UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment |_|; Amendment Number: N/A
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Avery Capital Management LLC
Address: 277 Park Avenue, 26th Floor
New York, NY 10172
13F File Number: 28-05445
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barry Newburger
Title: Senior Managing Director
Phone: 212-350-5161
Signature, Place, and Date of Signing:
/s/ Barry Newburger New York, NY 11/15/2000
--------------------------------------------------------------------------------
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
No. 13F File Number Name
28- N/A
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 112
Form 13F Information Table Value Total: 304,123
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. 13F File Number Name
01 028-05447 Avery Advisors LLC
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<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- ------- ---------- -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1 ALTEON WEBSYSTEMS INC common 02145A109 5,505 50,786 SH Defined 01 Sole
2 ALTEON WEBSYSTEMS INC common 02145A109 2,711 25,014 SH Sole Sole
3 ANESTA CORP common 34603100 2,230 96,949 SH Defined 01 Sole
4 ANESTA CORP common 34603100 1,092 47,751 SH Sole Sole
5 ASSOCIATES FIRST CAP CORP CL A common 46008108 7,364 193,800 SH Defined 01 Sole
6 ASSOCIATES FIRST CAP CORP CL A common 46008108 3,466 91,200 SH Sole Sole
7 AT & T CDA INC DEPS RCPT CL
B common 00207Q202 2,471 81,192 SH Defined 01 Sole
8 AT & T CDA INC DEPS RCPT CL
B common 00207Q202 1,163 38,208 SH Sole Sole
9 AT&T CORP common 1957406 3,906 187,131 SH Defined 01 Sole
10 AT&T CORP common 1957406 1,924 92,169 SH Sole Sole
1 AT&T CORP common 1957109 1,187 40,400 SH Defined 01 Sole
2 AT&T CORP common 1957109 576 19,600 SH Sole Sole
3 AXA FINL INC common 2451102 1,706 33,500 SH Defined 01 Sole
4 AXA FINL INC common 2451102 840 16,500 SH Sole Sole
5 AXENT TECHNOLOGIES INC common 05459C108 1,279 59,295 SH Defined 01 Sole
6 AXENT TECHNOLOGIES INC common 05459C108 630 29,205 SH Sole Sole
7 BANK UTD CORP CL A common 65412108 5,170 102,000 SH Defined 01 Sole
8 BANK UTD CORP CL A common 65412108 2,433 48,000 SH Sole Sole
9 BESTFOODS common 08658U101 2,474 34,000 SH Defined 01 Sole
10 BESTFOODS common 08658U101 6,286 86,400 SH Sole Sole
11 CATALYTICA INC common 148885106 194 15,640 SH Defined 01 Sole
12 CATALYTICA INC common 148885106 102 8,260 SH Sole Sole
13 CHRIS CRAFT INDS INC common 170520100 4,509 54,739 SH Defined 01 Sole
14 CHRIS CRAFT INDS INC common 170520100 2,221 26,961 SH Sole Sole
15 CIRCLE INTL GROUP INC common 172574105 638 21,105 SH Defined 01 Sole
16 CIRCLE INTL GROUP INC common 172574105 314 10,395 SH Sole Sole
17 CLEAR CHANNEL COMMUNICATIONS common 184502102 31 554 SH Sole Sole
18 CLEARNET COMMUNICATIONS INC CL A common
NON-VTG 184902104 7,323 109,880 SH Defined 01 Sole
19 CLEARNET COMMUNICATIONS INC CL A common
NON-VTG 184902104 3,607 54,120 SH Sole Sole
20 CNA SURETY CORP common 12612L108 151 13,149 SH Defined 01 Sole
21 CNA SURETY CORP common 12612L108 82 7,151 SH Sole Sole
22 COASTAL CORP common 190441105 5,479 73,916 SH Defined 01 Sole
