UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Forum Investment Advisors, LLC
Address: Two Portland Square
Portland, Maine 04101
Form 13F File Number: 28-05247
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nanette K. Chern
Title: Chief Compliance Officer
Phone: (207) 879 - 1900
Signature, Place, and Date of Signing:
/s/ Nanette K. Chern Portland, ME May 4, 2000
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of other Included Managers: 2
Form 13F Information Table Entry Total 139
Form 13F Information Table Value Total $ 93,329
(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28-03192 Davis Hamilton Jackson & Assoc. L.P
2 28-03586 PPM America, Inc.
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Form 13F
Reporting Manager: Forum Investment Advisors, LLC.
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Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
Name of Issuer Title Cusip Mkt. Value Shares Investment Discretion Mgrs. Voting Authority
of Number x $1,000 Sole Shared Other Sole Shared None
Class (A) (B) (C) (A) (B) (C)
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AFLAC Incorporated Common 001055102 328 7,200 X 1 7,200
AT&T Corporation Common 001957109 844 15,000 X 15,000
AT&T Corporation Common 001957109 641 11,400 X 1 11,400
Abbott Laboratories Common 002824100 563 16,000 X 16,000
Adobe Systems Inc Common 00724F101 646 5,800 X 1 5,800
Air Products & Chemicals Common 009158106 455 16,000 X 16,000
Allergan Inc. Common 018490102 365 7,300 X 1 7,300
American General Corp Common 026351106 589 10,500 X 2 10,500
American Home Products Common 026609107 751 14,000 X 14,000
American Int'l Group Common 026874107 1,095 10,000 X 10,000
American Power Conversion Common 029066107 759 17,700 X 2 17,700
American Power Conversion Common 029066107 990 23,100 X 1 23,100
Anheuser-Busch Cos. Common 035229103 448 7,200 X 1 7,200
Apache Corporation Common 037411105 716 14,400 X 1 14,400
Automatic Data Processing Common 053015103 386 8,000 X 8,000
BJ Services Company Common 055482103 665 9,000 X 1 9,000
Bank of America Corp Common 060505104 479 9,136 X 9,136
Bank of America Corp Common 060505104 195 3,723 X 1 3,723
Baxter International Inc. Common 071813109 1,216 19,400 X 2 19,400
Bell Atlantic Corporation Common 077853109 306 5,000 X 2 5,000
Berkshire Hathaway - B Common 084670207 286 157 X 157
Best Buy Company Inc Common 086516101 679 7,900 X 1 7,900
Bowater Inc. Common 102183100 539 10,100 X 2 10,100
Broadwing Inc Common 111620100 402 10,800 X 1 10,800
Brunswick Corporation Common 117043109 189 10,000 X 2 10,000
Burlington Resources, Inc Common 122014103 981 26,500 X 2 26,500
CSX Corporation Common 126408103 118 5,000 X 2 5,000
Cardinal Health, Inc. Common 14149Y108 807 17,600 X 2 17,600
CenturyTel Inc Common 156700106 186 5,000 X 2 5,000
Chase Manhattan Corp Common 16161A108 1,151 13,200 X 2 13,200
Chevron Corporation Common 166751107 333 3,600 X 2 3,600
Cisco Systems Inc Common 17275R102 1,747 22,600 X 1 22,600
Citigroup Inc Common 172967101 730 12,300 X 2 12,300
Citigroup Inc Common 172967101 863 14,550 X 1 14,550
Clear Channel Communicat. Common 184502102 407 5,900 X 1 5,900
Columbia HCA Healthcare Common 197677107 552 21,800 X 2 21,800
Computer Sciences Corp Common 205363104 475 6,000 X 6,000
Comverse Technology Inc Common 205862402 851 4,500 X 1 4,500
Conoco Inc Common 208251306 293 11,900 X 1 11,900
Conoco Inc - Class B Common 208251405 220 8,596 X 8,596
Delphi Automotive Systems Common 247126105 814 50,900 X 2 50,900
Walt Disney Company Common 254687106 621 15,000 X 15,000
Walt Disney Company Common 254687106 654 15,800 X 1 15,800
RR Donnelley & Sons Common 257867101 590 28,200 X 2 28,200
Du Pont (E.I.) de Nemours Common 263534109 216 4,086 X 4,086
Duke Energy Corp Common 264399106 1,013 19,300 X 2 19,300
EMC Corporation Common 268648102 1,150 9,200 X 1 9,200
El Paso Energy Corp Common 283905107 1,300 32,200 X 2 32,200
Electronic Data Systems Common 285661104 770 12,000 X 2 12,000
Enron Corp Common 293561106 1,423 19,000 X 1 19,000
Exxon Mobil Corp Common 30231G102 934 12,000 X 12,000
Exxon Mobil Corp Common 30231G102 436 5,600 X 2 5,600
Exxon Mobil Corp Common 30231G102 926 11,900 X 1 11,900
FMC Corporation Common 302491303 864 15,300 X 2 15,300
FNMA Common 313586109 564 10,000 X 10,000
FNMA Common 313586109 468 8,300 X 1 8,300
Federated Dept. Stores Common 31410H101 981 23,500 X 2 23,500
First Data Corp Common 319963104 589 13,300 X 2 13,300
First Data Corp Common 319963104 447 10,100 X 1 10,100
First Union Corporation Common 337358105 946 25,400 X 2 25,400
Fiserv, Inc. Common 337738108 837 22,500 X 22,500
