Exchange Act-Forms
FORM 13F
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OMB Number: 3235-0006
Expires: October 31, 2000
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/00
Check here if Amendment [ ]; Amendment Number: __________
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: A V Partners IV, L.P.
________________________________________________________________________________
Address: 701 N. Brazos St., Ste. 1400__________________________________________
________________________________________________________________________________
________________________________________________________________________________
Form 13F File Number: 28-05397 ________________________________________________
The institutional investment manager filing this report
and the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph C. Aragona
Title: General Partner
Phone: 512 485-1900
Signature, Place, and Date of Signing:
/s/ Joseph C. Aragona___________________________________________________________
[Signature]
Austin, TX______________________________________________________________________
[City, State]
November 13, 2000_______________________________________________________________
[Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SPECIAL ELECTRONIC FILING INSTRUCTIONS Continued
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 7
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Form 13F Information Table Value Total: $ 592,941
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(thousands)
List of Other Included Managers:
NONE
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<TABLE>
FORM 13F INFORMATION TABLE
<S> <C> <C>
Voting Authority
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Value Shares/ Sh/ Put/Invstmt
Name of Issuer Title of class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None
Active Power COM 00504W100 212,158 3,421,905 SH Sole 3,421,905 0 0
Crossroads Systems, Inc. COM 22765D100 35,375 4,161,740 SH Sole 4,161,740 0 0
Davox Corp. COM 239208101 322 31,959 SH Sole 31,959 0 0
Garden.com Inc. COM 365199108 1,295 1,429,623 SH Sole 1,429,623 0 0
MetaSolv Software Inc. COM 591393103 196,200 4,800,000 SH Sole 4,800,000 0 0
Sapient Corp. COM 803062108 8,466 208,076 SH Sole 208,076 0 0
Silicon Laboratories Inc. COM 826919102 139,125 3,393,302 SH Sole 3,393,302 0 0
TOTAL 592,941
</TABLE>