23 COASTAL CORP common 190441105 2,578 34,784 SH Sole Sole
24 COBALT NETWORKS INC common 19074R101 1,968 34,000 SH Defined 01 Sole
25 COBALT NETWORKS INC common 19074R101 926 16,000 SH Sole Sole
26 COLUMBIA ENERGY GROUP common 197648108 8,290 116,756 SH Defined 01 Sole
27 COLUMBIA ENERGY GROUP common 197648108 3,901 54,944 SH Sole Sole
28 COMMERCE ONE INC DEL common 200693109 2,070 26,367 SH Sole Sole
29 CORUS ENTERTAINMENT INC CL B common
NON-VTG 220874101 732 17,000 SH Defined 01 Sole
30 CORUS ENTERTAINMENT INC CL B common
NON-VTG 220874101 344 8,000 SH Sole Sole
31 DELHAIZE AMER INC CL B common 246688204 489 29,172 SH Defined 01 Sole
32 DELHAIZE AMER INC CL B common 246688204 230 13,728 SH Sole Sole
33 DEVON ENERGY CORP NEW common 25179M103 4,481 74,494 SH Sole Sole
34 DEXTER CORP common 252165105 3,717 50,250 SH Defined 01 Sole
35 DEXTER CORP common 252165105 1,831 24,750 SH Sole Sole
36 DONALDSON LUFKIN & JENRETTE NW common 257661108 8,514 95,200 SH Defined 01 Sole
37 DONALDSON LUFKIN & JENRETTE NW common 257661108 4,007 44,800 SH Sole Sole
38 EARTHLINK INC common 270321102 213 23,353 SH Sole Sole
39 EASTERN ENTERPRISES common 27637F100 5,394 84,524 SH Defined 01 Sole
40 EASTERN ENTERPRISES common 27637F100 2,538 39,776 SH Sole Sole
41 EL PASO ENERGY CORP DEL common 283905107 279 4,672 SH Sole Sole
42 FIRST SEC CORP DEL common 336294103 4,690 287,528 SH Defined 01 Sole
43 FIRST SEC CORP DEL common 336294103 2,409 147,672 SH Sole Sole
44 FORCENERGY INC common NEW 345206205 3,501 134,000 SH Defined 01 Sole
45 FORCENERGY INC common NEW 345206205 1,716 66,000 SH Sole Sole
46 GETTHERE INC common 374266104 1,778 100,500 SH Defined 01 Sole
47 GETTHERE INC common 374266104 872 49,500 SH Sole Sole
48 GO2NET INC common 383486107 3,698 68,137 SH Defined 01 Sole
49 GO2NET INC common 383486107 1,742 32,065 SH Sole Sole
50 HAVEN BANCORP INC common 419352109 1,949 66,346 SH Defined 01 Sole
51 HAVEN BANCORP INC common 419352109 989 33,654 SH Sole Sole
52 HNC SOFTWARE INC common 40425P107 3,944 48,210 SH Defined 01 Sole
53 HNC SOFTWARE INC common 40425P107 1,856 22,690 SH Sole Sole
54 INFINITY BROADCASTING CP NEW CL A common 45662S102 3,300 100,000 SH Defined 01 Sole
55 INFINITY BROADCASTING CP NEW CL A common 45662S102 1,650 50,000 SH Sole Sole
56 INTERMEDIA COMMUNICATIONS INC common 458801107 2,013 68,248 SH Defined 01 Sole
57 INTERMEDIA COMMUNICATIONS INC common 458801107 944 32,052 SH Sole Sole
58 KEEBLER FOODS CO common 487256109 1,428 34,000 SH Defined 01 Sole
59 KEEBLER FOODS CO common 4872569K7 38 33,500 CALL Defined 01 Sole
60 KEEBLER FOODS CO common 487256109 672 16,000 SH Sole Sole
61 KEEBLER FOODS CO common 4872569K7 19 16,500 CALL Sole Sole
62 KEYSTONE FINANCIAL INC common 493482103 3,249 134,810 SH Defined 01 Sole
63 KEYSTONE FINANCIAL INC common 493482103 1,749 72,590 SH Sole Sole
64 LG&E ENERGY CORP common 5019179L4 59 13,000 CALL Defined 01 Sole
65 LG&E ENERGY CORP common 501917108 522 21,377 SH Sole Sole
66 MALLINCKRODT INC NEW common 561232109 4,344 95,200 SH Defined 01 Sole
67 MALLINCKRODT INC NEW common 561232109 2,044 44,800 SH Sole Sole
