]
Judith B. Wagner, President
Denver, Colorado
------------------------------------------------
[City, State]
October 23, 2000
------------------------------------------------
[Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
Form 13F Information Table Entry Total: 3,011,133
Form 13F Information Table Value Total: $139,873
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC.
------------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- ------------------- ---------- -------- ----------------------
TITLE OTHER VOTING AUTHORITY
NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ----------------------
CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN ATLAS RESOURCE CORP COM 24028102 0 37 SH SOLE 37 0 0
CITY DEV LTD ADR SPONSORED ADR 177797305 2 500 SH SOLE 500 0 0
COASTAL CARIBBEAN OILS & MINER COM 190432203 35 32751 SH SOLE 32751 0 0
COASTAL CARIBBEAN RTS EXP 10/2 RT 190432971 0 9823 SH SOLE 9823 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 1,720 35149 SH SOLE 35149 0 0
ABBOTT LABS COM 2824100 2,486 52268 SH SOLE 52268 0 0
A F L A C INC COM 1055102 117 1820 SH SOLE 1820 0 0
ASSOCIATES FIRST CAPITAL CORP CL A 46008108 16 418 SH SOLE 418 0 0
AMERICAN HOME PRODS COM 26609107 181 3200 SH SOLE 3200 0 0
AMER INTL GROUP INC COM 26874107 209 2187 SH SOLE 2187 0 0
ALLETE COM 18522102 13 600 SH SOLE 600 0 0
APPLIED MATERIALS INC COM 38222105 59 1000 SH SOLE 1000 0 0
AMGEN INC COM COM 31162100 9 124 SH SOLE 124 0 0
AMAZON COM INC COM 23135106 32 820 SH SOLE 820 0 0
NEW ECONOMY FUND COM 643822109 64 2279 SH SOLE 2279 0 0
AMERICA ONLINE INC. COM 02364J104 67 1240 SH SOLE 1240 0 0
ANADARKO PETROLEUM CORP COM 32511107 66 990 SH SOLE 990 0 0
AMERICAN POWER CONVERSION COM 29066107 1,146 59745 SH SOLE 59745 0 0
APOLLO GROUP CL A 37604105 1,657 41560 SH SOLE 41560 0 0
ARVINMERITOR INC COM 43353101 1 49 SH SOLE 49 0 0
ARCHSTONE COMMUNITIES TRUST SH BEN INT 39581103 29 1200 SH SOLE 1200 0 0
ALLTEL CORP COM 20039103 28 534 SH SOLE 534 0 0
ALTEON WEBSYSTEMS INC COM 02145A109 43 400 SH SOLE 400 0 0
AUTOMATIC DATA PROCESSING COM 53015103 141 2101 SH SOLE 2101 0 0
AVERY DENNISON COM 53611109 325 7000 SH SOLE 7000 0 0
AMERICAN EXPRESS COM 25816109 73 1194 SH SOLE 1194 0 0
BOEING CO. COM 97023105 1 16 SH SOLE 16 0 0
BANK OF AMERICA CORP COM 60505104 2,481 47362 SH SOLE 47362 0 0
BAXTER INTERNATIONAL COM 71813109 24 300 SH SOLE 300 0 0
BECTON DICKINSON COM 75887109 4 150 SH SOLE 150 0 0
BELLSOUTH CORP COM 79860102 283 7034 SH SOLE 7034 0 0
BLUE MARTINI SOFTWARE COM 95698106 17 500 SH SOLE 500 0 0
B M C SOFTWARE COM 55921100 818 42788 SH SOLE 42788 0 0
BRISTOL MYERS SQUIBB COM 110122108 3,089 54067 SH SOLE 54067 0 0
BURLINGTON NORTHERN SANTA FE C COM 12189T104 16 723 SH SOLE 723 0 0
BRITISH PETROLEUM AMOCO ADR SPONSORED ADR 55622104 87 1650 SH SOLE 1650 0 0
BERKSHIRE HATHAWAY, INC CL A CL A 84670108 193 3 SH SOLE 3 0 0
BLYTH INC COM 09643P108 1,638 69875 SH SOLE 69875 0 0
