UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Forum Investment Advisors, LLC
Address: Two Portland Square
Portland, Maine 04101
Form 13F File Number: 28-05247
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nanette K. Chern
Title: Chief Compliance Officer
Phone: (207) 879-1900
Signature, Place, and Date of Signing:
/s/ Nanette K. Chern Portland, ME August 14, 2000
--------------------------- -------------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of other Included Managers: 2
Form 13F Information Table Entry Total 143
Form 13F Information Table Value Total $75,538
(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28-03192 Davis Hamilton Jackson & Assoc. L.P.
2 28-03586 PPM America, Inc.
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FORM 13F
US DOLLAR DENOMINATED HOLDINGS - [FUND]
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<S> <C> <C> <C> <C> <C> <C> <C>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 - ITEM 7 ITEM 8 -
Investment Discretion Voting Authroity
Name of Issue Class TitCusip Market Value Shares Sole Shared Other Managers Sole Shared None
A B C A B C
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AFLAC Incorporated Common 001055102 331 7,200 X 1 7,200
AT&T Corporation Common 001957109 474 15,000 X 15,000
AT&T Corporation Common 001957109 187 5,900 X 1 5,900
Abbott Laboratories Common 002824100 713 16,000 X 16,000
Adobe Systems Inc Common 00724F101 533 4,100 X 1 4,100
Aetna Inc. Common 008117103 584 9,100 X 2 9,100
Agilent Technologies Inc Common 00846U101 327 4,431 X 1 4,431
Air Products & Chemicals Common 009158106 493 16,000 X 16,000
Allergan Inc. Common 018490102 447 6,000 X 1 6,000
American Financial Group Common 025932104 270 10,900 X 2 10,900
American General Corp Common 026351106 543 8,900 X 2 8,900
American Home Products Common 026609107 823 14,000 X 14,000
American Int'l Group Common 026874107 1,175 10,000 X 10,000
American Power Conversion Common 029066107 343 8,400 X 1 8,400
Anheuser-Busch Cos. Common 035229103 426 5,700 X 1 5,700
Apache Corporation Common 037411105 471 8,000 X 1 8,000
Applied Materials, Inc. Common 038222105 335 3,700 X 1 3,700
Ashland, Inc. Common 044204105 508 14,500 X 2 14,500
Automatic Data Processing Common 053015103 429 8,000 X 8,000
BJ Services Company Common 055482103 406 6,500 X 1 6,500
Bank of America Corp Common 060505104 393 9,136 X 9,136
Bank of America Corp Common 060505104 499 11,600 X 2 11,600
Bell Atlantic Corporation Common 077853109 381 7,500 X 2 7,500
BellSouth Corporation Common 079860102 409 9,600 X 2 9,600
Berkshire Hathaway - B Common 084670207 276 157 X 157
Best Buy Company Inc Common 086516101 316 5,000 X 1 5,000
Broadwing Inc Common 111620100 236 9,100 X 1 9,100
Brunswick Corporation Common 117043109 333 20,100 X 2 20,100
Burlington No Santa Fe Common 12189T104 482 21,000 X 2 21,000
CIGNA Corp. Common 125509109 561 6,000 X 2 6,000
CSX Corporation Common 126408103 549 25,900 X 2 25,900
Cardinal Health, Inc. Common 14149Y108 355 4,800 X 1 4,800
CenturyTel Inc Common 156700106 437 15,200 X 2 15,200
Charter One Financial Inc Common 160903100 639 27,800 X 2 27,800
