UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment |_|; Amendment Number: N/A
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Avery Capital Management LLC
Address: 277 Park Avenue, 26th Floor
New York, NY 10172
13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barry Newburger
Title: Senior Managing Director
Phone: 212-350-5161
Signature, Place, and Date of Signing:
/s/ Barry Newburger New York, NY 2/14/2000
- ------------------------------- ---------------- -----------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 117
Form 13F Information Table Value Total: 260,866
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(thousands)
List of Other Included Managers:
No. 13F File Number Name
01 Avery Advisors LLC
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
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Title of Value SHRS or SH/ Put/ Investment Other Voting Authority
Name of Issuer Class Cusip (x1000) PRN AMT PRN Call Discretion Managers Sole Shared None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Adelphia Communications Corp. CL A 6848105 1810 27,584 sh Sole Sole
Adforce Inc. common 6867105 2250 31,519 sh Sole Sole
Adforce Inc. common 6867105 2982 41,781 sh Defined 01 Sole
Air Express Int'l Corp. common 9104100 973 30,100 sh Sole Sole
Air Express Int'l Corp. common 9104100 1289 39,900 sh Defined 01 Sole
Aironet Wireless Comm common 00943A107 2016 30,186 sh Sole Sole
Aironet Wireless Comm common 00943A107 2672 40,014 sh Defined 01 Sole
Allstate Corp. common 20002101 1295 53,957 sh Sole Sole
Alza Corp. Del common 22615108 223 6,450 sh Sole Sole
Alza Corp. Del common 22615108 296 8,550 sh Defined 01 Sole
AMFM Inc common 1693100 3308 42,269 sh Sole Sole
AMFM Inc common 1693100 4384 56,031 sh Defined 01 Sole
Associated Group Inc. CL A 45651106 2718 29,788 sh Sole Sole
Associated Group Inc. CL A 45651106 3459 37,912 sh Defined 01 Sole
Associated Group Inc. CL B 45651205 518 5,632 sh Sole Sole
Associated Group Inc. CL B 45651205 659 7,168 sh Defined 01 Sole
Burlington Res Inc. common 122014103 2118 64,075 sh Sole Sole
C-Cube Microsystems Inc. common 125015107 268 4,300 sh Sole Sole
C-Cube Microsystems Inc. common 125015107 355 5,700 sh Defined 01 Sole
Capital Re Corp. common 140432105 2118 148,221 sh Sole Sole
Capital Re Corp. common 140432105 2828 196,479 sh Defined 01 Sole
Catherines Stores Corp. common 14916F100 903 43,000 sh Sole Sole
Catherines Stores Corp. common 14916F100 1197 57,000 sh Defined 01 Sole
CBS Corp. common 12490K107 6803 106,393 sh Sole Sole
CBS Corp. common 12490K107 4045 63,270 sh Defined 01 Sole
Charter One Finl Inc. common 160903100 644 33,653 sh Sole Sole
Clarify Inc. common 18049100 2167 17,200 sh Sole Sole
Clarify Inc. common 18049100 2873 22,800 sh Defined 01 Sole
Columbia Energy Group common 197648108 1904 30,100 sh Sole Sole
Columbia Energy Group common 197648108 2524 39,900 sh Defined 01 Sole
Conoco Inc. CL B 208251405 955 38,400 sh Sole Sole
Conoco Inc. CL B 208251405 1035 41,600 sh Defined 01 Sole
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DII Group Inc. common 232949107 2441 34,400 sh Sole Sole
DII Group Inc. common 232949107 3236 45,600 sh Defined 01 Sole
Dime Bancorp. Inc. New common 25429Q102 2657 175,698 sh Sole Sole
Dime Bancorp. Inc. New common 25429Q102 3523 232,902 sh Defined 01 Sole
Doubleclick Inc. common 2586D9304 6629 26,195 sh Sole Sole
Eastern Enterprises common 27637F904 88 11,400 sh/c Defined 01 Sole
Fifth Third Bancorp common 316773100 1834 25,000 sh Sole Sole
First Sec Corp. Del common 336294103 3338 130,752 sh Sole Sole
First Sec Corp. Del common 336294103 4354 170,548 sh Defined 01 Sole
First Un Corp common 337358105 1323 40,314 sh Sole Sole
Firstar Corp New Wis common 33763V109 3399 160,891 sh Sole Sole
FleetBoston Finl Corp. common 339030108 1724 49,518 sh Sole Sole
Flycast Communications Corp. common 344067103 6654 51,213 sh Sole Sole
Flycast Communications Corp. common 344067103 5858 45,087 sh Defined 01 Sole
Foremost Corp. of America common 345469100 1434 50,525 sh Sole Sole
Foremost Corp. of America common 345469100 1900 66,975 sh Defined 01 Sole
General Instr Corp Del common 370120107 6576 77,662 sh Sole Sole
General Instr Corp Del common 370120107 8648 102,138 sh Defined 01 Sole
Genesys Telecommunications Labs common 371931106 1161 21,500 sh Sole Sole
Genesys Telecommunications Labs common 371931106 1539 28,500 sh Defined 01 Sole
