UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CastleRock Management, LLC
Address: 101 Park Avenue, 6th Floor
New York, NY 10017
13F File Number: 28-________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul P. Tanico
Title: Principal
Phone: 212-878-7654
Signature, Place, and Date of Signing:
Paul P. Tanico New York, New York March 10, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 55
Form 13F Information Table Value Total: $197,823
(in thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GLOBAL LT TELECOMMUNICATIONS ...... COM 37934X100 1,935 156,400 SH -- SOLE 156,400 0 0
ACE LTD ........................... ORD G0070K103 2,920 175,000 SH -- SOLE 175,000 0 0
ASM INTERNATIONAL NV .............. COM N07045102 2,249 97,800 SH -- SOLE 97,800 0 0
ASM LITHOGRAPHY HLDG NV ........... N Y SHS N07059111 4,766 41,900 SH -- SOLE 41,900 0 0
GLOBALSTAR TELECOMMUNICTNS LTD .... COM G3930H104 2,825 64,200 SH -- SOLE 64,200 0 0
TRITON ENERGY LTD - CL A .......... ORD G90751101 3,712 180,000 SH -- SOLE 180,000 0 0
ABBOTT LABORATORIES ............... COM 002824100 2,778 76,500 SH -- SOLE 76,500 0 0
AMERICA ONLINE INC-DEL ............ COM 02364J104 2,732 36,000 SH -- SOLE 36,000 0 0
AMERICAN EAGLE OUTFITTERS INC NEW.. COM 02553E106 2,678 59,500 SH -- SOLE 59,500 0 0
AMFM INC .......................... COM 001693100 2,817 36,000 SH -- SOLE 36,000 0 0
APPLIED MATERIALS INC ............. COM 038222105 3,535 27,900 SH -- SOLE 27,900 0 0
AUSPEX SYSTEMS INC ................ COM 052116100 1,190 116,100 SH -- SOLE 116,100 0 0
AVIGEN INC ........................ COM 053690103 2,442 78,760 SH -- SOLE 78,760 0 0
BANK OF AMERICA CORP .............. COM 060505104 4,266 85,000 SH -- SOLE 85,000 0 0
BANK OF NEW YORK INC .............. COM 064057102 704 17,600 SH -- SOLE 17,600 0 0
CADENCE DESIGN SYSTEM INC ......... COM 127387108 4,387 182,800 SH -- SOLE 182,800 0 0
CENDANT CORP ...................... COM 151313103 2,258 85,000 SH -- SOLE 85,000 0 0
CHUBB CORP ........................ COM 171232101 2,534 45,000 SH -- SOLE 45,000 0 0
CIENA CORP ........................ COM 171779101 2,588 45,000 SH -- SOLE 45,000 0 0
CITIGROUP INC ..................... COM 172967101 5,012 90,000 SH -- SOLE 90,000 0 0
COMPUTER ASSOCIATES INTL INC ...... COM 204912109 14,267 204,000 SH -- SOLE 204,000 0 0
CYBERONICS INC .................... COM 23251P102 304 19,070 SH -- SOLE 19,070 0 0
ECLIPSYS CORP ..................... COM 278856109 3,485 136,000 SH -- SOLE 136,000 0 0
ELAN PLC .......................... ADR 284131208 1,388 47,040 SH -- SOLE 47,040 0 0
EMULEX CORP NEW ................... COM NEW 292475209 7,459 66,300 SH -- SOLE 66,300 0 0
FOUNDATION HEALTH SYS INC ......... COM 350404109 4,010 403,500 SH -- SOLE 403,500 0 0
FREDS INC ......................... CL A 356108100 1,761 110,500 SH -- SOLE 110,500 0 0
HARMONIC INC ...................... COM 413160102 3,247 34,200 SH -- SOLE 34,200 0 0
INAMED CORP ....................... COM 453235103 4,901 111,700 SH -- SOLE 111,700 0 0
INFORMIX CORP ..................... COM 456779107 2,545 222,500 SH -- SOLE 222,500 0 0
MERCURY INTERACTIVE CORP .......... COM 589405109 4,911 45,500 SH -- SOLE 45,500 0 0
METACREATIONS CORP ................ COM 591016100 2,192 255,100 SH -- SOLE 255,100 0 0
METHODE ELECTRONICS INC ........... CL A 591520200 819 25,500 SH -- SOLE 25,500 0 0
MORGAN STANLEY DEAN WITTER ........ COM NEW 617446448 2,284 16,000 SH -- SOLE 16,000 0 0
NATIONAL SEMICONDUCTOR CORP ....... COM 637640103 6,456 150,800 SH -- SOLE 150,800 0 0
NETSPEAK CORP ..................... COM 64115D109 2,006 94,400 SH -- SOLE 94,400 0 0
OMNICARE INC ...................... COM 681904108 2,040 170,000 SH -- SOLE 170,000 0 0
PALL CORP ......................... COM 696429307 2,337 108,400 SH -- SOLE 108,400 0 0
PNC BK CORP ....................... COM 693475105 5,674 127,500 SH -- SOLE 127,500 0 0
PROVIDIAN FINANCIAL CORP .......... COM 74406A102 3,770 41,400 SH -- SOLE 41,400 0 0
QLOGIC CORP ....................... COM 747277101 9,407 58,840 SH -- SOLE 58,840 0 0
QUALCOMM INC ...................... COM 747525103 17,176 97,520 SH -- SOLE 97,520 0 0
QUIDEL CORP ....................... COM 74838J101 2,951 429,300 SH -- SOLE 429,300 0 0
R & B FALCON CORP ................. COM 74913E101 4,807 362,800 SH -- SOLE 362,800 0 0
REDBACK NETWORKS INC .............. COM 757209101 3,018 17,000 SH -- SOLE 17,000 0 0
REPUBLIC SERVICES INC ............. COM 760759100 3,755 263,500 SH -- SOLE 263,500 0 0
REX STORES CORP ................... COM 761624105 3,395 97,000 SH -- SOLE 97,000 0 0
SAGA SYS INC ...................... COM 786610105 126 6,300 SH -- SOLE 6,300 0 0
SHARED MEDICAL SYSTEMS CORP ....... COM 819486101 3,464 68,000 SH -- SOLE 68,000 0 0
SOLUTIA INC ....................... COM 834376105 1,837 119,000 SH -- SOLE 119,000 0 0
THQ INC NEW ....................... COM NEW 872443403 591 25,500 SH -- SOLE 25,500 0 0
TRIMERIS INC ...................... COM 896263100 2,934 124,200 SH -- SOLE 124,200 0 0
TYCO INTL LTD NEW ................. COM 902124106 4,310 110,500 SH -- SOLE 110,500 0 0
VERITY INC ........................ COM 92343C106 3,533 83,000 SH -- SOLE 83,000 0 0
WASTE MANAGEMENT INC DEL .......... COM 94106L109 2,338 136,000 SH -- SOLE 136,000 0 0
TOTAL 197,823
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