UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CDC Investment Management Corporation
Address: 9 West 57th Street
35th Floor
New York, NY 10019
Form 13F File Number: 28-__________
The institutional investment manger filing this report and the person by whom it
is signed hereby represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules,
lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: C. Peter Paterno
Title: Chief Operating Officer
Phone: (212) 891-1802
Signature, Place, and Date of Signing:
C. Peter Paterno New York, NY 5/15/00
Signature City, State Date
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check if no holdings reported are in this report, and all
holdings are reported by other reporting manger(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 112
Form 13F Information Table Value Total: $194,971
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
<TABLE>
Form 13F INFORMATION TABLE
<CAPTION>
VALUE SHARES/ SH/ INVESTMENT VOTING AUTH'TY
NAME OF ISSUER TITLE OF CLASS CUSIP (x $1000) PRN AMT PRN DISCRETION SOLE
- ------------------------- -------------- --------- --------- ------- ---- ------------ --------------
<S> <C> <C> <C> <C> <C> <C> <C>
WAL MART STORES INC COM 931142103 6062 87700 SH SOLE 87700
MICROSOFT CORP COM 594918104 10216 87500 SH SOLE 87500
AT + T CORP COM 001957109 4080 80386 SH SOLE 80386
MCI WORLDCOM INC COM 55268B106 4009 75548 SH SOLE 75548
CITIGROUP INC COM 172967101 4170 75050 SH SOLE 75050
COCA COLA ENTERPRISES INC COM 191219104 1497 74400 SH SOLE 74400
LUCENT TECHNOLOGIES INC COM 549463107 5182 69262 SH SOLE 69262
MERCK + CO INC COM 589331107 3977 59300 SH SOLE 59300
EXXON MOBIL CORP COM 30231G102 4570 56732 SH SOLE 56732
INTEL CORP COM 458140100 4551 55292 SH SOLE 55292
GENERAL ELEC CO COM 369604103 8016 51800 SH SOLE 51800
BELLSOUTH CORP COM 079860102 2261 48300 SH SOLE 48300
TYCO INTL LTD NEW COM 902124106 1878 48300 SH SOLE 48300
INTERNATIONAL BUSINESS MAC COM 459200101 5173 47900 SH SOLE 47900
AMERICAN INTL GROUP INC COM 026874107 5043 46640 SH SOLE 46640
SBC COMMUNICATIONS INC COM 78387G103 2255 46250 SH SOLE 46250
GEORGIA PAC CORP COM GA PAC GRP 373298108 2289 45100 SH SOLE 45100
FLEETBOSTON FINL CORP COM 339030108 1550 44529 SH SOLE 44529
WELLS FARGO + CO NEW COM 949746101 1795 44400 SH SOLE 44400
DELL COMPUTER CORP COM 247025109 2244 44000 SH SOLE 44000
GLOBAL CROSSING LTD COM G3921A100 2165 43300 SH SOLE 43300
TIME WARNER INC COM 887315109 3129 43200 SH SOLE 43200
PFIZER INC COM 717081103 1385 42700 SH SOLE 42700
CISCO SYS INC COM 17275R102 4564 42600 SH SOLE 42600
UNISYS CORP COM 909214108 1322 41400 SH SOLE 41400
CARDINAL HEALTH INC COM 14149Y108 1901 39700 SH SOLE 39700
ROYAL DUTCH PETE CO COM 780257804 2291 37900 SH SOLE 37900
COMPUWARE CORP COM 205638109 1307 35100 SH SOLE 35100
BRISTOL MYERS SQUIBB CO COM 110122108 2208 34400 SH SOLE 34400
LOWES COS INC COM 548661107 2055 34400 SH SOLE 34400
WARNER LAMBERT CO COM 934488107 2769 33800 SH SOLE 33800
HOME DEPOT INC COM 437076102 2293 33450 SH SOLE 33450
AMERICA ONLINE INC DEL COM 02364J104 2512 33300 SH SOLE 33300
PHILIP MORRIS COS INC COM 718154107 772 33300 SH SOLE 33300
ENRON CORP COM 293561106 1469 33100 SH SOLE 33100
MEDIAONE GROUP INC COM 58440J104 2458 32000 SH SOLE 32000
BANK AMER CORP COM 060505104 1566 31200 SH SOLE 31200
TEXACO INC COM 881694103 1689 31100 SH SOLE 31100
FEDERAL NATL MTG ASSN COM 313586109 1911 30600 SH SOLE 30600
FORD MTR CO DEL COM 345370100 1630 30500 SH SOLE 30500
AMERICAN HOME PRODUCTS COR COM 026609107 1199 30400 SH SOLE 30400
E M C CORP MASS COM 268648102 3223 29500 SH SOLE 29500
COMCAST CORP CL A SPL 200300200 1492 29500 SH SOLE 29500
MELLON FINL CORP COM 58551A108 991 29100 SH SOLE 29100
ABERCROMBIE AND FITCH CO CL A 002896207 761 28500 SH SOLE 28500
