UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 2000
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CDC Investment Management Corporation
Address: 1251 Avenue of the Americas
16th Floor
New York, NY 10020
Form 13F File Number: 28-05765
The institutional investment manger filing this report and the person by whom it
is signed hereby represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules,
lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: C. Peter Paterno
Title: Chief Operating Officer
Phone: (212) 997-6050
Signature, Place, and Date of Signing:
C. Peter Paterno New York, NY 11/6/00
Signature City, State Date
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check if no holdings reported are in this report, and all
holdings are reported by other reporting manger(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 147
Form 13F Information Table Value Total: $219,080
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
N/A
<PAGE>
<TABLE>
Form 13F INFORMATION TABLE
<CAPTION>
VALUE SHARES/ SH/ INVEST OTHER VOTING AUTHTORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x $1000) PRN AMT PRN DISCRES MNGRS SOLE SHARED NONE
--------------------- -------------- --------- --------- ------- ---- ------- ----- -------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 200 4200 SH SOLE NA 4200 0 0
ADC TELECOMMUNICATIONS INC COM 000886101 947 35204 SH SOLE NA 35204 0 0
ADOBE SYS INC COM 00724F101 1500 11700 SH SOLE NA 11700 0 0
ADVANCED MICRO DEVICES INC COM 007903107 664 28100 SH SOLE NA 28100 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 861 17730 SH SOLE NA 17730 0 0
ALLTEL CORP COM 020039103 882 15900 SH SOLE NA 15900 0 0
ALTERA CORP COM 021441100 888 18600 SH SOLE NA 18600 0 0
AMERICA ONLINE INC DEL COM 02364J104 2311 43000 SH SOLE NA 43000 0 0
AMERICAN EXPRESS CO COM 025816109 1134 18700 SH SOLE NA 18700 0 0
AMERICAN GEN CORP COM 026351106 1465 18700 SH SOLE NA 18700 0 0
AMERICAN HOME PRODUCTS CORP COM 026609107 1188 21000 SH SOLE NA 21000 0 0
AMERICAN INTL GROUP INC COM 026874107 5626 58709 SH SOLE NA 58709 0 0
AMGEN INC COM 031162100 1222 17500 SH SOLE NA 17500 0 0
ANADARKO PETE CORP COM 032511107 1054 16000 SH SOLE NA 16000 0 0
ANALOG DEVICES INC COM 032654105 875 10600 SH SOLE NA 10600 0 0
ANHEUSER BUSCH COS INC COM 035229103 1727 40000 SH SOLE NA 40000 0 0
APACHE CORP COM 037411105 503 8500 SH SOLE NA 8500 0 0
APPLE COMPUTER COM 037833100 687 27600 SH SOLE NA 27600 0 0
APPLIED MATERIALS INC COM 038222105 623 10500 SH SOLE NA 10500 0 0
ASSOCIATES FIRST CAP CORP COM 046008108 1790 47240 SH SOLE NA 47240 0 0
AT + T CORP COM 001957109 1468 49971 SH SOLE NA 49971 0 0
