UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/1999
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Metropolitan West Securities Inc.
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Address: 610 Newport Center Drive, #150
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Newport Beach, CA 92660
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Form 13F File Number: 28-______________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Roberta J. Allbritton
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Title: Director of Operations
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Phone: (949) 718-9701
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Signature, Place, and Date of Signing:
/S/ Roberta J. Allbritton Newport Beach, CA 02/14/00
- -------------------------- ----------------- --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s.)
[ ] 13F COMBINATION REPORT. (Check here it a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-_______________ _____________________________________
[Repeat as necessary.]
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 94
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Form 13F Information Table Value Total: $ 275,815
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
13F File Number Name
28-____________ _______________________________________
28-____________ _______________________________________
28-____________ _______________________________________
[Repeat as necessary.]
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SECURITIES AND EMISSION 13-F WORKSHEET
SEC 13F WORKSHEET
AS OF 12/31/99
ITEM 4 ITEM 5 ITEM 6 ITEM 8
ITEM 1 & 2 ITEM 3 FAIR SHARES OR INVESTMENT ITEM VOTING AUTHORITY
NAME OF ISSUE CUSIP MARKET PRINCIPAL DISCRETION 7 SHARES
TITLE OF CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE
- -------------------------------- --------- ----------- --------- ---- ---------- ----- ---- ---- ---------------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORP 001957109 2,205 43,394 X X
COMMON STOCK
ABBOTT LABORATORIES 002824100 229 6,320 X X
COMMON STOCK
ALBERTSON'S INC 013104104 492 15,265 X X
COMMON STOCK
ALCATEL SA ADR 013904305 10,554 234,530 X X
FOREIGN STOCK
AMERICA ONLINE INC 02364J104 243 3,200 X X
COMMON STOCK
AMERICAN EXPRESS COMPANY 025816109 555 3,340 X X
COMMON STOCK
AMERICAN GENERAL CORP 026351106 341 4,490 X X
COMMON STOCK
AMERICAN HOME PRODUCTS CORP 026609107 533 13,590 X X
COMMON STOCK
ANHEUSER BUSCH COS INC 035229103 6,408 90,415 X X
COMMON STOCK
ARDEN REALTY GROUP INC. 039793104 5,025 250,451 X X
COMMON STOCK
ARM HOLDINGS PLC ADR 042068106 268 1,400 X X
FOREIGN STOCK
AUTONATION INC 05329W102 486 52,520 X X
COMMON STOCK
AVENTIS SPONSORED ADR 053561106 6,258 110,035 X X
FOREIGN STOCK
AVNET INC 053807103 209 3,450 X X
COMMON STOCK
BP AMOCO PLC ADRS 055622104 998 16,820 X X
FOREIGN STOCK
BANK OF AMERICA CORP 060505104 538 10,726 X X
COMMON STOCK
BAXTER INTERNATIONAL INC. 071813109 1,014 16,150 X X
COMMON STOCK
BESTFOODS 08658U101 666 12,670 X X
COMMON STOCK
BURLINGTON NORTHERN SANTA FE 12189T104 3,629 149,632 X X
COMMON STOCK
CABLE & WIRELESS ADR 126830207 210 3,960 X X
FOREIGN STOCK
CARDINAL HEALTH INC 14149Y108 330 6,885 X X
COMMON STOCK
CATERPILLAR INC 149123101 294 6,255 X X
COMMON STOCK
CITIGROUP INC 172967101 1,128 20,252 X X
COMMON STOCK
COMERICA INC. 200340107 4,211 90,200 X X
COMMON STOCK
COMPAQ COMPUTER CORP 204493100 569 21,015 X X
COMMON STOCK
COMPUTER ASSOCIATES INTL INC 204912109 278 3,980 X X
COMMON STOCK
COMPUTER SCIENCES CORP 205363104 827 8,735 X X
COMMON STOCK
DAYTON HUDSON CORP 239753106 798 10,860 X X
COMMON STOCK
DEAN FOODS CO 242361103 5,443 136,941 X X
COMMON STOCK
DIAGEO PLC SPONSORED ADR 25243Q205 293 9,160 X X
FOREIGN STOCK
DIEBOLD INC 253651103 235 10,000 X X