68 MIPS TECHNOLOGIES INC CL A common 604567107 767 16,664 SH Defined 01 Sole
69 MIPS TECHNOLOGIES INC CL A common 604567107 374 8,136 SH Sole Sole
70 MIPS TECHNOLOGIES INC CL B common 604567206 1,208 31,371 SH Defined 01 Sole
71 MIPS TECHNOLOGIES INC CL B common 604567206 586 15,229 SH Sole Sole
72 MMC NETWORKS INC common 55308N102 4,559 36,040 SH Defined 01 Sole
73 MMC NETWORKS INC common 55308N102 2,138 16,960 SH Sole Sole
74 MORGAN J P & CO INC common 616880100 8,888 54,400 SH Defined 01 Sole
75 MORGAN J P & CO INC common 616880100 4,182 25,600 SH Sole Sole
76 NELVANA LTD SUB VTH SH
common 64042V107 3,084 67,796 SH Defined 01 Sole
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
77 NELVANA LTD SUB VTH SH
common 64042V107 1,368 31,904 SH Sole Sole
78 NISOURCE INC common 65473P105 2,486 102,000 SH Defined 01 Sole
79 NISOURCE INC common 65473P105 1,170 48,000 SH Sole Sole
80 PAINE WEBBER GROUP INC common 695629105 685 10,050 SH Defined 01 Sole
81 PAINE WEBBER GROUP INC common 695629105 337 4,950 SH Sole Sole
82 PETCO ANIMAL SUPPLIES common 716016100 3,182 145,860 SH Defined 01 Sole
83 PETCO ANIMAL SUPPLIES common 716016100 1,497 68,640 SH Sole Sole
84 R & B FALCON CORP common 74912E101 5,323 190,944 SH Defined 01 Sole
85 R & B FALCON CORP common 74912E101 2,505 89,856 SH Sole Sole
86 RIO ALGOM LTD common 766889109 4,580 160,276 SH Defined 01 Sole
87 RIO ALGOM LTD common 766889109 2,155 75,424 SH Sole Sole
88 SDL INC common 784076101 2,889 9,380 SH Defined 01 Sole
89 SDL INC common 784076101 1,431 4,620 SH Sole Sole
90 SEAGATE TECHNOLOGY common 811804103 10,192 147,705 SH Defined 01 Sole
91 SEAGATE TECHNOLOGY common 811804103 5,492 79,595 SH Sole Sole
92 SEAGRAM LTD common 811850106 8,051 140,175 SH Defined 01 Sole
93 SEAGRAM LTD common 811850106 3,580 62,325 SH Sole Sole
94 SHAW COMMUNICATIONS INC CL B
common CONV 82028K200 3,984 116,756 SH Sole Sole
95 SOFTWARE COM INC common 83402P104 4,850 26,733 SH Defined 01 Sole
96 SOFTWARE COM INC common 83402P104 2,388 13,167 SH Sole Sole
97 SOUTHWEST GAS CORP common 844895102 289 13,800 SH Defined 01 Sole
98 SOUTHWEST GAS CORP common 844895102 534 25,500 SH Sole Sole
99 STAR TELECOMMUNICATIONS INC common 854923109 203 101,574 SH Defined 01 Sole
100 STAR TELECOMMUNICATIONS INC common 854923109 98 52,326 SH Sole Sole
101 TELECORP PCS INC CL A common 879299105 1,331 70,077 SH Defined 01 Sole
102 TRITEL INC CL A common 89675X104 2,269 158,527 SH Sole Sole
103 URBAN SHOPPING CTRS INC common 917060105 4,845 102,000 SH Defined 01 Sole
104 URBAN SHOPPING CTRS INC common 917060105 2,280 48,000 SH Sole Sole
105 VIACOM INC CL B common 925524308 5,912 101,063 SH Sole Sole
106 VOICESTREAM WIRELESS CORP common 928615103 4,735 40,800 SH Defined 01 Sole
107 VOICESTREAM WIRELESS CORP common 928615103 2,228 19,200 SH Sole Sole
108 WESLEY JESSEN VISIONCARE INC common 951018100 214 5,576 SH Defined 01 Sole
109 WORLD ACCESS INC common 98141A101 158 29,214 SH Defined 01 Sole
110 WORLD ACCESS INC common 98141A101 81 15,106 SH Sole Sole
111 ZIFF-DAVIS INC common 989511209 1,521 108,174 SH Defined 01 Sole
112 ZIFF-DAVIS INC common 989511209 753 53,526 SH Sole Sole
Totals: 304,123 7,094,938
</TABLE>