AUTOMATIC DATA PROCESSING INC COM 053015103 512 7800 SH SOLE NA 7800 0 0
AVERY DENNISON CORP COM 053611109 281 5600 SH SOLE NA 5600 0 0
AVON PRODS INC COM 054303102 1145 27000 SH SOLE NA 27000 0 0
BANK AMER CORP COM 060505104 230 4400 SH SOLE NA 4400 0 0
BANK NEW YORK INC COM 064057102 1777 31700 SH SOLE NA 31700 0 0
BELLSOUTH CORP COM 079860102 209 5200 SH SOLE NA 5200 0 0
BESTFOODS COM 08658U101 1186 16300 SH SOLE NA 16300 0 0
BJS WHSL CLUB INC COM 05548J106 1084 32000 SH SOLE NA 32000 0 0
BOEING CO COM 097023105 1219 19100 SH SOLE NA 19100 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 971 17000 SH SOLE NA 17000 0 0
CARDINAL HEALTH INC COM 14149Y108 1296 14700 SH SOLE NA 14700 0 0
CENDANT CORP COM 151313103 785 69300 SH SOLE NA 69300 0 0
CHASE MANHATTAN CORP NEW COM 16161A108 1774 38400 SH SOLE NA 38400 0 0
CHEVRON CORP COM 166751107 1432 17000 SH SOLE NA 17000 0 0
CIGNA CORP COM 125509109 835 8000 SH SOLE NA 8000 0 0
CISCO SYS INC COM 17275R102 6618 119900 SH SOLE NA 119900 0 0
CITIGROUP INC COM 172967101 4438 82329 SH SOLE NA 82329 0 0
CLOROX CO COM 189054109 720 18200 SH SOLE NA 18200 0 0
COASTAL CORP COM 190441105 352 4670 SH SOLE NA 4670 0 0
COCA COLA CO COM 191216100 2513 45300 SH SOLE NA 45300 0 0
COCA COLA ENTERPRISES INC COM 191219104 547 34300 SH SOLE NA 34300 0 0
COMCAST CORP CLA SPL 200300200 2439 59600 SH SOLE NA 59600 0 0
COMPAQ COMPUTER CORP COM 204493100 756 27400 SH SOLE NA 27400 0 0
COMPUWARE CORP COM 205638109 451 53900 SH SOLE NA 53900 0 0
COMVERSE TECHNOLOGY INC COM$.10 205862402 1410 13054 SH SOLE NA 13054 0 0
CONAGRA INC COM 205887102 358 16841 SH SOLE NA 16841 0 0
CORNING INC COM 219350105 1247 4200 SH SOLE NA 4200 0 0
CVS CORP COM 126650100 323 6200 SH SOLE NA 6200 0 0
DELL COMPUTER CORP COM 247025109 1257 40800 SH SOLE NA 40800 0 0
DELTA AIR LINES INC DE COM 247361108 1035 23000 SH SOLE NA 23000 0 0
DISNEY WALT CO COM DIS 254687106 593 15500 SH SOLE NA 15500 0 0
DOMINION RES INC VA NEW COM 25746U109 1139 19400 SH SOLE NA 19400 0 0
DOVER CORP COM 260003108 709 15100 SH SOLE NA 15100 0 0
DOW CHEM CO COM 260543103 1806 69500 SH SOLE NA 69500 0 0
DOW JONES & CO INC (DJ) COM 260561105 230 3900 SH SOLE NA 3900 0 0
DU PONT E I DE NEMOURS + CO COM 263534109 704 17000 SH SOLE NA 17000 0 0
DUKE ENERGY CO COM 264399106 1269 14800 SH SOLE NA 14800 0 0
E M C CORP MASS COM 268648102 3517 35600 SH SOLE NA 35600 0 0
EASTERN ENTERPRISES COM 27637F100 573 8900 SH SOLE NA 8900 0 0
EMERSON ELECTRIC CO. EMR COM 291011104 360 4900 SH SOLE NA 4900 0 0
ENRON CORP COM 293561106 1251 14400 SH SOLE NA 14400 0 0
EXXON MOBIL CORP COM 30231G102 7054 79132 SH SOLE NA 79132 0 0
