SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
NORTHBOROUGH HOLDINGS, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
N/A
(CUSIP Number)
Nadeau & Simmons, P.C.
1250 Turks Head Building
Providence, RI 02903
(401) 272-5800
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 24, 1999
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box |_|.
Check the following box if a fee is being paid with the statement |_|.
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
<PAGE>
CUSIP No. N/A 13D
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RICHARD NADEAU, JR.
JAMES R. SIMMONS
SCOTT B. ADAMS
KEVIN A. GILLIS, AS TRUSTEE*
ARLENE M. GILLIS, AS TRUSTEE*
* TRUSTEE OF THE KEVIN A. GILLIS REVOCABLE TRUST DATED
NOVEMBER 18, 1999
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) | |
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
PF (The source of funds or consideration for all persons listed in Section
1 was their personal assets)
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(D) OR 2(E)
|_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA (All persons listed in Section 1 are United States Citizens)
<PAGE>
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7 SOLE VOTING POWER
NUMBER OF
RICHARD NADEAU, JR. JAMES R. SIMMONS SCOTT B. ADAMS
300,000 300,000 300,000
SHARES KEVIN A. GILLIS REVOCABLE TRUST
300,000
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8 SHARED VOTING POWER
BENEFICIALLY OWNED BY 0
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9 SOLE DISPOSITIVE POWER
EACH RICHARD NADEAU, JR. JAMES R. SIMMONS SCOTT B. ADAMS
300,000 300,000 300,000
REPORTING
KEVIN A. GILLIS REVOCABLE TRUST
PERSON WITH 300,000
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10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
RICHARD NADEAU, JR. JAMES R. SIMMONS SCOTT B. ADAMS KEVIN A. GILLIS
REVOCABLE TRUST
300,000 300,000 300,000 300,000
TOTAL: 1,200,000
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES*
| |
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
RICHARD NADEAU, JR. JAMES R. SIMMONS SCOTT B. ADAMS KEVIN A. GILLIS
REVOCABLE TRUST
25.0% 25.0% 25.0% 25.0%
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14 TYPE OF REPORTING PERSON*
IN (Each person listed in Section 1 , with the exception of the
Kevin A. Gillis Revocable Trust, is an individual. The Kevin A. Gillis
Revocable Trust was created by a Trust Agreement of Kevin A. Gillis dated
November 18, 1999.)
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
ITEM 1. SECURITY AND ISSUER
This Statement relates to the Common Stock of Northborough Holdings, Inc.,
a Colorado corporation (the "Company" or "Issuer"), which has its principal
corporate offices at 1250 Turks Head Building, Providence, Rhode Island 02903
ITEM 2. IDENTITY AND BACKGROUND
(a) This Statement is being filed by Richard Nadeau, Jr., James R. Simmons,
Scott B. Adams and the Kevin A. Gillis Revocable Trust Dated November 18, 1999
(the "Shareholders").
(b) The business address of the Shareholders is 1250 Turks Head Building,
Providence, Rhode Island 02903.
(c) The present principal occupation or employment of the
Shareholders are as set forth below:
Richard Nadeau, Jr. Attorney
James R. Simmons Attorney
Scott B. Adams Manager- Real Estate Holding Company
Kevin A. Gillis Revocable Trust Not Applicable
The following table sets forth the membership of the Shareholders and
ownership of their Northborough Holdings, Inc. common stock:
Beneficial Ownership.
Richard Nadeau, Jr. 300,000 25.0%
C/O NADEAU & SIMMONS, P.C.
1250 Turks Head Building
Providence, RI 02903
James R. Simmons 300,000 25.0%
C/O NADEAU & SIMMONS, P.C.
1250 Turks Head Building
Providence, RI 02903
Scott B. Adams 300,000 25.0%
C/O NADEAU & SIMMONS, P.C.
1250 Turks Head Building
Providence, RI 02903
Kevin A. Gillis Revocable Trust 300,000 25.0%
c/o NADEAU & SIMMONS, P.C.
1250 Turks Head Building
Providence, RI 02903
<PAGE>
(d) During the last five years, the Shareholders have not been
convicted in a criminal proceeding (excluding traffic violations
or similar misdemeanors).
(e) During the last five years, Scott B. Adams was a defendant in a civil
action in Massachusetts. The action was a landlord/tenant dispute. The matter
was settled. No other shareholder has been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction.
(f) The Shareholders are all United States citizens.