ANHEUSER BUSCH COS INC COM 35229103 6 144 SH SOLE 144 0 0
BIOVAIL CORP INTL COM 09067K106 81 1000 SH SOLE 1000 0 0
CITIGROUP INC. COM 172967101 3,757 69485 SH SOLE 69485 0 0
CARDINAL HEALTH INC COM 14149y108 2,063 23392 SH SOLE 23392 0 0
CATERPILLAR INC DEL COM 149123101 14 400 SH SOLE 400 0 0
CHILE FUND COM 168834109 174 18904 SH SOLE 18904 0 0
<PAGE>
CHIRON CORP COM 170040109 156 3460 SH SOLE 3460 0 0
CHEVRON CORP COM 166751107 34 400 SH SOLE 400 0 0
CLOROX CO. COM 189054109 40 1000 SH SOLE 1000 0 0
COMERICA INC COM 200340107 426 7294 SH SOLE 7294 0 0
COMCAST CORP CL A SPL 200300200 581 14200 SH SOLE 14200 0 0
CONEXANT SYS INC COM 207142100 8 200 SH SOLE 200 0 0
COSTCO WHSL CORP COM 22160K105 6 160 SH SOLE 160 0 0
COX COMMUNICATIONS INC CL A CL A 224044107 4 100 SH SOLE 100 0 0
COMPAQ COMPUTER COM 204493100 61 2216 SH SOLE 2216 0 0
PE CORP COM CELERA GENOMICS GR CELERA GEN GRP 69332S201 30 300 SH SOLE 300 0 0
CORNERSTONE STRATEGIC RETURN F COM 21923Y105 390 37805 SH SOLE 37805 0 0
CISCO SYSTEMS COM 17275R102 10,959 198347 SH SOLE 198347 0 0
CVS CORP COM 126650100 17 360 SH SOLE 360 0 0
DOMINION RES INC VA COM 25746U109 29 500 SH SOLE 500 0 0
DIEBOLD INC COM 253651103 982 36985 SH SOLE 36985 0 0
DU PONT, E.I. DE NEMOURS & CO COM 263534109 6 150 SH SOLE 150 0 0
DELL COMPUTER COM 247025109 69 2240 SH SOLE 2240 0 0
DISNEY COM 254687106 120 3150 SH SOLE 3150 0 0
DOLLAR TREE STORES INC COM 256747106 18 450 SH SOLE 450 0 0
DOVER CORP COM 260003108 9 200 SH SOLE 200 0 0
DELPHI AUTOMOTIVE SYSTEMS COM 247126105 4 279 SH SOLE 279 0 0
DIGITAL RIVER COM 25388b104 9 1400 SH SOLE 1400 0 0
DUKE ENERGY CORP COM 264399106 9 104 SH SOLE 104 0 0
EBAY, INC COM 278642103 24 350 SH SOLE 350 0 0
EUROPE FUND COM 29874m103 10 583 SH SOLE 583 0 0
EASTMAN KODAK COM 277461109 37 896 SH SOLE 896 0 0
ESTEE LAUDER COMPANIES CL A CL A 518439104 3 75 SH SOLE 75 0 0
ECHELON CORP COM 27874N105 15 500 SH SOLE 500 0 0
E M C CORP COM 268648102 1,347 13590 SH SOLE 13590 0 0
TEMPLETON EMERGING MARKETS FUN COM 880191101 295 35275 SH SOLE 35275 0 0
EASTMAN CHEMICAL CO COM 277432100 8 219 SH SOLE 219 0 0
EMERSON ELECTRIC CO COM 291011104 2,492 37200 SH SOLE 37200 0 0
ENRON CORP COM 293561106 18 200 SH SOLE 200 0 0
EL PASO ENERGY CORP COM 283905107 3 48 SH SOLE 48 0 0
ERRICSSON A D R ADR CL B 294821301 39 2640 SH SOLE 2640 0 0
ETHAN ALLEN INTERIORS COM 297602104 1,993 70396 SH SOLE 70396 0 0
EDWARDS LIFESCIENCES COM 2.82E 112 2 80 SH SOLE 80 0 0
FORD MOTOR CO COM 345370860 46 1808 SH SOLE 1808 0 0
FIRST AMERICAN LARGE CAP GROWT COM 318530383 194 8922 SH SOLE 8922 0 0
FIRST AMERICAN TECHNOLOGY FUND COM 318530649 80 1646 SH SOLE 1646 0 0
FLEETBOSTON FINANCIAL CORP COM 339030108 2 61 SH SOLE 61 0 0
FIRST AMERICAN SMALL CAP GROWT COM 318530664 338 13654 SH SOLE 13654 0 0
FIRST HEALTH GROUP CORP COM 421928102 58 1800 SH SOLE 1800 0 0
INVESCO STRATEGIC HEALTH SCIEN COM 46127J307 52 717 SH SOLE 717 0 0
