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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
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Check here if Amendment / /; Amendment Number:
This Amendment (Check only one.): / / is a restatement.
/ / adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: McCarthy Group Asset Management, Inc.
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Address: 1125 South 103rd Street, Suite 450
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Omaha, Nebraska
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68124
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Form 13F File Number: 28- initial filing
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard L. Jarvis
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Title: President
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Phone: (402) 393-1497
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Signature, Place, and Date of Signing:
/s/ Richard L. Jarvis Omaha, Nebraska 02/11/00
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[Signature] [City, State] [Date]
Report type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager (s).)
/ / 13F COMBINATION REPORT. (Check here is a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
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Form 13F Information Table Entry Total: 141
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Form 13F Information Table Value Total: $126,102
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(thousands)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other that the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-
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[Repeat as necessary.]
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McCarthy Group Asset Management, Inc.
FORM 13F
December 31, 1999
<TABLE>
<CAPTION>
Voting Authority
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Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AAR Corp COM 000361105 1322 73710 SH Defined 67145 6565
Acceptance Insurance Companies COM 004308102 4275 743428 SH Defined 743428
ACNielsen Corp COM 004833109 2072 84128 SH Defined 80628 3500
Advo Inc COM 007585102 266 11200 SH Defined 11200
Albertson's Inc. COM 013104104 979 30350 SH Defined 30350
Allegheny Technologies, Inc. COM 01741r102 275 12236 SH Defined 12236
Allstate Corp COM 020002101 1271 52805 SH Defined 52805
American Financial Holdings, I COM 026075101 441 35100 SH Defined 30600 4500
American International Group COM 026874107 913 8440 SH Defined 8065 375
Arctic Cat Inc. COM 039670104 254 25400 SH Defined 25400
Arrow Electronics Inc COM 042735100 268 10570 SH Defined 10570
Arrow International COM 042764100 241 8300 SH Defined 8300
Avatar Holdings Inc. CV CONV 053494AD2 1300 1475000 PRN Defined 1475000
Bay View Capital Corp COM 07262l101 2037 143554 SH Defined 143554
BE Aerospace, Inc. COM 073302101 1300 154072 SH Defined 145042 9030
Becton Dickinson & Co. COM 075887109 375 13920 SH Defined 13920
Berkshire Hathaway, Inc. Cl. B COM 084670207 1563 854 SH Defined 751 103
Bestfoods COM 08658u101 478 9100 SH Defined 9100
Black & Decker Corp COM 091797100 1885 36080 SH Defined 36080
BNCCORP, Inc. COM 055936108 375 63850 SH Defined 63850
Briggs and Stratton COM 109043109 231 4300 SH Defined 4300
Bristol Myers Squibb Co. COM 110122108 909 14154 SH Defined 14154
Caci International Inc - Cl. A COM 127190304 486 21500 SH Defined 21500
Callaway Golf Company COM 131193104 197 11150 SH Defined 11150
Capital Automotive REIT COM 139733109 1205 98875 SH Defined 98875
Careside, Inc. COM 141728105 187 19230 SH Defined 19230
Catellus Development Corporati COM 149111106 739 57680 SH Defined 53520 4160
CEM Corp COM 125165100 135 12600 SH Defined 12600
Claire's Stores Inc COM 179584107 269 12000 SH Defined 12000
