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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
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Check here if Amendment / /; Amendment Number:
This Amendment (Check only one.): / / is a restatement.
/ / adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: McCarthy Group Asset Management, Inc.
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Address: 1125 South 103rd Street, Suite 450
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Omaha, Nebraska
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68124
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Form 13F File Number: 28- 05489
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard L. Jarvis
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Title: President
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Phone: (402) 393-8281
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Signature, Place, and Date of Signing:
/s/ Richard L. Jarvis Omaha, Nebraska 11/08/00
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[Signature] [City, State] [Date]
Report type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).)
/ / 13F COMBINATION REPORT. (Check here is a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
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Form 13F Information Table Entry Total: 133
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Form 13F Information Table Value Total: $145,563
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other that the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
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<CAPTION>
No. Form 13F File Number Name
<S> <C> <C>
NONE 28-
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[Repeat as necessary.]
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McCarthy Group Asset Management, Inc.
FORM 13F
September 30, 2000
<TABLE>
<CAPTION>
Voting
Title Authority
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Manag Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AAR Corp COM 000361105 1093 95555 SH Defined 89550 6005
AT&T Corp COM 001957109 657 22381 SH Defined 22339 42
A T & T - Liberty Media - A COM 001957208 2272 126232 SH Defined 121352 4880
Acceptance Insurance Companies COM 004308102 5991 904328 SH Defined 904328
ACNielsen Corp COM 004833109 2282 95839 SH Defined 91829 4010
Adelphia Communications Corp C COM 006848105 2461 89299 SH Defined 85571 3728
Albertson's Inc. COM 013104104 1135 54050 SH Defined 54050
Allstate Corp COM 020002101 2671 76850 SH Defined 76350 500
America Service Group, Inc. COM 02364l109 816 31400 SH Defined 31400
American Classic Voyages Co. COM 024928103 1316 90010 SH Defined 88595 1415
American Financial Holdings, Inc. COM 026075101 522 29632 SH Defined 25132 4500
American International Group COM 026874107 1027 10730 SH Defined 10168 562
Arctic Cat Inc. COM 039670104 192 15200 SH Defined 15200
Astec Industries, Inc. COM 046224101 125 11400 SH Defined 11400
Avant! Corporation COM 053487104 285 15620 SH Defined 15620
Avatar Holdings Inc. CV CONV 053494AD2 1208 1390000 PRN Defined 1390000
BNCCORP, Inc. COM 055936108 294 51193 SH Defined 51193
Bay View Capital Corp COM 07262l101 1201 111685 SH Defined 111685
BE Aerospace, Inc. COM 073302101 1282 79530 SH Defined 72150 7380
Becton Dickinson & Co. COM 075887109 354 13400 SH Defined 13400
Berkshire Hathaway, Inc. Cl B COM 084670207 3478 1680 SH Defined 1608 72
Black & Decker Corp COM 091797100 1663 48645 SH Defined 48645
H & R Block Inc. COM 093671105 676 18241 SH Defined 18241
Blyth, Inc. COM 09643p108 444 18936 SH Defined 18936
Callaway Golf Company COM 131193104 647 42054 SH Defined 40857 1197