INVESCO DYNAMICS FUND COM 46127G204 24 759 SH SOLE 759 0 0
FLEXTRONICS INC SER A PFD Y2573F102 1,225 14915 SH SOLE 14915 0 0
FEDERAL NATL MTG ASSOC COM 313586109 59 825 SH SOLE 825 0 0
FRONTIER AIRLINES COM 359065109 36 1875 SH SOLE 1875 0 0
FINNING INTERNATIONAL COM 318071404 1 50 SH SOLE 50 0 0
GANNETT COM 364730101 114 2149 SH SOLE 2149 0 0
GUIDANT CORP COM 401698105 12 170 SH SOLE 170 0 0
GENERAL ELEC CO COM 369604103 7,192 124677 SH SOLE 124677 0 0
CORNING INC COM 219350105 594 2000 SH SOLE 2000 0 0
GLAXO WELLCOME P L C SPONSORED ADR 37733W105 6 100 SH SOLE 100 0 0
GENERAL MTRS CORP COM 370442105 26 400 SH SOLE 400 0 0
G A P INC COM 364760108 498 24722 SH SOLE 24722 0 0
GENZYME MOLECULAR ONCOLOGY COM-MOLECULAR 372917500 3 216 SH SOLE 216 0 0
HALLIBURTON CO COM 406216101 15 300 SH SOLE 300 0 0
<PAGE>
HASBRO COM 418056107 561 49040 SH SOLE 49040 0 0
HOME DEPOT COM 437076102 29 540 SH SOLE 540 0 0
HARLEY DAVIDSON COM 412822108 29 600 SH SOLE 600 0 0
HONEYWELL INC COM 438516106 1,075 30185 SH SOLE 30185 0 0
H R BLOCK COM 93671105 126 3400 SH SOLE 3400 0 0
HEWLETT PACKARD CO COM 428236103 4,488 46265 SH SOLE 46265 0 0
I B M COM 459200101 146 1300 SH SOLE 1300 0 0
IMAGEMATRIX CORP COM 451921100 0 5000 SH SOLE 5000 0 0
INTEL CORP COM 458140100 2,190 52691 SH SOLE 52691 0 0
INTERNATIONAL PAPER CO COM 460146103 19 656 SH SOLE 656 0 0
INTERPUBLIC GROUP COM 460690100 1,416 41575 SH SOLE 41575 0 0
INVESCO TELECOMMUNICATIONS FUN COM 46127J786 30 537 SH SOLE 537 0 0
ILLINOIS TOOL WORKS COM 452308109 91 1627 SH SOLE 1627 0 0
JANUS ENTERPRISE FUND COM 471023804 1,795 23018 SH SOLE 23018 0 0
JANUS OVERSEAS FUND COM 471023846 665 18945 SH SOLE 18945 0 0
JANUS WORLDWIDE FUND COM 471023309 1,663 22552 SH SOLE 22552 0 0
JABIL CIRCUIT, INC. COM 466313103 828 14585 SH SOLE 14585 0 0
JD EDWARDS COM 281667105 13 500 SH SOLE 500 0 0
JARDINE FLEMING CHINA FUND COM 471110106 345 44141 SH SOLE 44141 0 0
JOHNSON & JOHNSON COM 478160104 2,166 23058 SH SOLE 23058 0 0
MORGAN J P & CO COM 616880100 208 1275 SH SOLE 1275 0 0
JANUS INVT. FD STRAT VALUE FUN COM 471023655 1,091 99038 SH SOLE 99038 0 0
KEANE, INC COM 486665102 806 46340 SH SOLE 46340 0 0
KEY CORP COM 493267108 76 3000 SH SOLE 3000 0 0
KIMBERLY CLARK CORP COM 494368103 2,259 40483 SH SOLE 40483 0 0
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 36 750 SH SOLE 750 0 0
COCA COLA CO COM 191216100 3,785 68659 SH SOLE 68659 0 0
ELI LILLY COM 532457108 10 125 SH SOLE 125 0 0
AT&T CORP - LIBERTY MEDIA GROU COM LIB GRP B 1957208 18 1000 SH SOLE 1000 0 0
LINDSAY MFG COM 535555106 19 1000 SH SOLE 1000 0 0
LIBERTY SATELLITE & TECHNOLOGY COM 531182103 0 40 SH SOLE 40 0 0
LUCENT TECHNOLOGIES COM 549463107 135 4433 SH SOLE 4433 0 0
LEVEL 3 COMMUNICATIONS COM 52729n100 13 175 SH SOLE 175 0 0
ST MARY LAND & EXPL CO COM 792228108 14 600 SH SOLE 600 0 0
MASCO CORP COM 574599106 22 1200 SH SOLE 1200 0 0
