UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CastleRock Management, LLC
Address: 101 Park Avenue, 6th Floor
New York, NY 10178
13F File Number: 28-5611
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul P. Tanico
Title: Managing Member
Phone: 212-878-7654
Signature, Place, and Date of Signing:
/s/ Paul P. Tanico
Paul P. Tanico New York, New York August 1, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 49
Form 13F Information Table Value Total: $273,273
(in thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACE LTD-ORD ORD G0070K103 4,970 177,500 SH SOLE 177,500 0 0
GLOBALSTAR TELECOMMUNICATIONS LTD COM G3930H104 1,944 216,000 SH SOLE 216,000 0 0
NORTEL NETWORKS CORP COM 656568102 6,975 102,200 SH SOLE 102,200 0 0
SANTA FE INTERNATIONAL CORP ORD G7805C108 6,446 184,500 SH SOLE 184,500 0 0
TRITON ENERGY LTD - CL A ORD G90751101 10,095 256,800 SH SOLE 256,800 0 0
AES CORP COM 00130H105 6,661 146,000 SH SOLE 146,000 0 0
ALLMERICA FINANCIAL CORP COM 019754100 3,923 74,900 SH SOLE 74,900 0 0
AMERICAN GENERAL CORP COM 026351106 4,453 73,000 SH SOLE 73,000 0 0
AMERICAN HOME PRODUCTS CORP COM 026609107 7,614 129,600 SH SOLE 129,600 0 0
AON CORP COM 037389103 3,967 127,700 SH SOLE 127,700 0 0
APPLIED MATERIALS INC COM 038222105 5,628 62,100 SH SOLE 62,100 0 0
AVIGEN INC COM 053690103 2,363 53,860 SH SOLE 53,860 0 0
BANK OF NEW YORK CO INC COM 064057102 818 17,600 SH SOLE 17,600 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 4,194 72,000 SH SOLE 72,000 0 0
CADENCE DESIGN SYSTEMS INC COM 127387108 13,124 644,100 SH SOLE 644,100 0 0
CIENA CORP COM 171779101 3,000 18,000 SH SOLE 18,000 0 0
CITIGROUP INC COM 172967101 5,410 89,800 SH SOLE 89,800 0 0
CORNING INC COM 219350105 14,492 53,700 SH SOLE 53,700 0 0
CURAGEN CORP COM 23126R101 2,352 61,800 SH SOLE 61,800 0 0
ELAN CORP PLC ADR 284131208 5,751 118,740 SH SOLE 118,740 0 0
ELANTEC SEMICONDUCTOR INC COM 284155108 2,548 36,600 SH SOLE 36,600 0 0
EVEREST RE GROUP LTD COM G3223R108 4,777 145,300 SH SOLE 145,300 0 0
FINOVA GROUP INC COM 317928109 4,958 381,400 SH SOLE 381,400 0 0
FORT JAMES CORPORATION COM 347471104 7,173 310,200 SH SOLE 310,200 0 0
HCA-HEALTHCARE CO COM 404119109 9,492 312,500 SH SOLE 312,500 0 0
INDEPENDENT ENERGY HLDINGS PLC SPONSORED ADR 45384X108 5,566 669,600 SH SOLE 669,600 0 0
INTEGRATED DEVICE TECHNOLOGY COM 458118106 2,879 48,088 SH SOLE 48,088 0 0
JUNIPER NETWORKS INC COM 48203R104 3,144 21,600 SH SOLE 21,600 0 0
KEITHLEY INSTRUMENTS INC COM 487584104 4,731 54,300 SH SOLE 54,300 0 0
KLA-TENCOR CORP COM 482480100 2,530 43,200 SH SOLE 43,200 0 0
MERCATOR SOFTWARE INC COM 587587106 2,910 42,320 SH SOLE 42,320 0 0
METACREATIONS CORP COM 591016100 3,824 318,700 SH SOLE 318,700 0 0
MICRON TECHNOLOGY INC COM 595112103 10,849 123,200 SH SOLE 123,200 0 0
NATIONAL SEMICONDUCTOR CORP COM 637640103 7,065 124,500 SH SOLE 124,500 0 0
QLOGIC CORP COM 747277101 12,029 182,080 SH SOLE 182,080 0 0
QUALCOMM INC COM 747525103 3,409 56,820 SH SOLE 56,820 0 0
R & B FALCON CORP COM 74912E101 10,411 441,840 SH SOLE 441,840 0 0
SIEBEL SYSTEMS INC COM 826170102 5,921 36,200 SH SOLE 36,200 0 0
SOLUTIA INC COM 834376105 4,907 356,900 SH SOLE 356,900 0 0
TENET HEALTHCARE CORP COM 88033G100 4,928 182,500 SH SOLE 182,500 0 0
TIFFANY & CO-NEW COM 886547108 3,942 58,400 SH SOLE 58,400 0 0
TJX COMPANIES INC NEW COM 872540109 4,174 222,600 SH SOLE 222,600 0 0
TRANSOCEAN SEDCO FOREX INC ORD G90078109 3,420 64,000 SH SOLE 64,000 0 0
TRIMERIS INC COM 896263100 6,644 95,000 SH SOLE 95,000 0 0
TYCO INTERNATIONAL LTD NEW COM 902124106 4,899 103,400 SH SOLE 103,400 0 0
UNOCAL CORP COM 915289102 2,484 75,000 SH SOLE 75,000 0 0
VERITY INC COM 92343C106 5,523 145,350 SH SOLE 145,350 0 0
WASTE MANAGEMENT INC NEW COM 94106L109 5,149 271,000 SH SOLE 271,000 0 0
XL CAPITAL LTD CL A G98255105 8,803 162,650 SH SOLE 162,650 0 0
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