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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Yellowstone Capital Management, Inc./NJ/
Address: 44 Nassau Street, Suite 310, Princeton, NJ 08542
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: N. Harrison Buck
Yellowstone Capital Management, Inc.
Title: President
Phone: (609) 924-8004
Signature, Place, and Date of Signing:
/s/ N. Harrison Buck Philadelphia, PA February 11, 2000
- -------------------- ---------------- -----------------
Signature City, State Date
Report Type: (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 59
Form 13F Information Table Entry Total: $102,523
(Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is file,
other than the manager filing this report.
None.
CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM
THE PUBLIC FORM 13F AND FILED SEPARATELY WITH THE COMMISSION
2
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FORM 13F INFORMATION TABLE
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR ALL
INFORMATION ON THIS PAGE
DATED AS OF DECEMBER 31, 1999
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
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TITLE OF VALUE SHRS OR SH/ PUT/
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL
- -------------- ----- ----- -------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- -------- -------- -------- --------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- -------------- ---------- -------- ---- ------ -----
<S> <C> <C> <C> <C> <C>
</TABLE>
THIS INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH
THE SECURITIES AND EXCHANGE COMMISSION
3
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FORM 13F INFORMATION TABLE
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR ALL
INFORMATION ON THIS PAGE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- -------- -------- -------- -------- --------
TITLE OF VALUE SHRS OR SH/ PUT/
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL
- -------------- ----- ----- -------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- -------- -------- -------- --------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
---------- -------- ---- ------ -----
<S> <C> <C> <C> <C> <C>
</TABLE>
THIS INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH
THE SECURITIES AND EXCHANGE COMMISSION
4
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FORM 13F INFORMATION TABLE
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR ALL
INFORMATION ON THIS PAGE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- -------- -------- -------- -------- --------
TITLE OF VALUE SHRS OR SH/ PUT/
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL
- -------------- ----- ----- -------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- -------- -------- -------- --------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- -------------- ---------- -------- ---- ------ -----
<S> <C> <C> <C> <C> <C>
</TABLE>
THIS INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH
THE SECURITIES AND EXCHANGE COMMISSION
5
<PAGE> 6
FORM 13F INFORMATION TABLE
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR ALL
INFORMATION ON THIS PAGE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- -------- -------- -------- -------- --------
TITLE OF VALUE SHRS OR SH/ PUT/
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL
- -------------- ----- ----- -------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- -------- -------- -------- --------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- -------------- ---------- -------- ---- ------ -----
<S> <C> <C> <C> <C> <C>
</TABLE>
THIS INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH
THE SECURITIES AND EXCHANGE COMMISSION
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