Camden Property Trust COM 133131102 285 9200 SH Defined 9200
Capital Automotive REIT COM 139733109 858 65990 SH Defined 65990
Carnival Cruise Lines - Cl A COM 143658102 2077 84330 SH Defined 81290 3040
Caseys General Stores Inc COM 147528103 732 56337 SH Defined 56337
Clarion Com'l Holdings Cl. A COM 18051W109 114 20000 SH Defined 20000
Countrywide Credit Industries, Inc. COM 222372104 2476 65588 SH Defined 60068 5520
Covance, Inc. COM 222816100 100 12200 SH Defined 12200
Cox Communications, Inc Cl A COM 224044107 393 10273 SH Defined 10273
Crown American Realty COM 228186102 64 10575 SH Defined 10575
Cytec Inds Inc COM 232820100 231 6900 SH Defined 6900
Datascope Corp. COM 238113104 366 10930 SH Defined 10930
Davox Corporation COM 239208101 140 13865 SH Defined 13865
Deltek Systems, Inc. COM 24785a108 177 23070 SH Defined 23070
Dover Corp COM 260003108 1494 31820 SH Defined 31820
Ecolab Inc COM 278865100 293 8115 SH Defined 5685 2430
EMCOR Group, Inc. COM 29084q100 260 10000 SH Defined 10000
Emerson Electric Co COM 291011104 1482 22120 SH Defined 22120
Energen Corp. COM 29265n108 392 13164 SH Defined 13164
Energizer Holdings, Inc. COM 29266r108 2128 86860 SH Defined 84570 2290
Evertrust Financial Group, Inc COM 300412103 2284 182725 SH Defined 174975 7750
Excel Legacy Corp COM 300665106 90 38100 SH Defined 38100
Exxon Mobil Corp. COM 30231G102 206 2312 SH Defined 2312
Freddie Mac COM 313400301 3445 63718 SH Defined 62928 790
Fannie Mae COM 313586109 817 11425 SH Defined 11425
Gannett Co Inc COM 364730101 292 5512 SH Defined 5512
Gillette Company COM 375766102 996 32255 SH Defined 31255 1000
GreenPoint Financial Corp. COM 395384100 924 31197 SH Defined 31197
Harte-Hanks Communications COM 416196103 287 10521 SH Defined 10521
H J Heinz Co COM 423074103 341 9190 SH Defined 9190
Highwoods Properties, Inc. COM 431284108 276 11700 SH Defined 11700
Horace Mann Educators COM 440327104 801 48905 SH Defined 44375 4530
ICU Medical Inc COM 44930g107 411 15880 SH Defined 15880
IHOP Corp COM 449623107 2305 120537 SH Defined 115217 5320
ITT Educational Services, Inc. COM 45068b109 1571 57932 SH Defined 53172 4760
Idex Corp. COM 45167r104 229 8207 SH Defined 8207
Illinois Tool Works Inc COM 452308109 1535 27480 SH Defined 27480
International Flavors & Fragrances COM 459506101 1235 67644 SH Defined 67644
Interpublic Group Cos Inc COM 460690100 506 14860 SH Defined 14860
iShares MSCI Singapore COM 464286673 71 10390 SH Defined 10390
iShares MSCI Malaysia COM 464286830 173 32950 SH Defined 32950
iShares S&P SC 600/Value COM 464287879 2038 28200 SH Defined 28200
</TABLE>
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<TABLE>
<CAPTION>
Voting
Title Authority
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Manag Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Johnson Controls COM 478366107 1283 24120 SH Defined 24120
Key Energy Group CV CONV 492914AF3 1394 1690000 PRN Defined 1690000
Kimball Intl Cl B COM 494274103 714 39950 SH Defined 38450 1500
Knight-Ridder Inc. COM 499040103 686 13505 SH Defined 12835 670
Level 3 Communications, Inc. COM 52729n100 1954 25338 SH Defined 25338
Lincoln Electric Holdings COM 533900106 1224 91970 SH Defined 91970
M & F Worldwide Corp. COM 552541104 233 40000 SH Defined 34700 5300
MKS Instruments Inc. COM 55306n104 2234 81617 SH Defined 80017 1600
Mattel, Inc COM 577081102 1667 149030 SH Defined 140960 8070
McCormick & Co. COM 579780206 1694 56951 SH Defined 56951
McDonald's Corp. COM 580135101 812 26897 SH Defined 26897
McKesson HBOC Inc COM 58155q103 1102 36063 SH Defined 36063
Merck & Co. COM 589331107 288 3865 SH Defined 2865 1000