FEDERAL HOME LN MTG CORP COM 313400301 354 6100 SH SOLE NA 6100 0 0
FEDERAL NATL MTG ASSN COM 313586109 1244 17400 SH SOLE NA 17400 0 0
FEDERATED DEPT STORES INC DEL COM 31410H101 201 6300 SH SOLE NA 6300 0 0
FIRST DATA CORP COM 319963104 818 19500 SH SOLE NA 19500 0 0
FLEETBOSTON FINL CORP COM 339030108 2220 57229 SH SOLE NA 57229 0 0
FLORIDA PROGRESS CORP. COM 341109106 622 11700 SH SOLE NA 11700 0 0
FORT JAMES CORPORATION COM 347471104 214 6500 SH SOLE NA 6500 0 0
FORTUNE BRANDS INC COM 349631101 250 8500 SH SOLE NA 8500 0 0
GENERAL DYNAMICS CORP COM 369550108 998 15300 SH SOLE NA 15300 0 0
GENERAL ELEC CO COM 369604103 8988 155800 SH SOLE NA 155800 0 0
GENERAL MTRS CORP COM 370442105 885 13612 SH SOLE NA 13612 0 0
GEORGIA PAC CORP COMGPGR 373298108 691 29400 SH SOLE NA 29400 0 0
GLOBAL CROSSING LTD COM G3921A100 1523 50400 SH SOLE NA 50400 0 0
HALLIBURTON CO COM 406216101 431 11300 SH SOLE NA 11300 0 0
HEINZ H J CO COM 423074103 1456 37200 SH SOLE NA 37200 0 0
HEWLETT PACKARD CO COM 428236103 2571 26500 SH SOLE NA 26500 0 0
HOME DEPOT INC COM 437076102 1925 36950 SH SOLE NA 36950 0 0
ILLINOIS TOOL WKS INC COM 452308109 1098 19700 SH SOLE NA 19700 0 0
INCO LTD COM 453258402 173 11200 SH SOLE NA 11200 0 0
INTEL CORP COM 458140100 4729 113784 SH SOLE NA 113784 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 2093 18600 SH SOLE NA 18600 0 0
JDS UNIPHASE CORP COM 46612J101 720 7600 SH SOLE NA 7600 0 0
JEFFERSON-PILOT CORP COM 475070108 213 3100 SH SOLE NA 3100 0 0
JOHNSON + JOHNSON COM 478160104 4137 44200 SH SOLE NA 44200 0 0
JOHNSON CTLS INC COM 478366107 1405 25200 SH SOLE NA 25200 0 0
LILLY ELI + CO COM 532457108 1136 14000 SH SOLE NA 14000 0 0
LIZ CLAIBORNE COM 539320101 213 5000 SH SOLE NA 5000 0 0
LOWES COS INC COM 548661107 1108 24600 SH SOLE NA 24600 0 0
LUCENT TECHNOLOGIES INC COM 549463107 2610 87262 SH SOLE NA 87262 0 0
MCGRAW HILL COS INC COM 580645109 398 6200 SH SOLE NA 6200 0 0
MELLON FINL CORP COM 58551A108 1914 40800 SH SOLE NA 40800 0 0
MERCK + CO INC COM 589331107 3821 50500 SH SOLE NA 50500 0 0
MERRILL LYNCH + CO INC COM 590188108 1023 15300 SH SOLE NA 15300 0 0
MICRON TECHNOLOGY INC COM 595112103 589 12800 SH SOLE NA 12800 0 0
MICROSOFT CORP COM 594918104 5568 91900 SH SOLE NA 91900 0 0
MINNESOTA MNG + MFG CO COM 604059105 2631 28500 SH SOLE NA 28500 0 0
MORGAN STANLEY DEAN WITTER+CO COM NEW 617446448 2313 25300 SH SOLE NA 25300 0 0
NEXTEL COMMUNICATIONS INC CL A 65332V103 669 14300 SH SOLE NA 14300 0 0
NOKIA CORP SPONADR 654902204 1097 26900 SH SOLE NA 26900 0 0
NORTEL NETWORKS CORP COM 656568102 2919 49000 SH SOLE NA 49000 0 0
ORACLE CORP COM 68389X105 4008 50900 SH SOLE NA 50900 0 0
