UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CastleRock Management, LLC
Address: 101 Park Avenue, 6th Floor
New York, NY 10178
13F File Number: 28-5611
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul P. Tanico
Title: Managing Member
Phone: 212-878-7654
Signature, Place, and Date of Signing:
/s/Paul P. Tanico New York, New York November 14, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 43
Form 13F Information Table Value Total: $298,054
(in thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
---------------------------- -------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACE LTD ORD G0070K103 6,543 166,700 SH SOLE 166,700 0 0
SANTA FE INTERNATIONAL CORP ORD G7805C108 8,314 184,500 SH SOLE 184,500 0 0
TRITON ENERGY LTD - CL A ORD G90751101 12,361 316,950 SH SOLE 316,950 0 0
ALLMERICA FINANCIAL CORP COM 019754100 4,789 74,900 SH SOLE 74,900 0 0
ALZA CORP COM 022615108 14,324 165,600 SH SOLE 165,600 0 0
AMERICAN GENERAL CORP COM 026351106 5,694 73,000 SH SOLE 73,000 0 0
AMERICAN HOME PRODUCTS CORP COM 026609107 7,331 129,600 SH SOLE 129,600 0 0
AON CORP COM 037389103 5,012 127,700 SH SOLE 127,700 0 0
APPLIED MICRO CIRCUITS CORP COM 03822W109 14,142 68,300 SH SOLE 68,300 0 0
ARENA PHARMACEUTICALS INC COM 040047102 3,096 72,000 SH SOLE 72,000 0 0
AVIGEN INC COM 053690103 3,096 77,885 SH SOLE 77,885 0 0
BANK OF NEW YORK CO INC COM 064057102 987 17,600 SH SOLE 17,600 0 0
CADENCE DESIGN SYSTEMS INC COM 127387108 17,008 662,100 SH SOLE 662,100 0 0
CIENA CORP COM 171779101 6,902 56,200 SH SOLE 56,200 0 0
CITIGROUP INC COM 172967101 6,473 119,732 SH SOLE 119,732 0 0
CORNING INC COM 219350105 12,741 42,900 SH SOLE 42,900 0 0
ELAN CORP PLC ADR 284131208 4,333 79,140 SH SOLE 79,140 0 0
EMULEX CORP COM NEW 292475209 10,437 85,200 SH SOLE 85,200 0 0
EVEREST RE GROUP LTD COM G3223R108 7,192 145,300 SH SOLE 145,300 0 0
FEDERATED DEPARTMENT STORES COM 31410H101 4,703 180,000 SH SOLE 180,000 0 0
HCA-HEALTHCARE CO COM 404119109 8,929 240,500 SH SOLE 240,500 0 0
INTIMATE BRANDS INC CL A 461156101 5,307 284,000 SH SOLE 284,000 0 0
JDS UNIPHASE CORP COM 46612J101 6,799 71,800 SH SOLE 71,800 0 0
KEANE INC COM 486665102 3,133 180,032 SH SOLE 180,032 0 0
KEY ENERGY GROUP INC COM 492914106 1,767 180,040 SH SOLE 180,040 0 0
MARTIN MARIETTA MATERIALS INC COM 573284106 5,749 150,185 SH SOLE 150,185 0 0
METACREATIONS CORP COM 591016100 3,585 318,700 SH SOLE 318,700 0 0
PE CORP COM PE BIO GRP 69332S102 4,136 35,500 SH SOLE 35,500 0 0
PERKINELMER INC COM 714046109 8,267 79,200 SH SOLE 79,200 0 0
QLOGIC CORP COM 747277101 7,249 82,380 SH SOLE 82,380 0 0
QUALCOMM INC COM 747525103 4,048 56,820 SH SOLE 56,820 0 0
R & B FALCON CORP COM 74912E101 12,316 441,840 SH SOLE 441,840 0 0
SEPRACOR INC COM 817315104 9,233 75,260 SH SOLE 75,260 0 0
SIEBEL SYSTEMS INC COM 826170102 8,059 72,400 SH SOLE 72,400 0 0
TENET HEALTHCARE CORP COM 88033G100 4,019 110,500 SH SOLE 110,500 0 0
TIFFANY & CO-NEW COM 886547108 5,892 152,800 SH SOLE 152,800 0 0
TRANSOCEAN SEDCO FOREX INC ORD G90078109 3,752 64,000 SH SOLE 64,000 0 0
TRIMERIS INC COM 896263100 6,644 95,000 SH SOLE 95,000 0 0
TYCO INTERNATIONAL LTD NEW COM 902124106 5,364 103,400 SH SOLE 103,400 0 0
WASHINGTON MUTUAL INC COM 939322103 5,653 142,000 SH SOLE 142,000 0 0
WASTE MANAGEMENT INC NEW COM 94106L109 5,345 306,500 SH SOLE 306,500 0 0
WELLPOINT HEALTH NETWORKS INC COM 94973H108 5,110 53,225 SH SOLE 53,225 0 0
XL CAPITAL LTD CL A G98255105 12,219 166,250 SH SOLE 166,250 0 0
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