Chase Manhattan Corp Common 16161A108 511 11,100 X 2 11,100
Chevron Corporation Common 166751107 263 3,100 X 2 3,100
Chubb Corp. Common 171232101 572 9,300 X 1 9,300
Cisco Systems Inc Common 17275R102 1,150 18,100 X 1 18,100
Citigroup Inc Common 172967101 684 11,350 X 1 11,350
Clear Channel Communicat. Common 184502102 248 3,300 X 1 3,300
Computer Associates Int Common 204912109 553 10,800 X 2 10,800
Computer Sciences Corp Common 205363104 448 6,000 X 6,000
Compuware Corp Common 205638109 446 43,000 X 2 43,000
Comverse Technology Inc Common 205862402 353 3,800 X 1 3,800
Conoco Inc Common 208251306 174 7,900 X 1 7,900
Conoco Inc - Class B Common 208251405 211 8,596 X 8,596
Cooper Industries, Inc. Common 216669101 420 12,900 X 2 12,900
Dell Computer Corp. Common 247025109 468 9,500 X 1 9,500
Delphi Automotive Systems Common 247126105 492 33,800 X 2 33,800
<PAGE>
Walt Disney Company Common 254687106 582 15,000 X 15,000
Walt Disney Company Common 254687106 590 15,200 X 1 15,200
Du Pont (E.I.) de Nemours Common 263534109 179 4,086 X 4,086
EMC Corporation Common 268648102 685 8,900 X 1 8,900
Enron Corp Common 293561106 439 6,800 X 1 6,800
Exxon Mobil Corp Common 30231G102 942 12,000 X 12,000
Exxon Mobil Corp Common 30231G102 628 8,000 X 1 8,000
FNMA Common 313586109 522 10,000 X 10,000
FNMA Common 313586109 282 5,400 X 1 5,400
Federated Dept. Stores Common 31410H101 594 17,600 X 2 17,600
First Data Corp Common 319963104 605 12,200 X 1 12,200
Fiserv, Inc. Common 337738108 973 22,500 X 22,500
FirstEnergy Corp Common 337932107 545 23,300 X 2 23,300
Ford Motor Company Common 345370100 490 11,400 X 2 11,400
Forest Laboratories Inc. Common 345838106 566 5,600 X 1 5,600
Fort James Corporation Common 347471104 421 18,200 X 2 18,200
Fortune Brands Inc Common 349631101 434 18,800 X 2 18,800
Franklin Resources Inc Common 354613101 380 12,500 X 2 12,500
GPU, Inc. Common 36225X100 547 20,200 X 2 20,200
GTE Corporation Common 362320103 510 8,200 X 2 8,200
General Electric Company Common 369604103 1,590 30,000 X 30,000
General Electric Company Common 369604103 1,447 27,300 X 1 27,300
General Motors Corp. Common 370442105 372 6,400 X 2 6,400
HCA - The Healthcare Co Common 404119109 580 19,100 X 2 19,100
Hartford Financial Svcs Common 416515104 543 9,700 X 2 9,700
Hewlett-Packard Company Common 428236103 512 4,100 X 1 4,100
ITT Industries, Inc. Common 450911102 416 13,700 X 2 13,700
Intel Corp Common 458140100 989 7,400 X 1 7,400
IBM Corp Common 459200101 822 7,500 X 7,500
Intimate Brands Inc Common 461156101 281 14,240 X 1 14,240
Johnson & Johnson Common 478160104 815 8,000 X 8,000
Johnson & Johnson Common 478160104 693 6,800 X 1 6,800
K mart Corporation Common 482584109 549 80,600 X 2 80,600
KeyCorp Common 493267108 568 32,200 X 2 32,200
Estee Lauder Companies Common 518439104 242 4,900 X 1 4,900
Linear Technology Corp Common 535678106 294 4,600 X 1 4,600
Liz Claiborne, Inc. Common 539320101 370 10,500 X 2 10,500
Lockheed Martin Corp Common 539830109 504 20,300 X 2 20,300
Marsh & McLennan Cos. Inc Common 571748102 773 7,400 X 1 7,400
Maytag Corporation Common 578592107 542 14,700 X 2 14,700
Mead Corporation Common 582834107 371 14,700 X 2 14,700