Microsoft Corp COM 594918104 713 11825 SH Defined 11825
S & P 400 Mid-Cap Dep Receipts COM 595635103 2004 20400 SH Defined 20400
Nasdaq-100 Index Shares COM 631100104 319 3600 SH Defined 3600
North Fork Bancorporation COM 659424105 1447 66900 SH Defined 66900
Northland Cranberries Inc Cl A COM 666499108 13 11630 SH Defined 11630
Novastar Financial, Inc. COM 669947400 3374 870640 SH Defined 870640
Parker Drilling CV CONV 701081AD3 2615 3085000 PRN Defined 3085000
Paxar Corporation COM 704227107 341 38185 SH Defined 38185
Penn Treaty American Corp COM 707874103 802 44100 SH Defined 44100
Prentiss Properties Trust COM 740706106 254 9720 SH Defined 9720
Proctor & Gamble COM 742718109 812 12125 SH Defined 12125
R.H. Donnelley Corp COM 74955w307 1798 85090 SH Defined 81090 4000
RLI Corp COM 749607107 702 18209 SH Defined 18209
Redwood Trust, Inc. COM 758075402 1969 129100 SH Defined 118500 10600
Republic Services, Inc. COM 760759100 1994 151952 SH Defined 143137 8815
Reynolds & Reynolds - CL A COM 761695105 1161 58436 SH Defined 58436
Rollins Inc. COM 775711104 328 22175 SH Defined 22175
SBC Communications, Inc. COM 78387g103 420 8396 SH Defined 7516 880
Standard & Poor's 500 Deposito COM 78462f103 14818 103172 SH Defined 103172
SPSS, Inc. COM 78462k102 388 14460 SH Defined 14460
Schulman A Inc COM 808194104 179 16300 SH Defined 16300
The Scotts Company COM 810186106 395 11780 SH Defined 11780
Service Corporation Internatio COM 817565104 276 113309 SH Defined 113309
Shurgard Storage Centers-A COM 82567d104 204 9030 SH Defined 9030
Somanetics Corp New COM 834445405 83 30000 SH Defined 30000
Stewart Enterprises Inc Cl. A COM 860370105 137 70700 SH Defined 50000 20700
Sunquest Information Systems, Inc. COM 867654105 269 19770 SH Defined 19770
Superior Industries Intl, Inc. COM 868168105 495 16500 SH Defined 16500
Swift Energy CV CONV 870738AB7 138 105000 PRN Defined 105000
Taubman Centers Inc COM 876664103 239 20700 SH Defined 20700
Telephone And Data Systems, Inc. COM 879433100 1094 9885 SH Defined 9285 600
Templeton Dragon Fund Inc. COM 88018t101 214 25700 SH Defined 25700
Texaco Inc. COM 881694103 732 13935 SH Defined 13935
Thermo Electron Corp CONV 883556AH5 2345 2680000 PRN Defined 2680000
Torchmark Corp COM 891027104 1755 63091 SH Defined 63091
Trenwick Group Inc COM 895290104 463 24375 SH Defined 24375
Tricon Global Restaurants COM 895953107 1383 45171 SH Defined 45171
UCAR International COM 90262k109 1185 93401 SH Defined 86421 6980
U.S. Bancorp COM 902973106 341 15000 SH Defined 15000
United Dominion Rlty Tr COM 910197102 357 32800 SH Defined 32800
U.S. Industries, Inc. COM 912080108 1406 141530 SH Defined 136730 4800
Universal Foods COM 913538104 828 40631 SH Defined 40631
Universal Stainless & Alloy COM 913837100 364 53000 SH Defined 53000
Utah Medical Products Inc COM 917488108 201 27322 SH Defined 27322
Valassis Communications Inc COM 918866104 1715 77099 SH Defined 77099
Vesta Insurance Group COM 925391104 538 100000 SH Defined 100000
Washington Mutual, Inc. COM 939322103 1317 33084 SH Defined 33084
Waste Management, Inc. COM 94106l109 2559 146759 SH Defined 137919 8840
Wausau-Mosinee Paper Corporation COM 943315101 195 25200 SH Defined 25200
Western Resources, Inc. COM 959425109 398 18400 SH Defined 18400
Whitman Corp COM 96647r107 235 20305 SH Defined 20305
Wisconsin Central Transportation COM 976592105 904 85621 SH Defined 81621 4000
Worldcom, Inc. COM 98157D106 1560 51349 SH Defined 50288 1061
Worthington Inds Inc Com COM 981811102 513 54715 SH Defined 54715
REPORT SUMMARY 133 DATA RECORDS 145,563 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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