MC DONALDS CORP COM 580135101 48 1600 SH SOLE 1600 0 0
MAINSTAY FUNDS CAP APPRECIATIO COM 56062F103 8 143 SH SOLE 143 0 0
MAINSTAY FDS CONV FD CL B COM 56062F301 5 343 SH SOLE 343 0 0
MERCURY GENERAL COM 589400100 23 800 SH SOLE 800 0 0
MEDTRONIC COM 585055106 2,327 44903 SH SOLE 44903 0 0
MFS SER TR II EMERGING GROWTH COM 552985202 50 805 SH SOLE 805 0 0
MARSICO INVT FD GROWTH & INC COM 573012200 44 2093 SH SOLE 2093 0 0
MARSHALL & ILSLEY COM 571834100 1,511 30150 SH SOLE 30150 0 0
MAINSTAY TOTAL RETURN FUND COM 56062F889 20 695 SH SOLE 695 0 0
MAINSTAY VALUE FUND CLASS B COM 56062F202 9 470 SH SOLE 470 0 0
MARSH & MCLENNAN CO COM 571748102 182 1372 SH SOLE 1372 0 0
MINNESOTA MINING & MANUFACTURI COM 604059105 278 3054 SH SOLE 3054 0 0
MOLEX INC COM 608554101 74 1351 SH SOLE 1351 0 0
MOTOROLA INC COM 620076109 252 8910 SH SOLE 8910 0 0
MERCK & CO INC COM 589331107 3,443 46251 SH SOLE 46251 0 0
MORGAN STANLEY EMERGING MARKET COM 61744H105 1 109 SH SOLE 109 0 0
MICROSOFT CORP COM 594918104 4,429 73438 SH SOLE 73438 0 0
MONTANA POWER CO COM 612085100 23 682 SH SOLE 682 0 0
MAXIM INTEGRATED PRODS COM 57772k101 32 400 SH SOLE 400 0 0
NATIONAL CITY CORP COM 635405103 13 600 SH SOLE 600 0 0
NCR COM 6.29E+112 1 31 SH SOLE 31 0 0
NIKE CL B 654106103 2,054 51271 SH SOLE 51271 0 0
NOKIA CORP SPONS ADR FINLAND SPONSORED ADR 654902204 2,185 54870 SH SOLE 54870 0 0
<PAGE>
NORTHERN TRUST COM 665859104 71 796 SH SOLE 796 0 0
NVIDIA COM 67066G104 16 200 SH SOLE 200 0 0
NX NETWORKS INC COM 629478108 6 950 SH SOLE 950 0 0
NEW YORK TIMES CL A CL A 650111107 1,186 30165 SH SOLE 30165 0 0
REALTY INCOME 9.375% PFD PFD CL B 756109302 17 800 SH SOLE 800 0 0
WILD OATS COM 96808b107 5 450 SH SOLE 450 0 0
BANK ONE COM 06423A103 298 7721 SH SOLE 7721 0 0
ORACLE COM 68389X105 2,722 34560 SH SOLE 34560 0 0
AUSTRIA FUND COM 52587102 1 133 SH SOLE 133 0 0
P G & E COM 69331c108 21 863 SH SOLE 863 0 0
PEPSICO INC COM 713448108 37 800 SH SOLE 800 0 0
PFIZER INC COM 717081103 1,855 41275 SH SOLE 41275 0 0
PROCTER & GAMBLE COM 742718109 260 3880 SH SOLE 3880 0 0
PLEXUS CORP COM 729132100 1,819 25805 SH SOLE 25805 0 0
CATALINA MARKETING COM 148867104 3,227 85760 SH SOLE 85760 0 0
QWEST COM 749121109 290 6043 SH SOLE 6043 0 0
ROYAL DUTCH PETRO NY REG GLD 1.25 780257804 144 2400 SH SOLE 2400 0 0
ROBERT HALF INTERNATIONAL COM 770323103 1,779 51289 SH SOLE 51289 0 0
RELIASTAR FING II PFD 75952F205 10 400 SH SOLE 400 0 0
ROCKWELL INTERNATIONAL COM 773903109 6 200 SH SOLE 200 0 0
R P M INC COM 749685103 5 518 SH SOLE 518 0 0
RHYTHMS NETCONNECTIONS INC COM 762430205 3 400 SH SOLE 400 0 0
I M S HEALTH INC COM 449934108 91 4400 SH SOLE 4400 0 0
SBC COMMUNICATIONS INC COM 78387G103 284 5672 SH SOLE 5672 0 0
STARBUCKS CORP COM 855244109 14 350 SH SOLE 350 0 0
SCUDDER INTERNATIONAL FUND INC COM 811165109 146 2691 SH SOLE 2691 0 0
SIEBEL SYSTEM COM 826170102 223 2000 SH SOLE 2000 0 0
