UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
-------------------------
Check here if Amendment [ ]; Amendment Number: ___________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: IPS Advisory, Inc.
Address: 1225 Wesgarber Road
Suite S-380
Knoxville, Tennessee 37902
Form 13F File Number: 28-5261
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregory D'Amico
Title: President
Phone: (800) 232-9142
Signature, Place, and Date of Signing:
/s/ Greg D'Amico Knoxville, Tennessee 11/06/00
-------------------------- ----------------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s)).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s)).
List of Other Managers Reporting for this Manager:
NONE
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
-------------------------
Form 13F Information Table Entry Total: 109
-------------------------
Form 13F Information Table Value Total: $ 634,664
-------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
NONE
-2-
<PAGE>
FORM 13F INFORMATION TABLE
--------------------------
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
--------------------
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ----- ----- --------- -------- --- ---- ---------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C>
ANALOG DEVICES COM 032654105 7790 101175 SH SOLE 101175
ACTIVE POWER COM 00504W100 3049 49175 SH SOLE 49175
ADOBE SYS INC COM COM 00724F101 3284 21150 SH SOLE 21150
AES CORP COM COM 00130H105 17389 253850 SH SOLE 253850
AETHER SYS INC COM COM 00808V105 2216 21000 SH SOLE 21000
AGILENT TECH COM 00846U101 489 10000 SH SOLE 10000
AKAMAI TECHNOLOGIES COM COM 00971T101 3235 61600 SH SOLE 61600
ALTEON WEBSYSTEMS INC COM COM 02145A109 542 5000 SH SOLE 5000
ANALOG DEVICES INC COM COM 032654105 976 11825 SH SOLE 11825
APPLIED MICRO CIRCUITS COM COM 03882W109 6212 30000 SH SOLE 30000
ARIBA INC COM COM 04033V104 5983 41760 SH SOLE 41760
AVANEX CORP COM COM 05348W109 4788 44463 SH SOLE 44463
BALLARD PWR SYS INC COM COM 05858H104 3442 31500 SH SOLE 31500
BROADCOM CORP CL A COM 111320107 21131 86690 SH SOLE 86690
BROADVISION INC COM COM 111412102 3415 132950 SH SOLE 132950
BROCADE COMMUNCTNS SYS COM COM 111621108 10514 44550 SH SOLE 44550
CALIFORNIA WTR SVC GRP COM COM 130788102 1610 60200 SH SOLE 60200
CALPINE CORP COM COM 131347106 43342 415250 SH SOLE 415250
CAPSTONE TURBINE CORP COM 14067D102 4337 62630 SH SOLE 62630
CIENA CORP COM COM 171779101 6030 49100 SH SOLE 49100
CISCO SYS INC COM COM 17275R102 10310 186606 SH SOLE 186606
CLARENT CORP DEL COM COM 180461105 1650 41900 SH SOLE 41900
CLECO CORP NEW COM COM 12561W105 4251 90925 SH SOLE 90925
COMMERCE ONE INC DEL COM COM 200693109 4902 62450 SH SOLE 62450
CONEXANT SYSTEMS INC COM COM 207142100 838 20000 SH SOLE 20000
CORVIS COM 221009103 2564 42000 SH SOLE 42000
COVAD COMMUNICATIONS COM COM 222814204 1599 119575 SH SOLE 119575
COX COMMUNICATIONS NEW CL A COM 224044107 765 20000 SH SOLE 20000
CREE INC COM COM 225447101 4859 41800 SH SOLE 41800
CRITICAL PATH COM 22674V100 2375 39100 SH SOLE 39100
DOMINION RES VA NEW COM COM 25746U109 15356 264475 SH SOLE 264475
DOUBLECLICK INC COM COM 258609304 64 2000 SH SOLE 2000
DPL INC COM COM 233293109 6753 227000 SH SOLE 227000
DUKE ENERGY CORP COM COM 264399106 22542 262875 SH SOLE 262875
DYNEGY INC NEW CL A COM 26816Q101 10602 186000 SH SOLE 186000
E DIGITAL CORP COM COM 26841Y103 91 21600 SH SOLE 21600
E M C CORP MASS COM COM 268648102 15691 158295 SH SOLE 158295
E TRADE GROUP INC COM COM 269246104 493 30000 SH SOLE 30000
EBAY INC COM COM 278642103 2411 35100 SH SOLE 35100
EFFICIENT NETWORKS INC COM COM 282056100 2360 63250 SH SOLE 63250
EL PASO ENERGY CORP COM 283905107 7395 120000 SH SOLE 120000
ENRON CORP COM COM 293561106 15826 180615 SH SOLE 180615
EXODUS COMMUNICATIONS COM COM 302088109 138 2800 SH SOLE 2800
FLORIDA PROGRESS CORP COM COM 341109106 6368 120300 SH SOLE 120300
FUEL CELL ENERGY INC COM 35952H106 4119 42800 SH SOLE 42800
