UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 1999
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shadwell Capital , LC
Address: 321 East Main Street
Charlottesville, VA 22902
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dan Oakey
Title: Chief Financial Officer
Phone: (804) 977-1600
Signature, Place, and Date of Signing:
Charlottesville, VA February 10, 2000
- ------------------------------ ------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 36
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Form 13F Information Table Value Total: $183,709
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(thousands)
List of Other Included Managers:
None
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SHADWELL 13F INFORMATION TABLE 12/31/99
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OTHER
NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- VOTING AUTHORITY
CLASS NUMBER (x$1000) PRN AMOUNT PRN CALL DISCRETION GERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Associated Banc Corp. COM 045487105 2,298 67,100 SH SOLE 67,100
Bank of America COM 060505104 6,374 127,000 SH SOLE 127,000
Corporation
BB&T Corporation COM 054937107 3,860 141,000 SH SOLE 141,000
CCB Financial Corporation COM 124875105 7,833 179,800 SH SOLE 179,800
Centura Banks, inc. COM 15640T100 3,724 84,400 SH SOLE 84,400
Charter One Financial, COM 160903100 12,672 662,600 SH SOLE 662,600
Inc.
Citizens Banking COM 174420109 712 31,800 SH SOLE 31,800
Corporation
Commerce Bancshares, Inc. COM 200525103 3,208 94,710 SH SOLE 94,710
Commercial Federal COM 201647104 1,560 87,600 SH SOLE 87,600
Corporation
Compass Bancshares, Inc. COM 20449H109 6,877 308,200 SH SOLE 308,200
Dime Bancorp. Incorporated COM 25429Q102 4,728 312,600 SH SOLE 312,600
Dime Community COM 253922108 1,121 60,600 SH SOLE 60,600
Bancshares, Inc.
F&M National Corporation COM 302374103 2,892 104,911 SH SOLE 104,911
First Financial Bancorp. COM 320209109 214 10,000 SH SOLE 10,000
First Tennessee National COM 337162101 6,427 225,500 SH SOLE 225,500
Corporation
First Virginia Banks, Inc. COM 337477103 6,192 144,000 SH SOLE 144,000
Firstar Corporation COM 33763V109 15,398 728,900 SH SOLE 728,900
Huntington Bancshares COM 446150104 1,609 67,400 SH SOLE 67,400
Incorporation
Keystone Financial, Inc. COM 493482103 5,542 263,100 SH SOLE 263,100
M&T Bank Corporation COM 55261F104 5,634 13,600 SH SOLE 13,600
Mellon Bank Corporation COM 58551A108 9,592 281,600 SH SOLE 281,600
Mercantile Bankshares COM 587405101 9,255 289,800 SH SOLE 289,800
Corporation
National City Corporation COM 635405103 12,355 521,600 SH SOLE 521,600
North Fork Bancorporation COM 659424105 3,680 210,300 SH SOLE 210,300
One Valley Bancorp, Inc. COM 682419106 2,686 87,700 SH SOLE 87,700
Peoples Heritage COM 711147108 4,895 325,000 SH SOLE 325,000
Financial Group, Inc.
PNC Bank Corp. COM 693475105 5,994 134,700 SH SOLE 134,700
Regions Financial COM 758940100 3,492 139,000 SH SOLE 139,000
Corporation
Sky Financial Group Inc. COM 83080P103 1,189 59,100 SH SOLE 59,100
Susquehanna Bancshares, COM 869099101 1,075 67,700 SH SOLE 67,700
Inc.
U.S. Bancorp COM 902973106 16,240 682,000 SH SOLE 682,000
Washington Federal, Inc. COM 938824109 3,160 160,000 SH SOLE 160,000
Washington Mutual Inc. COM 939322103 3,372 129,700 SH SOLE 129,700
Webster Financial COM 947890109 2,370 100,600 SH SOLE 100,600
Corporation
Westamerica Bancorporation COM 957090103 3,900 139,600 SH SOLE 139,600
Wilmington Trust COM 971807102 1,578 32,700 SH SOLE 32,700
Corporation
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