ONE GROUP LARGE CAP GROWTH COM 681937256 163 6689 SH SOLE 6689 0 0
SCHERING PLOUGH CORP COM 806605101 42 900 SH SOLE 900 0 0
SCHLUMBERGER LTD COM 806857108 1,408 17100 SH SOLE 17100 0 0
SYNAVANT COM 87157A105 1 220 SH SOLE 220 0 0
SIMON PPTY GROUP NEW COM 828806109 9 400 SH SOLE 400 0 0
SCOTTISH POWER PLC ADR SPON ADR FINAL 81013t705 9 300 SH SOLE 300 0 0
SPDR TR UNIT SER 1 UNIT SER 1 78462F103 287 2000 SH SOLE 2000 0 0
SEMPRA ENERGY COM 816851109 8 400 SH SOLE 400 0 0
STATE ST BOSTON CORP COM 857477103 4,519 34765 SH SOLE 34765 0 0
SUMMIT BANCORP COM 866005101 107 3097 SH SOLE 3097 0 0
SUN MICROSYSTEMS COM 866810104 23 200 SH SOLE 200 0 0
SWISS HELVETIA FUND COM 870875101 37 2590 SH SOLE 2590 0 0
A T & T COM 1957109 221 7526 SH SOLE 7526 0 0
TRICO BANCSHARES INC COM 896095106 32 1930 SH SOLE 1930 0 0
TEMPLETON DRAGON FUND INC COM 88018T101 5 638 SH SOLE 638 0 0
TECHNE CORP COM 878377100 4,793 42796 SH SOLE 42796 0 0
TARGET CORP COM 8.76E+110 127 4972 SH SOLE 4972 0 0
TELLABS COM 879664100 2,809 58830 SH SOLE 58830 0 0
TRANSMONTAIGNE OIL COM 893934109 7 1500 SH SOLE 1500 0 0
TIME WARNER INC COM 887315109 626 8000 SH SOLE 8000 0 0
TEXACO COM 881694103 16 300 SH SOLE 300 0 0
TEXAS INSTRUMENTS INC COM 882508104 16 340 SH SOLE 340 0 0
TEXAS UTILITIES CO COM 882848104 11 284 SH SOLE 284 0 0
TRI CONTINENTAL CORP COM 895436103 42 1600 SH SOLE 1600 0 0
TYCO INTERNATIONAL COM 902124106 3,686 71062 SH SOLE 71062 0 0
MEDIAONE GROUP INC COM 58440j104 9 135 SH SOLE 135 0 0
UNUMPROVIDENT 8.8% PFD SER A PFD 91529Y205 25 1000 SH SOLE 1000 0 0
UNION PAC CORP COM 907818108 62 1600 SH SOLE 1600 0 0
U S BANCORP COM 902973106 194 8515 SH SOLE 8515 0 0
UNITED TECHNOLOGIES CORP COM 913017109 55 800 SH SOLE 800 0 0
VISTEON CORP COM 92839U107 2 134 SH SOLE 134 0 0
<PAGE>
VODAFONE GROUP PLC SPONSORED ADR 92857T107 74 2000 SH SOLE 2000 0 0
VANGUARD INDEX TR TOTAL STK MK COM 922908306 249 7592 SH SOLE 7592 0 0
VANGUARD WORLD INT'L GROWTH PO COM 921910204 26 1255 SH SOLE 1255 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 80 1642 SH SOLE 1642 0 0
WALGREEN COM 931422109 1,302 34314 SH SOLE 34314 0 0
WACHOVIA CORP. COM 929771103 34 600 SH SOLE 600 0 0
WORLDCOM INC COM 55268B106 63 2061 SH SOLE 2061 0 0
WELLS FARGO - NEW COM 949746101 491 10690 SH SOLE 10690 0 0
WILLIAMS COMPANIES COM 969457100 13 300 SH SOLE 300 0 0
WAL MART STORES INC COM 931142103 2,314 48082 SH SOLE 48082 0 0
ONE GROUP DIV INTL FUND COM 68231N834 47 2973 SH SOLE 2973 0 0
WILLIAMS SONOMA INC COM 969904101 996 28665 SH SOLE 28665 0 0
WEYERHAEUSER CO COM 962166104 8 200 SH SOLE 200 0 0
XCEL ENGERY INC 3.60 PFD A PFD A 98389B209 10 200 SH SOLE 200 0 0
XILINX, INC. COM 983919101 2,409 28130 SH SOLE 28130 0 0
MOBILEXXON COM 30231G102 598 6711 SH SOLE 6711 0 0
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139873 3011133
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</TABLE>
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