Clarion Com'l Hldgs Inc Cl. A COM 18051W109 155 20000 SH Defined 20000
Coca-Cola Co COM 191216100 247 4239 SH Defined 4114 125
Comarco Inc COM 200080109 623 26500 SH Defined 26500
Conagra Inc COM 205887102 249 10968 SH Defined 10968
Conmed Corp COM 207410101 251 9700 SH Defined 9700
Cooper Tire & Rubber COM 216831107 235 14900 SH Defined 14900
Countrywide Credit Industries, COM 222372104 991 39238 SH Defined 35088 4150
Cox Communications, Inc Cl A COM 224044107 529 10273 SH Defined 10273
Data Transmission Network Corp COM 238017107 1251 72500 SH Defined 72500
Dentsply Intl Inc New COM 249030107 333 14100 SH Defined 14100
Department 56, Inc. COM 249509100 249 11000 SH Defined 11000
EMCOR Group, Inc. COM 29084q100 183 10000 SH Defined 10000
Evertrust Financial Group, Inc COM 300412103 1673 179090 SH Defined 174090 5000
Excel Legacy Corp COM 300665106 159 48100 SH Defined 48100
Fannie Mae COM 313586109 847 13565 SH Defined 12725 840
Ferro Corporation COM 315405100 218 9900 SH Defined 9900
Freddie Mac COM 313400301 2704 57446 SH Defined 57146 300
Gannett Co Inc COM 364730101 575 7055 SH Defined 7055
Gillette Company COM 375766102 1184 28750 SH Defined 27750 1000
</TABLE>
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<TABLE>
<CAPTION>
Voting Authority
-----------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GreenPoint Financial Corp. COM 395384100 1148 48205 SH Defined 48205
H & R Block Inc. COM 093671105 1125 25724 SH Defined 25724
H J Heinz Co COM 423074103 366 9190 SH Defined 9190
Hershey Foods Corp COM 427866108 360 7590 SH Defined 7590
Hillenbrand Industries COM 431573104 1415 44643 SH Defined 43703 940
Horace Mann Educators COM 440327104 625 31830 SH Defined 28800 3030
Humphrey Hospitality Trust, In COM 445467103 477 61098 SH Defined 61098
IHOP Corp COM 449623107 2266 135784 SH Defined 130464 5320
Inacom Corp Com COM 45323g109 720 98500 SH Defined 98500
Insurance Auto Auctions, Inc. COM 457875102 553 35100 SH Defined 27000 8100
Integrated Device Technology C CONV 458118AA4 521 475000 PRN Defined 475000
Intel Corp. COM 458140100 576 6996 SH Defined 5810 1186
International Flavors & Fragra COM 459506101 2399 63763 SH Defined 61913 1850
International Home Foods, Inc COM 459655106 917 52750 SH Defined 52750
Interpublic Group Cos Inc COM 460690100 1212 21016 SH Defined 21016
ITT Educational Services, Inc. COM 45068b109 1339 86767 SH Defined 81067 5700
Johnson & Johnson COM 478160104 288 3089 SH Defined 3089
Jostens, Inc. COM 481088102 1460 60063 SH Defined 60063
Key Energy Group CV CONV 492914AF3 1583 2315000 PRN Defined 2315000
Kimball Intl Cl B COM 494274103 781 47350 SH Defined 45850 1500
Knight-Ridder Inc. COM 499040103 586 9845 SH Defined 9845
Lamaur Corporation COM 513233106 4 25000 SH Defined 25000
Level 3 Communications, Inc. COM 52729n100 3024 36938 SH Defined 36938
Lilly Industries, Inc. Cl A COM 532491107 244 18125 SH Defined 18125
Lincoln Bancorp Ind Com COM 532879103 263 25000 SH Defined 25000
Lincoln Electric Holdings COM 533900106 2382 115480 SH Defined 115480
M & F Worldwide Corp. COM 552541104 218 43100 SH Defined 37800 5300
Mattel, Inc COM 577081102 611 46540 SH Defined 39970 6570
McCormick & Co. COM 579780206 1883 63307 SH Defined 63307
McDonald's Corp. COM 580135101 996 24702 SH Defined 24702
MCI Worldcom Inc COM 55268B106 843 15879 SH Defined 12600 3279
McKesson HBOC Inc COM 58155q103 1365 60678 SH Defined 58678 2000
MediaOne Group, Inc. COM 58440j104 2038 26527 SH Defined 26527
Microsoft Corp COM 594918104 701 6000 SH Defined 5600 400
Midas, Inc. COM 595626102 258 11807 SH Defined 11807
Minnesota Power, Inc. COM 604110106 847 50000 SH Defined 50000
MMI Companies Inc COM 553087107 216 25000 SH Defined 25000
MONY Group, Inc. COM 615337102 427 14640 SH Defined 14640
MSC Software Corp Sd Conv CONV 553531AA2 307 344000 PRN Defined 344000