GEMSTAR-TV GUIDE INTL COM COM G3788V106 1744 20000 SH SOLE 20000
GLOBAL CROSSING LTD COM COM G3921A100 5035 162435 SH SOLE 162435
H POWER COM 40427A108 1672 50000 SH SOLE 50000
HISPANIC BROADCASTING CL A COM 43357B104 1472 52800 SH SOLE 52800
I2 TECHNOLOGIES INC COM COM 465754109 131 700 SH SOLE 700
INFOSPACE INC COM COM 45678T102 61 2000 SH SOLE 2000
INTEL CORP COM COM 458140100 17 400 SH SOLE 400
INTERNET PICTURES CORP COM COM 46059S101 221 40600 SH SOLE 40600
INTERWOVEN INC COM COM 46114T102 10210 90300 SH SOLE 90300
JDS UNIPHASE CORP COM COM 46612J101 21177 223655 SH SOLE 223655
JUNIPER NETWORKS INC COM COM 48203R104 9469 43250 SH SOLE 43250
KOPIN CORP COM COM 500600101 5829 323825 SH SOLE 323825
LEVEL 3 COMMUNICTIONS COM COM 52729N100 6415 83175 SH SOLE 83175
MCDATA CORP COM 580031102 71 575 SH SOLE 575
MCN ENERGY GROUP INC COM COM 55267J100 10 400 SH SOLE 400
METROMEDIA FIBER NETWK CL A COM 591689104 3125 128550 SH SOLE 128550
MICROMUSE INC COM COM 595094103 15558 77425 SH SOLE 77425
MICROVISION INC WASH COM COM 594960106 802 21000 SH SOLE 21000
NATIONAL SEMICONDUCTOR COM COM 637640103 13 325 SH SOLE 325
NETWORK APPLIANCE INC COM COM 64120L104 13218 103775 SH SOLE 103775
NEXTEL COMMUNICATIONS CL A COM 65332V103 11198 239525 SH SOLE 239525
NISOURCE INC COM COM 65473P105 6505 266875 SH SOLE 266875
NORTEL NETWORKS NEW COM COM 656568102 60 1000 SH SOLE 1000
NORTH FORK BANCORP NY COM COM 659424105 1778 82200 SH SOLE 82200
NRG ENERGY COM 529377102 4698 128700 SH SOLE 128700
NSTAR COM COM 67019E107 4905 121875 SH SOLE 121875
ONI SYSTEMS COM 68273F103 3582 41500 SH SOLE 41500
ORACLE CORP COM COM 68389X105 3189 40500 SH SOLE 40500
PECO ENERGY CO COM COM 693304107 17594 290500 SH SOLE 290500
PLUG POWER INC COM COM 72919P103 782 21000 SH SOLE 21000
PORTAL SOFTWARE INC COM COM 736126103 2020 50500 SH SOLE 50500
PRIMUS KNOWLEDGE SOLUT COM COM 74163Q100 449 30300 SH SOLE 30300
PURCHASEPRO COM COM COM 746144104 4486 51050 SH SOLE 51050
QLOGIC CORP COM COM 747277101 3221 36600 SH SOLE 36600
QWEST COMMUNICATIONS COM COM 749121109 5585 116200 SH SOLE 116200
REALNETWORKS INC COM COM 75605L104 8228 207000 SH SOLE 207000
RELIANT ENERGY INC COM COM 75952J108 11917 256275 SH SOLE 256275
RF MICRODEVICES INC COM COM 749941100 10186 318325 SH SOLE 318325
SANDISK CORP COM COM 80004C101 16359 245085 SH SOLE 245085
SDL INC COM COM 784076101 4098 13250 SH SOLE 13250
SECURITY CAPITAL
GROUP INC WARRANT COM 0 20 SH SOLE 20
SIEBEL SYSTEMS INC COM COM 826170102 2457 22075 SH SOLE 22075
SILICON STORAGE TECH COM COM 827057100 7761 285450 SH SOLE 285450
SOFTWARE COM INC COM COM 83402P104 363 2000 SH SOLE 2000
SOUTHERN CO COM COM 842587107 8453 260600 SH SOLE 260600
SPRINT CORP PCS COM SER 1 COM 852061506 6770 193075 SH SOLE 193075
STORAGE NETWORKS COM 86211E103 2289 22400 SH SOLE 22400
SUN MICROSYSTEMS INC COM COM 866810104 8931 76500 SH SOLE 76500
SYCAMORE NETWORKS INC COM COM 871206108 6777 62750 SH SOLE 62750
TERAYON COMMUNACTN SYS COM COM 880775101 1018 30000 SH SOLE 30000
TRIQUINT SEMICONDUCTOR COM COM 89674K103 1519 41700 SH SOLE 41700
TRUSTCO BK CORP N Y COM COM 898349105 492 39992 SH SOLE 39992
TIBCO SOFTWARE COM 88632Q103 1752 31500 SH SOLE 31500
TUMBLEWEED COMMUNICTNS COM COM 899690101 19612 384550 SH SOLE 384550
UNIVERSAL DISPLAY CORP COM 91347P105 552 25000 SH SOLE 25000
VALLEY NATL BANCORP COM COM 919794107 1 36 SH SOLE 36
VERISIGN INC COM COM 92343E102 21547 106370 SH SOLE 106370
VERITAS SOFTWARE CO COM COM 923436109 10405 73275 SH SOLE 73275
VERTICALNET INC COM COM 92532L107 1447 41200 SH SOLE 41200
VIGNETTE CORP COM COM 926734104 4 125 SH SOLE 125
VITRIA TECHNOLOGY COM COM 92849Q104 6508 139575 SH SOLE 139575
WEBMD CORP COM 94769M105 819 53700 SH SOLE 53700
WEBMETHODS INC COM COM 94768C108 5230 45430 SH SOLE 45430
XILINX INC COM COM 983919101 7548 88150 SH SOLE 88150
YAHOO INC COM COM 984332106 9013 99041 SH SOLE 99041
REPORT SUMMARY 109 DATA RECORDS $634,664 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
