UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shadwell Capital, LC
Address: 321 East Main Street
Charlottesville, VA 22902
Form 13F File Number: 28-05361
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dan Oakey
Title: Chief Financial Officer
Phone: (804) 977-1600
Signature, Place, and Date of Signing:
/s/ Dan Oakey Charlottesville, VA November 14, 2000
----------------------------- ------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 37
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Form 13F Information Table Value Total: $ 147,670
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(thousands)
List of Other Included Managers:
None
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Form 13F INFORMATION TABLE - Shadwell Capital, LC (quarter ended 9/30/2000)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR PRN SH/ PUT/ INVESTMENT OTHER SOLE SHARED NONE
CLASS (X1000) AMOUNT PRN CALL DISCRETION MANAGERS
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<S> <C> <C> <C> <C> <C> <C> <C>
AMSOUTH BANCORPORATION COMMON 032165102 7,363 589,000 SH SOLE 589,000
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BANK OF AMERICA CORPORATION COMMON 060505104 4,400 84,000 SH SOLE 84,000
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BANKNORTH GROUP INC NEW COMMON 06646R107 5,245 293,400 SH SOLE 293,400
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CHITTENDEN CORP COMMON 170228100 4,470 174,000 SH SOLE 174,000
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COLONIAL BANCGROUP INC COMMON 195493309 3,162 304,800 SH SOLE 304,800
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COMMERCE BANCSHARES INC COMMON 200525103 2,393 65,000 SH SOLE 65,000
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COMPASS BANCSHARES INC COMMON 20449H109 6,778 347,600 SH SOLE 347,600
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DIME CMNTY BANCSHARES COMMON 253922108 992 40,100 SH SOLE 40,100
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F&M NATL CORP COMMON 302374103 2,886 118,111 SH SOLE 118,111
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FBL FINL GROUP INC CLASS A 30239F106 1,047 64,400 SH SOLE 64,400
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FIRST FINL BANCORP OH COMMON 320209109 2,265 143,800 SH SOLE 143,800
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FIRST VA BANKS INC COMMON 337477103 4,885 114,600 SH SOLE 114,600
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FIRSTAR CORP NEW WIS COMMON 33763V109 5,146 230,000 SH SOLE 230,000
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FRONTIER FINL CORP WASH COMMON 35907K105 1,129 60,000 SH SOLE 60,000
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FULTON FINL CORP PA COMMON 360271100 1,430 72,200 SH SOLE 72,200
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HUNTINGTON BANCSHARES INC COMMON 446150104 7,968 542,500 SH SOLE 542,500
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JEFFERSON PILOT CORP COMMON 475070108 2,647 39,000 SH SOLE 39,000
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LIBERTY FINL COS INC COMMON 530512102 1,967 83,700 SH SOLE 83,700
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MARSHALL & ILSLEY CORPORATION COMMON 571834100 6,752 134,700 SH SOLE 134,700
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MID-STATE BANCSHARES COMMON 595440108 2,563 82,000 SH SOLE 82,000
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NATIONAL CITY CORP COMMON 635405103 5,691 257,200 SH SOLE 257,200
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NATIONAL COMM BANCORP COMMON 635449101 6,280 315,000 SH SOLE 315,000
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NATIONWIDE FINL SVS INC COMMON 638612101 1,925 51,500 SH SOLE 51,500
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OLD REP INTL CORP COMMON 680223104 1,372 57,000 SH SOLE 57,000
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PACIFIC CAP BANCORP NEW COMMON 69404P101 2,060 77,000 SH SOLE 77,000
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PHILADELPHIA CONS HLDG CORP COMMON 717528103 1,269 60,800 SH SOLE 60,800
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PROTECTIVE LIFE CORP COMMON 743674103 1,001 33,500 SH SOLE 33,500
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PROVIDENT BANKSHARES CORP COMMON 743859100 1,705 101,800 SH SOLE 101,800
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REGIONS FINL CORP COMMON 758940100 6,926 305,300 SH SOLE 305,300
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SOUTHTRUST CORP COMMON 844730101 5,517 175,500 SH SOLE 175,500
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SUMMIT BANCORP COMMON 866005101 2,815 81,600 SH SOLE 81,600
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TRUSTMARK CORP COMMON 898402102 4,399 225,600 SH SOLE 225,600
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U.S. BANKCORP COMMON 902973106 9,525 418,700 SH SOLE 418,700
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UMB FINL CORP COMMON 902788108 2,667 71,600 SH SOLE 71,600
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UNION PLANTERS CORP COMMON 908068109 5,356 162,000 SH SOLE 162,000
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UNITED BANKSHARES INC WEST VA COMMON 909907107 3,306 168,472 SH SOLE 168,472
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WACHOVIA CORP COMMON 929771103 10,368 182,900 SH SOLE 182,900
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