Forest Laboratories Inc. Common 345838106 524 6,200 X 1 6,200
Fort James Corporation Common 347471104 176 8,000 X 2 8,000
Fortune Brands Inc Common 349631101 200 8,000 X 2 8,000
GTE Corporation Common 362320103 1,413 19,900 X 2 19,900
Gannett Company, Inc. Common 364730101 823 11,700 X 2 11,700
General Electric Company Common 369604103 1,552 10,000 X 10,000
General Electric Company Common 369604103 1,847 11,900 X 1 11,900
General Motors Corp. Common 370442105 497 6,000 X 2 6,000
Hewlett-Packard Company Common 428236103 756 5,700 X 1 5,700
Home Depot Inc Common 437076102 626 9,700 X 1 9,700
Household International Common 441815107 862 23,100 X 2 23,100
Ingersoll-Rand Company Common 456866102 854 19,300 X 2 19,300
Intel Corp Common 458140100 1,214 9,200 X 2 9,200
Intel Corp Common 458140100 1,016 7,700 X 1 7,700
IBM Corp Common 459200101 885 7,500 X 7,500
Intimate Brands Inc Common 461156101 355 8,670 X 1 8,670
Johnson & Johnson Common 478160104 561 8,000 X 8,000
Johnson & Johnson Common 478160104 631 9,000 X 1 9,000
K mart Corporation Common 482584109 194 20,000 X 2 20,000
Estee Lauder Companies Common 518439104 621 12,400 X 1 12,400
Lexmark International Common 529771107 539 5,100 X 1 5,100
Linear Technology Corp Common 535678106 561 10,200 X 1 10,200
Liz Claiborne, Inc. Common 539320101 229 5,000 X 2 5,000
Lockheed Martin Corp Common 539830109 204 10,000 X 2 10,000
MBIA Inc. Common 55262C100 776 14,900 X 2 14,900
MGIC Investment Corp. Common 552848103 410 9,400 X 2 9,400
Marsh & McLennan Cos. Inc Common 571748102 1,037 9,400 X 1 9,400
McDonald's Corporation Common 580135101 387 10,300 X 1 10,300
Merck & Company Inc Common 589331107 857 13,800 X 13,800
Merck & Company Inc Common 589331107 516 8,300 X 1 8,300
Mercury Interactive Corp Common 589405109 151 1,900 X 1 1,900
Merrill Lynch & Co., Inc. Common 590188108 1,050 10,000 X 10,000
Microsoft Corporation Common 594918104 1,498 14,100 X 1 14,100
Minnesota Mining & Mfg Common 604059105 328 3,700 X 1 3,700
Molex Inc. Common 608554101 494 8,400 X 1 8,400
Morgan St Dean Witter Common 617446448 1,068 13,100 X 1 13,100
Motorola, Inc. Common 620076109 783 5,500 X 1 5,500
Nortel Networks Corp Common 656569100 441 3,500 X 1 3,500
Nucor Corporation Common 670346105 900 18,000 X 2 18,000
Occidental Petroleum Corp Common 674599105 208 10,000 X 2 10,000
Omnicom Group Inc Common 681919106 682 7,300 X 1 7,300
Oracle Corporation Common 68389X105 1,561 20,000 X 20,000
Oracle Corporation Common 68389X105 820 10,500 X 1 10,500
PPG Industries Inc. Common 693506107 262 5,000 X 2 5,000
Pall Corp. Common 696429307 765 34,100 X 2 34,100
Paychex, Inc. Common 704326107 723 13,800 X 1 13,800
PepsiCo Common 713448108 380 11,000 X 11,000
Perkin-Elmer Corporation Common 714046109 592 8,900 X 1 8,900
Phone.com Inc Common 71920Q100 179 1,100 X 1 1,100
Procter & Gamble Co. Common 742718109 473 8,400 X 1 8,400
Providian Financial Corp Common 74406A102 381 4,400 X 1 4,400
Robert Half International Common 770323103 474 10,000 X 1 10,000
SBC Communications, Inc. Common 78387G103 428 10,200 X 10,200
SBC Communications, Inc. Common 78387G103 752 17,900 X 1 17,900
Schlumberger Ltd. Common 806857108 689 9,000 X 9,000
Sears, Roebuck & Co. Common 812387108 154 5,000 X 2 5,000
Siebel Systems Inc Common 826170102 514 4,300 X 1 4,300
Solectron Corp Common 834182107 361 9,000 X 1 9,000
Southern Company, The Common 842587107 968 44,500 X 2 44,500
SouthTrust Corp Common 844730101 702 27,600 X 2 27,600
Sprint Corp (PCS Group) Common 852061506 457 7,000 X 1 7,000
Symbol Technologies Common 871508107 1,229 14,925 X 1 14,925
Texas Instruments, Inc. Common 882508104 1,072 6,700 X 1 6,700
Tyco International Ltd. Common 902124106 998 20,000 X 2 20,000
United Technologies Corp. Common 913017109 758 12,000 X 12,000
V F Corporation Common 918204108 241 10,000 X 2 10,000
Viacom, Inc., Class B Common 925524308 749 14,200 X 1 14,200
Vitesse Semiconductor Common 928497106 635 6,600 X 1 6,600
Vodafone Airtouch plc ADR Common 92857T107 1,111 20,000 X 20,000
Wal-Mart Stores Inc Common 931142103 794 14,300 X 1 14,300
Washington Mutual Inc Common 939322103 551 20,800 X 2 20,800
Waste Management Inc. Common 94106L109 513 37,500 X 2 37,500
Waters Corp Common 941848103 686 7,200 X 1 7,200
Wells Fargo Company Common 949746101 737 18,000 X 18,000
Whirlpool Corporation Common 963320106 1,049 17,900 X 2 17,900
Xerox Corp Common 984121103 208 8,000 X 2 8,000
Daimler Chrysler AG Common D1668R123 612 9,352 X 9,352
Amdocs Ltd Common G02602103 236 3,200 X 1 3,200
139 93,329
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