COMMON STOCK
DOW CHEMICAL 260543103 7,961 59,575 X X
COMMON STOCK
DUKE ENERGY CORP 264399106 6,613 131,939 X X
COMMON STOCK
EASTMAN KODAK COMPANY 277461109 245 3,700 X X
COMMON STOCK
EL PASO ENERGY CORP 283905107 380 9,785 X X
COMMON STOCK
EMERSON ELECTRIC CO 291011104 297 5,170 X X
COMMON STOCK
ENRON CORP 293561106 9,063 204,227 X X
COMMON STOCK
EXXON MOBIL CORP (NEW) 30231G102 1,004 12,457 X X
COMMON STOCK
FANNIE MAE 313586109 891 14,274 X X
COMMON STOCK
FEDERATED DEPART STORES INC 31410H101 6,363 125,846 X X
COMMON STOCK
FIRST UNION CORP 337358105 287 8,726 X X
COMMON STOCK
FLEET BOSTON FINL CORP 339030108 8,740 251,054 X X
COMMON STOCK
FORD MOTOR COMPANY 345370100 415 7,790 X X
COMMON STOCK
FORT JAMES CORPORATION 347471104 480 17,552 X X
COMMON STOCK
GTE CORP 362320103 1,358 19,250 X X
COMMON STOCK
GANNETT COMPANY INC 364730101 982 12,035 X X
COMMON STOCK
GENERAL MOTORS CORPORATION 370442105 9,198 126,545 X X
COMMON STOCK
HALLIBURTON CO (HOLDING CO) 406216101 7,348 182,552 X X
COMMON STOCK
HEWLETT-PACKARD CO 428236103 660 5,800 X X
COMMON STOCK
HOME DEPOT INC 437076102 361 5,250 X X
COMMON STOCK
HONEYWELL INTERNATIONAL INC 438516106 8,225 142,585 X X
COMMON STOCK
IMC GLOBAL INC 449669100 4,684 286,025 X X
COMMON STOCK
ING GROEP NV ADR 456837103 6,699 109,818 X X
FOREIGN STOCK
INTERNATIONAL BUSINESS MACHINES 459200101 9,263 85,871 X X
COMMON STOCK
JEFFERSON-PILOT CORP 475070108 205 3,000 X X
COMMON STOCK
JOHNSON & JOHNSON 478160104 1,260 13,510 X X
COMMON STOCK
KEYCORP (NEW) 493267108 4,938 223,182 X X
COMMON STOCK
KIMBERLY CLARK 494368103 7,755 118,505 X X
COMMON STOCK
MCI WORLDCOM INC 55268B106 779 14,690 X X
COMMON STOCK
MASCO CORPORATION 574599106 806 31,749 X X
COMMON STOCK
MATSUSHITA ELEC INDL 576879209 8,475 30,375 X X
FOREIGN STOCK
MERCK & CO., INC. 589331107 209 3,105 X X
COMMON STOCK
MERRILL LYNCH & CO 590188108 287 3,440 X X
COMMON STOCK
MILLENNIUM CHEMICALS INC 599903101 6,116 309,680 X X
COMMON STOCK
MOLEX INC - CLASS A 608554200 9,427 208,330 X X
COMMON STOCK
MONSANTO CO 611662107 5,860 165,370 X X
COMMON STOCK
J P MORGAN TAX AWARE DISC EQTY 616920401 3,466 178,933 X X
OPEN END INCOME
FUND TAXABLE
MOTOROLA INC 620076109 12,225 83,020 X X
COMMON STOCK
NORAM ENERGY 6.00% 03-15-2012 655419AC3 176 200,000 X X
OTHER ASSET
NORDSTROM INC 655664100 427 16,210 X X
COMMON STOCK
PHARMACIA & UPJOHN INC 716941109 239 5,265 X X
COMMON STOCK
POTASH CORP. OF SASKATCHEWAN 73755L107 284 5,900 X X
COMMON STOCK
PRAXAIR INC. 74005P104 633 12,575 X X
COMMON STOCK
PROVIDIAN FINL CORP 74406A102 696 7,646 X X
COMMON STOCK
RELIASTAR FINANCIAL CORP 75952U103 212 5,400 X X
COMMON STOCK
SBC COMMUNICATIONS INC 78387G103 10,603 217,488 X X
COMMON STOCK
SANWA BANK LTD ADR 803030204 8,526 70,209 X X
FOREIGN STOCK
SARA LEE CORP 803111103 5,315 240,906 X X
COMMON STOCK
SCHLUMBERGER LTD 806857108 832 14,820 X X
COMMON STOCK
SHARED MEDICAL SYSTEMS CORP 819486101 255 5,000 X X
COMMON STOCK
SUN MICROSYSTEMS INC 866810104 323 4,165 X X
COMMON STOCK
TJX COMPANIES INC 872540109 277 13,535 X X
COMMON STOCK
TEXACO INC 881694103 7,881 145,107 X X
COMMON STOCK
TOTAL FINA SA SPON ADR 89151E109 2,040 30,729 X X
FOREIGN STOCK
TRIGON HEALTHCARE INC. 89618L100 6,366 215,805 X X
COMMON STOCK
USX-MARATHON GROUP 902905827 227 9,205 X X
COMMON STOCK
UNIVERSAL FOODS CORP 913538104 212 10,400 X X
COMMON STOCK
UNUMPROVIDENT CORP 91529Y106 4,811 150,062 X X
COMMON STOCK
VIACOM INC CL-B 925524308 296 4,900 X X
COMMON STOCK
WASHINGTON MUTUAL INC 939322103 4,508 174,231 X X
COMMON STOCK
WELLS FARGO & CO (NEW) 949746101 734 18,145 X X
COMMON STOCK
WEYERHAEUSER COMPANY 962166104 6,411 89,278 X X
COMMON STOCK
WILLIAMS COMPANIES INC. 969457100 801 26,215 X X
COMMON STOCK
XEROX CORP 984121103 4,138 182,370 X X
COMMON STOCK
275,815
(thousands)
</TABLE>