Merck & Company Inc Common 589331107 1,057 13,800 X 13,800
Merck & Company Inc Common 589331107 498 6,500 X 1 6,500
Mercury Interactive Corp Common 589405109 184 1,900 X 1 1,900
Merrill Lynch & Co., Inc. Common 590188108 1,150 10,000 X 10,000
Microsoft Corporation Common 594918104 800 10,000 X 1 10,000
Minnesota Mining & Mfg Common 604059105 223 2,700 X 1 2,700
Molex Inc. Common 608554101 390 8,100 X 1 8,100
Morgan St Dean Witter Common 617446448 566 6,800 X 1 6,800
Motorola, Inc. Common 620076109 320 11,000 X 1 11,000
Nortel Networks Corp Common 656568102 410 6,000 X 1 6,000
Nucor Corporation Common 670346105 514 15,500 X 2 15,500
OM Group Inc Common 670872100 172 3,900 X 1 3,900
Occidental Petroleum Corp Common 674599105 487 23,100 X 2 23,100
<PAGE>
Omnicom Group Inc Common 681919106 330 3,700 X 1 3,700
Oracle Corporation Common 68389X105 1,681 20,000 X 20,000
Oracle Corporation Common 68389X105 866 10,300 X 1 10,300
PPG Industries Inc. Common 693506107 532 12,000 X 2 12,000
Pactiv Corp Common 695257105 256 32,500 X 2 32,500
Parker Hannifin Common 701094104 438 12,800 X 2 12,800
Paychex, Inc. Common 704326107 588 14,000 X 1 14,000
PepsiCo Common 713448108 489 11,000 X 11,000
PerkinElmer Inc Common 714046109 423 6,400 X 1 6,400
Pfizer Inc. Common 717081103 974 20,300 X 1 20,300
Phelps Dodge Corporation Common 717265102 495 13,300 X 2 13,300
Philip Morris Cos Inc Common 718154107 688 25,900 X 2 25,900
Phillips Petroleum Co Common 718507106 441 8,700 X 2 8,700
Procter & Gamble Co. Common 742718109 281 4,900 X 1 4,900
Providian Financial Corp Common 74406A102 396 4,400 X 1 4,400
Robert Half International Common 770323103 570 20,000 X 1 20,000
Rohm & Haas Company Common 775371107 504 14,600 X 2 14,600
SBC Communications, Inc. Common 78387G103 441 10,200 X 10,200
SBC Communications, Inc. Common 78387G103 554 12,800 X 2 12,800
SBC Communications, Inc. Common 78387G103 653 15,100 X 1 15,100
Schlumberger Ltd. Common 806857108 672 9,000 X 9,000
Sears, Roebuck & Co. Common 812387108 427 13,100 X 2 13,100
SouthTrust Corp Common 844730101 235 10,400 X 2 10,400
Sovereign Bancorp Inc Common 845905108 401 57,000 X 2 57,000
Sprint Corp (PCS Group) Common 852061506 446 7,500 X 1 7,500
Symbol Technologies Common 871508107 496 9,187 X 1 9,187
TRW Inc. Common 872649108 521 12,000 X 2 12,000
Texas Instruments, Inc. Common 882508104 721 10,500 X 1 10,500
United Technologies Corp. Common 913017109 707 12,000 X 12,000
United Technologies Corp. Common 913017109 353 6,000 X 2 6,000
V F Corporation Common 918204108 533 22,400 X 2 22,400
Viacom, Inc., Class B Common 925524308 750 11,000 X 1 11,000
Visteon Corp Common 92839U107 18 1,493 X 2 1,493
Vodafone Airtouch plc ADR Common 92857T107 829 20,000 X 20,000
Wal-Mart Stores Inc Common 931142103 651 11,300 X 1 11,300
Washington Mutual Inc Common 939322103 624 21,600 X 2 21,600
Waters Corp Common 941848103 562 4,500 X 1 4,500
Wells Fargo Company Common 949746101 698 18,000 X 18,000
Xerox Corp Common 984121103 467 22,500 X 2 22,500
Amdocs Ltd Common G02602103 192 2,500 X 1 2,500
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Total Items 143 75,538