Grand Premier Fin'l Inc. common 386174106 184 12,427 sh Sole Sole
Grand Premier Fin'l Inc. common 386174106 244 16,473 sh Defined 01 Sole
GTE Corp. common 362320103 3034 43,000 sh Sole Sole
GTE Corp. common 362320103 4022 57,000 sh Defined 01 Sole
Health Care Ppty Invs. Inc. common 421915109 638 26,739 sh Sole Sole
Howmet International common 443208103 388 21,500 sh Sole Sole
Howmet International common 443208103 515 28,500 sh Defined 01 Sole
Illinois Tool Works Inc. common 452308109 1353 20,026 sh Sole Sole
Infinity Broadcasting CP New CL A 45662S102 1017 28,110 sh Sole Sole
Isocor common 464902105 2338 53,750 sh Sole Sole
Isocor common 464902105 3099 71,250 sh Defined 01 Sole
Jones Intercable Inc. CL A 480206200 4227 60,980 sh Sole Sole
Jones Intercable Inc. CL A 480206200 5477 79,020 sh Defined 01 Sole
JSB Financial Inc. common 46624M100 1220 23,521 sh Sole Sole
JSB Financial Inc. common 46624M100 1617 31,179 sh Defined 01 Sole
Kimberly Clark Corp. common 494368103 1684 25,807 sh Sole Sole
Ladd Furniture Inc. COM PAR $0.30 505739201 545 27,616 sh Sole Sole
Ladd Furniture Inc. COM PAR $0.30 505739201 707 35,784 sh Defined 01 Sole
Lucent Technologies Inc common 549463107 2489 33,265 sh Sole Sole
Mediaone Group Inc. common 58440J104 5254 68,400 sh Sole Sole
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Mediaone Group Inc. common 58440J104 7021 91,400 sh Defined 01 Sole
Micro Whse Inc. common 59501B105 318 17,200 sh Sole Sole
Micro Whse Inc. common 59501B105 422 22,800 sh Defined 01 Sole
Midamerican Energy Hldgs. New common 59562V107 3481 103,329 sh Sole Sole
Midamerican Energy Hldgs. New common 59562V107 4614 136,971 sh Defined 01 Sole
Millennium Pharmaceuticals Inc. common 599902103 451 3,695 sh Sole Sole
Multex Com Inc. common 625367107 1123 29,845 sh Sole Sole
Omnipoint Corp. common 68212D102 3112 25,800 sh Sole Sole
Omnipoint Corp. common 68212D102 4125 34,200 sh Defined 01 Sole
Optical Coating Lab Inc. common 683829105 6071 20,511 sh Sole Sole
Optical Coating Lab Inc. common 683829105 8048 27,189 sh Defined 01 Sole
Pierce Leahy Corp. common 720722107 1776 41,065 sh Sole Sole
Pierce Leahy Corp. common 720722107 2354 54,435 sh Defined 01 Sole
Pimco Advisors Hldgs LP UT LTD PART INT 69338P102 1053 27,950 sh Sole Sole
Pimco Advisors Hldgs LP UT LTD PART INT 69338P102 1396 37,050 sh Defined 01 Sole
Pittway Corp. Del CL A 725790208 1542 34,400 sh Sole Sole
Pittway Corp. Del CL A 725790208 2043 45,600 sh Defined 01 Sole
Prime Bancshares Inc. Texas common 74157H108 1354 56,411 sh Sole Sole
Prime Bancshares Inc. Texas common 74157H108 1526 63,589 sh Defined 01 Sole
Qwest Communications Intl Inc. common 7491219D3 135 22,500 sh/c Sole Sole
Qwest Communications Intl Inc. common 7491219D3 165 27,500 sh/c Defined 01 Sole
Reliance Bancorp Inc. common 759451107 1486 43,070 sh Sole Sole
Reliance Bancorp Inc. common 759451107 1964 56,930 sh Defined 01 Sole
Republic NY Corp common 760719104 2758 38,300 sh Sole Sole
Republic NY Corp common 760719104 3362 46,700 sh Defined 01 Sole
Sara Lee Corp common 803111103 493 22,365 sh Sole Sole
Shire Pharmaceuticals Grp. PLC Sponsored ADR 82481R106 651 22,535 sh Sole Sole
TJ Intl. Inc. common 872534102 964 22,961 sh Sole Sole
TJ Intl. Inc. common 872534102 1262 30,039 sh Defined 01 Sole
Total Fina S A Sponsored ADR 89151E109 2188 31,600 sh Sole Sole
Union Carbide Corp. common 905581104 1545 23,146 sh Sole Sole
Union Carbide Corp. common 905581104 2026 30,354 sh Defined 01 Sole
US Bancorp Del common 902973106 397 16,664 sh Sole Sole
US West Inc. New common 91273H101 3149 43,735 sh Sole Sole
US West Inc. New common 91273H101 3749 52,065 sh Defined 01 Sole
UST Corp. common 902900109 1365 43,000 sh Sole Sole
UST Corp. common 902900109 1810 57,000 sh Defined 01 Sole
Viasoft Inc. common 92552U102 75 13,100 sh Sole Sole
Viasoft Inc. common 92552U102 99 17,400 sh Defined 01 Sole
Warner Lambert Co. common 934488107 708 8,643 sh Sole Sole
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Warner Lambert Co. common 934488107 939 11,457 sh Defined 01 Sole
Westwood One Inc common 961815107 1984 26,110 sh Sole Sole
Weyerhaeuser Co. common 962166104 2088 29,075 sh Sole Sole
White Cap Inds Corp. common 963505102 761 50,749 sh Sole Sole
White Cap Inds Corp. common 963505102 956 63,751 sh Defined 01 Sole
TOTALS: 260866 A 5436286
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