ITEM 3. SOURCE AND AMOUNT OF FUNDS
The Shareholders hold the securities described herein as a result of consulting
services rendered by the Shareholders in connection with the development of the
Registrant's business plan and formation of the Company.
ITEM 4. PURPOSE OF TRANSACTION
The Shareholder hold the Common Stock as affiliates and officers of
the Registrant.
(a) The Shareholders may acquire more shares of Common Stock or
dispose of Common Stock as business and market conditions dictate.
(b) The Shareholder do not have any plans or proposals that relate
to or would result in an extraordinary corporate transaction, such as a
merger, reorganization, or liquidation, involving the Company or any of its
subsidiaries.
<PAGE>
(c) The Shareholders do not have any plans or proposals that relate
to or would result in a sale or transfer of a material amount of assets of the
Company or any of its subsidiaries.
(d) The Shareholders do not have any plans or proposals that relate
to or would result in any change in the present board of directors or
management of the Company, including any plans or proposals to change the
number or term of directors or to fill any existing open vacancies on the
board.
(e) The Shareholders do not have any plans or proposals that relate
to or would result in any material change in the present capitalization or
dividend policy of the Company.
(f) The Shareholders do not have any plans or proposals that relate
to or would result in any other material change in the Company's business or
corporate structure.
(g) The Shareholders do not have any plans or proposals that relate
to or would result in changes in the Company's charter or bylaws or other
actions which may impede the acquisition of control of the Company by any
person.
(h) The Shareholders do not have any plans or proposals that relate
to or would result in causing a class of securities of the Company to be
de-listed from a national securities exchange or to cease to be authorized
to be quoted in an inter-dealer quotation system of a registered national
securities association.
(i) The Shareholders do not have any plans or proposals that relate
to or would result in a class of equity securities of the Company becoming
eligible for termination of registration pursuant to Section 12(g)(4) of
the Act.
(j) The Shareholders do not have any plans or proposals that relate
to or would result in any action similar to any of those enumerated above.
<PAGE>
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
The Shareholders beneficially owns the number of shares of Common Stock,
representing the percentages of the total issued and outstanding shares of
Common Stock set forth below. The Shareholders have sole power to direct the
vote of these shares and sole power to direct the disposition of such shares.
Richard Nadeau, Jr. 300,000 25.0%
James R. Simmons 300,000 25.0%
Scott B. Adams 300,000 25.0%
Kevin A. Gillis Revocable Trust 300,000 25.0%
(a) Number of Shares and Percentages of Common Stock Owned as of
the date of this filing:
Richard Nadeau, Jr. 300,000 25.0%
C/O NADEAU & SIMMONS, P.C.
1250 Turks Head Building
Providence, RI 02903
James R. Simmons 300,000 25.0%
C/O NADEAU & SIMMONS, P.C.
1250 Turks Head Building
Providence, RI 02903
Scott B. Adams 300,000 25.0%
C/O NADEAU & SIMMONS, P.C.
1250 Turks Head Building,
Providence, RI 02903
Kevin A. Gillis Revocable Trust 300,000 25.0%
c/o NADEAU & SIMMONS, P.C.
1250 Turks Head Building
Providence, RI 02903
(b) The Shareholders have the sole power to vote and to dispose of the
shares described herein.
(c) Not applicable.
(d) The Shareholders know of no person who has the right to receive
or the power to direct the receipt of dividends from, or the proceeds from
the sale of the shares.
<PAGE>
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS OR UNDERTAKINGS WITH RESPECT TO
SECURITIES OF THE ISSUER
The Shareholders beneficially own the number of shares of Common Stock of the
Company, representing the percentages of the total issued and outstanding shares
of Common Stock of the Company set forth below. The Shareholder has the
authority to vote or direct the vote of the Shareholder's shares of Common
Stock of the Company.
Richard Nadeau, Jr. 300,000 25.0%
James R. Simmons 300,000 25.0%
Scott B. Adams 300,000 25.0%
Kevin A. Gillis Revocable Trust 300,000 25.0%
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Not Applicable
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated: March __, 2000
/s/ Nadeau & Simmons, P.C.
NADEAU & SIMMONS, P.C.,
Filing Agent for Richard Nadeau, Jr., James R. Simmons, Scott B. Adams,
and Kevin A. Gillis Revocable Trust
/s/ Richard Nadeau, Jr.
RICHARD NADEAU, JR.
/s/ James R. Simmons
JAMES R. SIMMONS
/S/ Scott B. Adams
SCOTT B. ADAMS
/s/ Kevin A. Gillis, as Trustee
KEVIN A. GILLIS AS TRUSTEE
