UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gulbir Madan
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Address: c/o Neptune Capital Management, L.L.C.
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237 Park Avenue, Suite 900
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New York, New York 10017
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Form 13F File Number:
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gulbir Madan
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Title: Manager
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Phone: 212-838-0870
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Signature, Place, and Date of Signing:
/s/ Gulbir Madan New York, New York 2/14/00
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Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
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Form 13F Information Table Entry Total: 50
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Form 13F Information Table Value Total: $175,909
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 Neptune Capital Management, L.L.C.
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Form 13F INFORMATION TABLE
<C> <C> <C> <C> <C> <C> <C> <C>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- --------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- -------
ALLIANCE SEMICONDUCTOR CORP COM 018778100 12,509 749,600 SH SHARED-DEFINED 1 749,600
- -----------------------------------------------------------------------------------------------------------------------------------
BROADCOM CORP CL A 111320107 5,802 21,300 SH SHARED-DEFINED 1 21,300
- -----------------------------------------------------------------------------------------------------------------------------------
SIPEX CORP COM 829909100 5,775 235,100 SH SHARED-DEFINED 1 235,100
- -----------------------------------------------------------------------------------------------------------------------------------
ATMEL CORP COM 049513104 3,991 135,000 SH SHARED-DEFINED 1 135,000
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SMARTDISK CORP COM 83169Q105 1,719 52,500 SH SHARED-DEFINED 1 52,500
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RAMBUS INC DEL COM 750917106 1,686 25,000 SH SHARED-DEFINED 1 25,000
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MEMC ELECTR MATLS INC COM 552715104 1,103 90,000 SH SHARED-DEFINED 1 90,000
- -----------------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC CORP COM 172755100 692 52,000 SH SHARED-DEFINED 1 52,000
- -----------------------------------------------------------------------------------------------------------------------------------
VERITAS SOFTWARE CO COM 923436109 9,017 63,000 SH SHARED-DEFINED 1 63,000
- -----------------------------------------------------------------------------------------------------------------------------------
COMMTOUCH SOFTWARE LTD ORD M25596103 3,123 64,300 SH SHARED-DEFINED 1 64,300
- -----------------------------------------------------------------------------------------------------------------------------------
CLARENT CORP DEL COM 180461105 2,099 27,000 SH SHARED-DEFINED 1 27,000
- -----------------------------------------------------------------------------------------------------------------------------------
CBT GROUP PLC ADRS SPON ADR NEW 124853300 1,675 50,000 SH SHARED-DEFINED 1 50,000
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ASPEC TECHNOLOGY INC COM 045233103 679 135,000 SH SHARED-DEFINED 1 135,000
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REDBACK NETWORKS INC COM 757209101 5,325 30,000 SH SHARED-DEFINED 1 30,000
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3COM CORP COM 885535104 2,679 57,000 SH SHARED-DEFINED 1 57,000
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PARADYNE NETWORKS INC COM 69911G107 2,671 98,000 SH SHARED-DEFINED 1 98,000
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VIXEL CORP DEL COM 928552108 1,594 35,787 SH SHARED-DEFINED 1 35,787
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PSINET INC COM 74437C101 8,472 137,200 SH SHARED-DEFINED 1 137,200
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LIBERTY DIGITAL INC CL A 530436104 5,495 74,000 SH SHARED-DEFINED 1 74,000
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WEBVAN GROUP INC COM 94845V103 2,310 140,000 SH SHARED-DEFINED 1 140,000
- -----------------------------------------------------------------------------------------------------------------------------------
EXODUS COMMUNICATIONS INC COM 302088109 2,309 26,000 SH SHARED-DEFINED 1 26,000
- -----------------------------------------------------------------------------------------------------------------------------------
NET2PHONE COM 64108N106 2,297 50,000 SH SHARED-DEFINED 1 50,000
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ZIFF-DAVIS INC ZDNET 989511209 2,100 100,000 SH SHARED-DEFINED 1 100,000
- -----------------------------------------------------------------------------------------------------------------------------------
INSWEB CORP COM 45809K103 1,841 72,000 SH SHARED-DEFINED 1 72,000
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NTL INC COM 629407107 14,596 117,000 SH SHARED-DEFINED 1 117,000
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TELLABS INC COM 879664100 7,170 111,700 SH SHARED-DEFINED 1 111,700
- -----------------------------------------------------------------------------------------------------------------------------------
COVAD COMMUNICATIONS GROUP COM 222814204 5,034 90,000 SH SHARED-DEFINED 1 90,000
- -----------------------------------------------------------------------------------------------------------------------------------
GLOBAL TELESYSTEMS GROUP COM 37936U104 4,865 29,108 SH SHARED-DEFINED 1 29,108
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CIENA CORP COM 171779101 3,335 58,000 SH SHARED-DEFINED 1 58,000
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VIATEL INC COM 925529208 2,510 46,800 SH SHARED-DEFINED 1 46,800
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AT&T CORP COM 001957109 2,287 45,000 SH SHARED-DEFINED 1 45,000
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NETWORK PLUS CORP COM 64122D506 2,037 97,000 SH SHARED-DEFINED 1 97,000
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NIPPON TELEG & TEL SPONSORED ADR 654624105 1,034 12,000 SH SHARED-DEFINED 1 12,000
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SILICON GRAPHICS INC COM 827056102 7,217 745,000 SH SHARED-DEFINED 1 745,000
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SUN MICROSYSTEMS INC COM 866810104 5,576 72,000 SH SHARED-DEFINED 1 72,000
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COMMUNICATION INTELLIGENCE NEW COM 20338K106 2,492 302,000 SH SHARED-DEFINED 1 302,000
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VISX INC DEL COM 92844S105 2,588 50,000 SH SHARED-DEFINED 1 50,000
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SAUL CTRS INC COM 804395101 563 40,000 SH SHARED-DEFINED 1 40,000
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MATTHEWS STUDIO EQUIP GROUP COM 577140106 269 86,000 SH SHARED-DEFINED 1 86,000
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PC-TEL INC COM 693250105 1,260 24,000 SH SHARED-DEFINED 1 24,000
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EURO909 COM A S SPONSORED ADR 298737107 8,965 326,000 SH SHARED-DEFINED 1 326,000
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INTERNET INITIATIVE JAPAN INC SPONSORED ADR 46059T109 1,691 17,400 SH SHARED-DEFINED 1 17,400
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SONERA CORPORATION PLC SPONSORED ADR 835433202 6,233 90,000 SH SHARED-DEFINED 1 90,000
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ERICSSON L M TEL CO. ADR CL B SEK10 294821400 2,956 45,000 SH SHARED-DEFINED 1 45,000
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GLOBAL CROSSING LTD COM G3921A100 2,000 40,000 SH SHARED-DEFINED 1 40,000
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INTELECT COMMUNICATIONS INC COM 458144102 1,416 1,030,000 SH SHARED-DEFINED 1 1,030,000
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PHILLIP MORRIS COS INC COM 718154107 621 27,000 SH SHARED-DEFINED 1 27,000
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NETWORK PLUS CORP COM 64122D506 1,293 75,000 SH CALL SHARED-DEFINED 1 75,000
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COBALT NETWORKS INC COM 19074R101 488 4,500 SH SHARED-DEFINED 1 4,500
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EXCEL TECHNOLOGY INC COM 30067T103 450 25,100 SH SHARED-DEFINED 1 25,000
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