UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13-F COVER PAGE
Report for the Calendar Year or Quarter Ended:
December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this
Report:
Name: Whelan and Gratny Capital Management
Address: 611 Santa Cruz Ave., Suite C
Meno Park, CA 94025
13F File Number:
The institutional investment manager filing this
report and the person by whom it is signed hereby
represent that the person signing the report is
authorized to submit it, that all information
contained herein is true, correct and complete,
and that it is understood that all required
items, statements, schedules, lists and tables,
are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting
Manager:
Name: Harry Gabriel Whelan III
Title: Principal
Phone: 650-833-7880
Signature, Place and Date of Signing:
Harry Gabriel Whelan III Menlo Park, CA March 7, 2000
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE
SECURITIES AND EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 108
Form 13F Information Table Value Total: $208,822
List of Other Included Manager:
<PAGE>
<TABLE>
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C>
<C> <C> <C> <C> <C> <C>
Abbott Laboratories Common 002824100 559 15390.000SH
SOLE 15390.000
Adobe Systems, Inc. Common 00724F101 941 14000.000SH
SOLE 14000.000
Advance Radio Telecom Corp. Common 00754U101 840 35000.000SH
SOLE 35000.000
Advanced Fiber Communications Common 00754A105 894 20000.000SH
SOLE 20000.000
Affymetrix Corporation Common 00826T108 5175 30500.000SH
SOLE 30500.000
Agile Software Corp. Common 00846X105 2390 11000.000SH
SOLE 11000.000
Agilent Technologies Common 00846U101 895 11580.000SH
SOLE 11580.000
Aironet Wireless Comm. Common 00943A107 1062 15900.000SH
SOLE 15900.000
Alza Corporation Common 022615108 842 24322.000SH
SOLE 24322.000
American Telephone & Telegraph Common 001957109 431 8487.000 SH
SOLE 8487.000
Applied Materials Common 038222105 2451 19350.000SH
SOLE 19350.000
Ariba Inc. Common 04033V104 213 1200.000 SH
SOLE 1200.000
Avery Dennison Corp. Common 053611109 1093 15000.000SH
SOLE 15000.000
Aviron Inc. Common 053762100 293 18515.000SH
SOLE 18515.000
Baxter International Inc Common 071813109 269 4275.000 SH
SOLE 4275.000
Boeing Co. Common 097023105 207 5000.000 SH
SOLE 5000.000
Boston Scientific Common 101137107 630 28800.000SH
SOLE 28800.000
Bristol Myers Squibb Company Common 110122108 1037 16160.000SH
SOLE 16160.000
Business Objects Common 12328X107 902 6750.000 SH
SOLE 6750.000
CMGI Inc. Common 125750109 631 2280.000 SH
SOLE 2280.000
Checkfree Holdings Common 162816102 1964 18795.000SH
SOLE 18795.000
Cisco Corp. Common 17275R102 4791 44722.000SH
SOLE 44722.000
Colt Telecom ADR Common 196877104 9828 48175.000SH
SOLE 48175.000
Commerce One Common 200693109 92434 470401.000SH
SOLE 470401.000
Conexant Systems Inc. Common 207142100 1653 24900.000SH
SOLE 24900.000
Cornerstone Realty Income Trus Common 21922V102 97 10000.000SH
SOLE 10000.000
Coulter Pharmaceutical Common 222116105 738 32550.000SH
SOLE 32550.000
Duke Power Company Common 264399106 251 5000.000 SH
SOLE 5000.000
Dupont Corporation Common 263534109 395 6000.000 SH
SOLE 6000.000
E.Spire Communications, Inc Common 269153102 398 68535.000SH
SOLE 68535.000
EMC Corporation Common 268648102 546 5000.000 SH
SOLE 5000.000
East-West Bancorp Common 27579r107 114 10000.000SH
SOLE 10000.000
Electric Lightwave Common 284895109 726 38700.000SH
SOLE 38700.000
Eli Lilly & Co. Common 532457108 851 12800.000SH
SOLE 12800.000
Enron Corp. Common 293561106 610 13754.000SH
SOLE 13754.000
First Republic Bank Common 336158100 235 10000.000SH
SOLE 10000.000
Fogdog Inc. Common 344167101 511 53810.149SH
SOLE 53810.149
Fourth Shift Common 351128103 607 87540.000SH
SOLE 87540.000
GST Telecommunications Common 361942105 231 25500.000SH
SOLE 25500.000
GTE Corp. Common 362320103 706 10000.000SH
SOLE 10000.000
Gemstar International Group Lt Common G3788V106 795 11160.000SH
SOLE 11160.000
Genentech Inc - New Common 368710406 1345 10000.000SH
SOLE 10000.000
Global Telesystems Group Common 37936U104 3289 94650.000SH
SOLE 94650.000
GlobalStar Telecom Ltd. Common G3930H104 2624 59644.000SH
SOLE 59644.000
Greater Bay Bancorp. Common 391648102 429 10000.000SH