National Service Industries, I COM 637657107 409 13880 SH Defined 13005 875
North Fork Bancorporation COM 659424105 303 17420 SH Defined 17420
Northland Cranberries Inc Cl A COM 666499108 73 12101 SH Defined 12101
NovaCare Inc CV CONV 669930AA7 1970 2000000 PRN Defined 2000000
Novastar Financial, Inc. COM 669947400 2730 873600 SH Defined 873600
Paine Webber S & P Midcap 400 COM 695629238 242 8500 SH Defined 8500
Parker Drilling CV CONV 701081AD3 2294 3300000 PRN Defined 3300000
Penn Treaty American Corp COM 707874103 695 44100 SH Defined 44100
Pep Boys - Manny, Moe & Jack COM 713278109 334 37380 SH Defined 33220 4160
Phoenix Investment Partners Lt COM 719085102 219 27015 SH Defined 27015
Possis Medical Inc COM 737407106 145 18500 SH Defined 18500
PSS World Medical, Inc. COM 69366a100 135 14300 SH Defined 11100 3200
R.H. Donnelley Corp COM 74955w307 2587 137054 SH Defined 131554 5500
RCN Corp COM 749361101 388 8000 SH Defined 6000 2000
Redwood Trust, Inc. COM 758075402 1388 111000 SH Defined 98000 13000
Reliance Bancorp, Inc. COM 759451107 1358 39370 SH Defined 39370
Rent-Way, Inc. COM 76009u104 873 46692 SH Defined 46692
</TABLE>
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<TABLE>
<CAPTION>
Voting Authority
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Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Reynolds & Reynolds - CL A COM 761695105 1315 58455 SH Defined 58455
RLI Corp COM 749607107 719 21145 SH Defined 21145
Rollins Inc. COM 775711104 662 44125 SH Defined 44125
Roslyn Bancorp, Inc. COM 778162107 2645 142995 SH Defined 142995
Schulman A Inc COM 808194104 475 29100 SH Defined 29100
Serologicals Corporation COM 817523103 60 10000 SH Defined 10000
Service Corporation Internatio COM 817565104 1015 146325 SH Defined 132740 13585
Somanetics Corp New COM 834445405 36 30000 SH Defined 30000
Standard & Poor's 500 Deposito COM 78462f103 4831 32890 SH Defined 32890
Stewart Enterprises Inc COM 860370105 312 65600 SH Defined 59600 6000
Superior Industries Intl, Inc. COM 868168105 644 24000 SH Defined 24000
Swift Energy CV CONV 870738AB7 2188 2805000 PRN Defined 2805000
Templeton Dragon Fund Inc. COM 88018t101 252 25700 SH Defined 25700
The Scotts Company COM 810186106 904 22471 SH Defined 21601 870
Thermo Instr Sys Inc CONV 883559AE6 1738 2210000 PRN Defined 2210000
Torchmark Corp COM 891027104 949 32650 SH Defined 32650
Trenwick Group Inc COM 895290104 413 24375 SH Defined 24375
Trinity Industries Inc COM 896522109 242 8500 SH Defined 8500
Troy Finl Corp Com COM 897329108 509 50000 SH Defined 50000
Tupperware Corporation COM 899896104 190 11200 SH Defined 11200
U.S. Bancorp COM 902973106 1078 45289 SH Defined 30289 15000
U.S. Industries, Inc. COM 912080108 2136 152573 SH Defined 147073 5500
UCAR International COM 90262k109 1619 90916 SH Defined 83936 6980
Universal Foods COM 913538104 236 11600 SH Defined 11600
Universal Stainless & Alloy COM 913837100 358 53000 SH Defined 53000
Utah Medical Products Inc COM 917488108 236 34929 SH Defined 34929
Valassis Communications Inc COM 918866104 1307 30933 SH Defined 30933
Vesta Insurance Group COM 925391104 388 100000 SH Defined 100000
VidaMed, Inc. COM 926530106 32 17642 SH Defined 17642
Washington Mutual, Inc. COM 939322103 1317 50884 SH Defined 50884
Waste Management, Inc. (DE) COM 94106l109 867 50458 SH Defined 45458 5000
WEBS - Malaysia Index COM 92923H871 233 32950 SH Defined 32950
Wells Fargo Corporation COM 949746101 1411 34888 SH Defined 600 34288
West Teleservices Corporation COM 956188106 244 10000 SH Defined 10000
Western Gas Resources, Inc. COM 958259103 277 21000 SH Defined 21000
Whitman Corp COM 96647r107 326 24251 SH Defined 24251
Wisconsin Central Transportati COM 976592105 1555 115704 SH Defined 105604 10100
REPORT SUMMARY 141 DATA RECORDS 126102 0 OTHER MANAGERS ON WHOSE BEHALF
REPORT IS FILED
</TABLE>