NATIONAL SEMICONDUCTOR COR COM 637640103 1177 27500 SH SOLE 27500
SUN MICROSYSTEMS INC COM 866810104 2044 26400 SH SOLE 26400
LSI LOGIC CORP COM 502161102 1769 26200 SH SOLE 26200
PEPSICO INC COM 713448108 924 26200 SH SOLE 26200
ANHEUSER BUSCH COS INC COM 035229103 1843 26000 SH SOLE 26000
MALLINCKRODT INC NEW COM 561232109 827 26000 SH SOLE 26000
SOUTHERN CO COM 842587107 611 26000 SH SOLE 26000
DARDEN RESTAURANTS INC COM 237194105 466 25700 SH SOLE 25700
CHASE MANHATTAN CORP NEW COM 16161A108 1989 25600 SH SOLE 25600
UNITED TECHNOLOGIES CORP COM 913017109 1645 25300 SH SOLE 25300
NATIONAL CITY CORP COM 635405103 590 24900 SH SOLE 24900
TOSCO CORP COM 891490302 631 23200 SH SOLE 23200
NABISCO HLDGS CORP CL A 629526104 712 22500 SH SOLE 22500
UNION CARBIDE CORP COM 905581104 1482 22200 SH SOLE 22200
GOODRICH B F CO COM 382388106 604 21952 SH SOLE 21952
ORACLE CORP COM 68389X105 2454 21900 SH SOLE 21900
JOHNSON CTLS INC COM 478366107 1234 21700 SH SOLE 21700
PROCTER + GAMBLE CO COM 742718109 2334 21300 SH SOLE 21300
JOHNSON + JOHNSON COM 478160104 1965 21100 SH SOLE 21100
FEDERATED DEPT STORES INC COM 31410H101 1021 20200 SH SOLE 20200
GUIDANT CORP COM 401698105 917 19500 SH SOLE 19500
CORNING INC COM 219350105 2437 18900 SH SOLE 18900
FIRST DATA CORP COM 319963104 927 18800 SH SOLE 18800
CLOROX CO COM 189054109 917 18200 SH SOLE 18200
CUMMINS ENGINE INC COM 231021106 874 18100 SH SOLE 18100
DELTA AIR LINES INC DE COM 247361108 892 17900 SH SOLE 17900
MINNESOTA MNG + MFG CO COM 604059105 1664 17000 SH SOLE 17000
ADC TELECOMMUNICATIONS INC COM 000886101 1208 16651 SH SOLE 16651
DAYTON HUDSON CORP COM 239753106 1219 16600 SH SOLE 16600
BESTFOODS COM 08658U101 857 16300 SH SOLE 16300
MORGAN STANLEY DEAN WITTER COM NEW 617446448 2270 15900 SH SOLE 15900
KNIGHT RIDDER INC COM 499040103 922 15500 SH SOLE 15500
ADOBE SYS INC COM 00724F101 982 14600 SH SOLE 14600
BELL ATLANTIC CORP COM 077853109 893 14500 SH SOLE 14500
BALL CORP COM 058498106 571 14500 SH SOLE 14500
CHEVRON CORP COM 166751107 1213 14000 SH SOLE 14000
SPRINT CORP PCS COM SER 1 852061506 1430 13950 SH SOLE 13950
BRIGGS + STRATTON CORP COM 109043109 729 13600 SH SOLE 13600
ELECTRONIC DATA SYS CORP N COM 285661104 884 13200 SH SOLE 13200
ALCOA INC COM 013817101 1079 13000 SH SOLE 13000
GENERAL DYNAMICS CORP COM 369550108 649 12300 SH SOLE 12300
SCIENTIFIC ATLANTA INC COM 808655104 612 11000 SH SOLE 11000
ATLANTIC RICHFIELD CO COM 048825103 926 10700 SH SOLE 10700
ADAPTEC INC COM 00651F108 529 10600 SH SOLE 10600
SPX CORP COM 784635104 840 10400 SH SOLE 10400
QUAKER OATS CO COM 747402105 669 10200 SH SOLE 10200
PROVIDIAN FINL CORP COM 74406A102 902 9900 SH SOLE 9900
APPLE COMPUTER COM 037833100 987 9600 SH SOLE 9600
BARD C R INC COM 067383109 509 9600 SH SOLE 9600
KIMBERLY CLARK CORP COM 494368103 620 9500 SH SOLE 9500
MAYTAG CORP COM 578592107 451 9400 SH SOLE 9400
TANDY CORP COM 875382103 418 8500 SH SOLE 8500
APPLIED MATERIALS INC COM 038222105 1064 8400 SH SOLE 8400
GANNETT INC COM 364730101 628 7700 SH SOLE 7700
DOW CHEM CO COM 260543103 949 7100 SH SOLE 7100
COCA-COLA CO COM 191216100 414 7100 SH SOLE 7100
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 796 5500 SH SOLE 5500
WELLPOINT HEALTH NETWORKS COM 94973H108 356 5400 SH SOLE 5400
AMERICAN EXPRESS CO COM 025816109 881 5300 SH SOLE 5300
NORTEL NETWORKS CORPORATION COM 656569100 404 4000 SH SOLE 4000
UNITED PARCEL SVC INC CL B 911312106 242 3500 SH SOLE 3500
DU PONT E I DE NEMOURS & CO COM 263534109 217 3300 SH SOLE 3300
HEWLETT PACKARD CO COM 428236103 285 2500 SH SOLE 2500
TEXAS INTSTRUMENTS INC COM 882508104 203 2100 SH SOLE 2100
QUALCOMM INC COM 747525103 353 2000 SH SOLE 2000
YAHOO INC COM 984332106 736 1700 SH SOLE 1700
MOTOROLA INC COM 620076109 250 1700 SH SOLE 1700
</TABLE>