PFIZER INC COM 717081103 4992 111475 SH SOLE NA 111475 0 0
PHARMACIA CORP COM 71713U102 1558 25885 SH SOLE NA 25885 0 0
PHILIP MORRIS COS INC COM 718154107 1387 47100 SH SOLE NA 47100 0 0
PHILLIPS PETE CO COM 718507106 1327 21200 SH SOLE NA 21200 0 0
PROCTER + GAMBLE CO COM 742718109 248 3700 SH SOLE NA 3700 0 0
QUAKER OATS CO COM 747402105 1525 19000 SH SOLE NA 19000 0 0
QUALCOMM INC COM 747525103 1047 14700 SH SOLE NA 14700 0 0
RADIOSHACK CORP COM 750438103 782 12100 SH SOLE NA 12100 0 0
RELIANT ENERGY INC COM 75952J108 1409 31600 SH SOLE NA 31600 0 0
ROYAL DUTCH PETE CO COM 780257804 366 6100 SH SOLE NA 6100 0 0
SAFEWAY INC COM NEW 786514208 1753 36100 SH SOLE NA 36100 0 0
SBC COMMUNICATIONS INC COM 78387G103 2421 48424 SH SOLE NA 48424 0 0
SCHERING PLOUGH CORP COM 806605101 2258 47700 SH SOLE NA 47700 0 0
SCHLUMBERGER LTD COM 806857108 774 9400 SH SOLE NA 9400 0 0
SCIENTIFIC ATLANTA INC COM 808655104 986 15200 SH SOLE NA 15200 0 0
SEARS ROEBUCK + CO COM 812387108 884 27800 SH SOLE NA 27800 0 0
SIEBEL SYS INC COM 826170102 1380 12400 SH SOLE NA 12400 0 0
SPRINT CORP COMFONGR852061100 571 16600 SH SOLE NA 16600 0 0
SPRINT CORP PCSCMS1 852061506 203 5800 SH SOLE NA 5800 0 0
SPX CORP COM 784635104 792 5800 SH SOLE NA 5800 0 0
STATE STREET CORPORATION COM 857477103 414 3300 SH SOLE NA 3300 0 0
SUN MICROSYSTEMS INC COM 866810104 3485 29900 SH SOLE NA 29900 0 0
SUPERVALU INC COM 868536103 855 56400 SH SOLE NA 56400 0 0
TARGET CORP COM 87612E106 820 32000 SH SOLE NA 32000 0 0
TERADYNE INC COM 880770102 448 12800 SH SOLE NA 12800 0 0
TEXACO INC COM 881694103 1348 25100 SH SOLE NA 25100 0 0
TEXAS INSTRS INC COM 882508104 980 20760 SH SOLE NA 20760 0 0
TIME WARNER INC COM 887315109 2077 26600 SH SOLE NA 26600 0 0
TXU CORP COM 873168108 1622 41500 SH SOLE NA 41500 0 0
TYCO INTL LTD NEW COM 902124106 3195 60600 SH SOLE NA 60600 0 0
UNITED PARCEL SVC INC CL B 911312106 547 9700 SH SOLE NA 9700 0 0
VERIZON COMMUNICATIONS COM 92343V104 4854 98016 SH SOLE NA 98016 0 0
VIACOM INC CL A 925524100 443 7600 SH SOLE NA 7600 0 0
VIACOM INC CL B 925524308 1436 24677 SH SOLE NA 24677 0 0
WACHOVIA CORP NEW COM 929771103 1661 29300 SH SOLE NA 29300 0 0
WAL MART STORES INC COM 931142103 3581 74400 SH SOLE NA 74400 0 0
WELLPOINT HEALTH NETWORKS INC COM 94973H108 1097 10600 SH SOLE NA 10600 0 0
WELLS FARGO + CO NEW COM 949746101 2040 44400 SH SOLE NA 44400 0 0
WESTVACO CORP COM 961548104 953 35000 SH SOLE NA 35000 0 0
WEYERHAEUSER CO COM 962166104 216 4700 SH SOLE NA 4700 0 0
WHIRLPOOL CORP COM 963320106 226 5200 SH SOLE NA 5200 0 0
WILLIAMS COS INC COM 969457100 608 14400 SH SOLE NA 14400 0 0
WORLDCOM INC COM 98157D106 1525 50547 SH SOLE NA 50547 0 0
</TABLE>
