UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CastleRock Management, LLC
Address: 101 Park Avenue, 6th Floor
New York, NY 10178
13F File Number: 28-5611
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul P. Tanico
Title: Managing Member
Phone: 212-878-7654
Signature, Place, and Date of Signing:
Paul P. Tanico New York, New York May 15, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 45
Form 13F Information Table Value Total: $231,546
(in thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 2,815 80,000 SH SOLE 80,000 0 0
AMERICAN HOME PRODUCTS CORP COM 026609107 10,137 188,600 SH SOLE 188,600 0 0
APPLIED MATERIALS INC COM 038222105 4,816 51,100 SH SOLE 51,100 0 0
AMES DEPARTMENT STORES INC COM NEW 030789507 1,066 43,400 SH SOLE 43,400 0 0
AMERICA ONLINE INC-DEL COM 02364J104 5,395 80,000 SH SOLE 80,000 0 0
ASM INTERNATIONAL NV COM N07045102 2,836 97,800 SH SOLE 97,800 0 0
AT HOME CORP COM SER A 045919107 5,270 160,000 SH SOLE 160,000 0 0
AVIGEN INC COM 053690103 2,393 53,860 SH SOLE 600 0 0
BANK OF NEW YORK INC COM 064057102 732 17,600 SH SOLE 17,600 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 9,512 164,000 SH SOLE 164,000 0 0
CITIGROUP INC COM 172967101 15,568 260,000 SH SOLE 260,000 0 0
COMPUTER ASSOCIATES INTL INC COM 204912109 6,647 112,300 SH SOLE 112,300 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 4,399 213,300 SH SOLE 213,300 0 0
CHASE MANHATTAN CORP NEW COM 16161A108 6,827 78,300 SH SOLE 78,300 0 0
COMCAST CORP CL A SPL 200300200 5,335 123,000 SH SOLE 123,000 0 0
COSTCO WHOLESALE CORP. NEW COM 22160K105 5,046 96,000 SH SOLE 96,000 0 0
DIAMOND OFFSHORE DRILLING INC COM 25271C102 3,195 80,000 SH SOLE 80,000 0 0
ELAN PLC ADR 284131208 9,454 199,040 SH SOLE 199,040 0 0
FORT JAMES CORPORATION COM 347471104 3,608 164,000 SH SOLE 164,000 0 0
R & B FALCON CORP COM 74913E101 4,805 244,040 SH SOLE 244,040 0 0
FREDS INC CL A 356108100 259 17,000 SH SOLE 17,000 0 0
GLOBAL LT TELECOMMUNICATIONS COM 37934X100 2,265 110,500 SH SOLE 110,500 0 0
CORNING INC COM 219350105 7,585 39,100 SH SOLE 39,100 0 0
HERSHEY FOODS CORP COM 427866108 5,948 122,000 SH SOLE 122,000 0 0
INFORMIX CORP COM 456779107 2,793 164,900 SH SOLE 164,900 0 0
INTEL CORP COM 458140100 4,750 36,000 SH SOLE 36,000 0 0
JDS UNIPHASE CORP COM 46612J101 2,990 24,800 SH SOLE 24,800 0 0
LINEAR TECHNOLOGY CORP COM 535678106 5,280 96,000 SH SOLE 96,000 0 0
LAM RESEARCH CORP COM 512807108 3,605 80,000 SH SOLE 80,000 0 0
METACREATIONS CORP COM 591016100 6,772 318,700 SH SOLE 318,700 0 0
METHODE ELECTRONICS INC CL A 591520200 5,699 112,850 SH SOLE 112,850 0 0
NETSPEAK CORP COM 64115D109 2,024 94,400 SH SOLE 94,400 0 0
OFFICE DEPOT INC COM 676220106 4,741 410,000 SH SOLE 410,000 0 0
TRITON ENERGY LTD - CL A ORD G90751101 2,984 85,100 SH SOLE 85,100 0 0
BANK ONE CORP COM 06423A103 6,900 200,000 SH SOLE 200,000 0 0
QUALCOMM INC COM 747525103 8,469 56,720 SH SOLE 56,720 0 0
QLOGIC CORP COM 747277101 6,041 44,580 SH SOLE 44,580 0 0
QLT PHOTOTHERAPEUTICS INC COM 746927102 3,702 67,000 SH SOLE 67,000 0 0
TRANSOCEAN SEDCO FOREX INC ORD G90078109 3,284 64,000 SH SOLE 64,000 0 0
ROBOTIC VISION SYSTEMS INC COM 771074101 4,080 255,000 SH SOLE 255,000 0 0
SOLUTIA INC COM 834376105 2,675 200,000 SH SOLE 200,000 0 0
TJX COMPANIES INC NEW COM 872540109 9,097 410,000 SH SOLE 410,000 0 0
TRIMERIS INC COM 896263100 6,097 122,100 SH SOLE 122,100 0 0
CROWN CASTLE INTL CORP COM 228227104 3,856 101,800 SH SOLE 101,800 0 0
TYCO INTL LTD NEW COM 902124106 9,794 195,400 SH SOLE 195,400 0 0
TOTAL 231,546
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