SOLE 10000.000
Guidant Corp. Common 401698105 1583 33677.000SH
SOLE 33677.000
Halliburton Common 406216101 1308 32500.000SH
SOLE 32500.000
Hertz Corporation Common 428040109 601 12000.000SH
SOLE 12000.000
Hewlett Packard Company Common 428236103 977 8590.000 SH
SOLE 8590.000
ICO Global Communications Hold Common g4705t109 105 42150.000SH
SOLE 42150.000
Incyte Pharmaceuticals Common 45337C102 930 15500.000SH
SOLE 15500.000
Infinity Broadcasting Corp. Common 45662s102 489 13500.000SH
SOLE 13500.000
Inhale Therapeutics Common 457191104 1354 31800.000SH
SOLE 31800.000
Intel Corp. Common 458140100 1029 12500.000SH
SOLE 12500.000
Internet Capital Group Common 46059C106 2856 16800.000SH
SOLE 16800.000
Johnson & Johnson Common 478160104 715 7668.000 SH
SOLE 7668.000
KLA/Tencor Common 482480100 1114 10000.000SH
SOLE 10000.000
Legato Systems Inc. Common 524651106 860 12500.000SH
SOLE 12500.000
Lockheed Martin Common 539830109 547 25000.000SH
SOLE 25000.000
Lucent Technologies Common 549463107 1160 15468.000SH
SOLE 15468.000
McDonald's Corp Common 580135101 1088 27000.000SH
SOLE 27000.000
McKesson HBOC Inc. Common 58155q103 606 26950.000SH
SOLE 26950.000
Mellon Bank Common 585509102 341 10000.000SH
SOLE 10000.000
Mercury Interactive Common 589405109 1144 10600.000SH
SOLE 10600.000
Millennium Pharmaceutical Common 599902103 2538 20800.000SH
SOLE 20800.000
Monsanto Co. Common 611662107 567 16000.000SH
SOLE 16000.000
Motorola, Inc. Common 620076109 1178 8000.000 SH
SOLE 8000.000
Multex.com, Inc. Common 625367107 602 16000.000SH
SOLE 16000.000
National Instruments Common 636518102 4327 113134.000SH
SOLE 113134.000
Nextel Communications, Inc. Common 65332V103 825 8000.000 SH
SOLE 8000.000
Nokia Corporation Common 654902204 1223 6400.000 SH
SOLE 6400.000
Novoste Corp. Common 67010C100 597 36200.000SH
SOLE 36200.000
Office Depot Common 676220106 110 10000.000SH
SOLE 10000.000
Orbital Sciences Common 685564106 1108 59700.000SH
SOLE 59700.000
P S C Inc. Common 69361E107 2301 311987.000SH
SOLE 311987.000
PRI Automation Common 69357H106 224 3340.000 SH
SOLE 3340.000
Pfizer Inc. Common 717081103 243 7500.000 SH
SOLE 7500.000
Phillips Petroleum Common 718507106 235 5000.000 SH
SOLE 5000.000
Pinnacle Holdings Inc. Common 72346n101 1426 33650.000SH
SOLE 33650.000
Polartechnics, Ltd. Common Q7682M103 22 10000.000SH
SOLE 10000.000
Portal Software, Inc. Common 736126103 411 4000.000 SH
SOLE 4000.000
Primus Telecommunications Common 741929103 262 6850.000 SH
SOLE 6850.000
Qualcomm Common 747525103 740 4200.000 SH
SOLE 4200.000
Remedy Corporation Common 759548100 332 7000.000 SH
SOLE 7000.000
ST Microelectronics Common 861012102 2211 14600.000SH
SOLE 14600.000
Sage Inc Common 786632109 478 24666.666SH
SOLE 24666.666
Silicon Valley Bancshares Common 827064106 495 10000.000SH
SOLE 10000.000
Sirius Satellite Radio Common 125127100 1687 37910.000SH
SOLE 37910.000
Smart Force (Formerly CBT Grou Common 124853300 371 11075.000SH
SOLE 11075.000
Spieker Properties Common 848497103 383 10500.000SH
SOLE 10500.000
Sprint Corporation Common 852061100 673 10000.000SH
SOLE 10000.000
Sprint Corporation PCS Group Common 852061506 256 2500.000 SH
SOLE 2500.000
Sterling Commerce Inc. Common 859205106 1774 52185.000SH
SOLE 52185.000
Sylvan Learning System Common 871399101 1088 83700.000SH
SOLE 83700.000
Symbol Technologies Common 871508107 2056 32350.000SH
SOLE 32350.000
Telesystem International Wirel Common 879946101 1432 38450.000SH
SOLE 38450.000
Telxon Common 879700102 577 36050.000SH
SOLE 36050.000
Texas Instruments Common 882508104 966 10000.000SH
SOLE 10000.000
Unocal Corp. Common 915289102 336 10000.000SH
SOLE 10000.000
Viasat, Inc. Common 92552V100 479 9600.000 SH
SOLE 9600.000
Viatel, Inc. Common 925529208 2788 51999.000SH
SOLE 51999.000
Vodafone Airtouch Plc Adr Common 92857T107 742 15000.000SH
SOLE 15000.000
Wal Mart Common 931142103 415 6000.000 SH
SOLE 6000.000
Webvan Group Common 94845V103 868 52600.000SH
SOLE 52600.000
Wells Fargo & Company Common 949740104 647 16000.000SH
SOLE 16000.000
Williams Companies Common 969457100 413 13500.000SH
SOLE 13500.000
XM Satellite Radio Common 983759101 438 11500.000SH
SOLE 11500.000
Zion Bancorp Common 989701107 1243 21000.000SH
SOLE 21000.000
</TABLE>
