UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Sterne Agee Asset Management
Address: 800 Shades Creek Parkway
Suite 125
Birmingham, AL 35244
Form 13F File Number: 28-05669
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William W. Keith
Title: CEO
Phone: 205-414-3389
Signature, Place, and Date of Signing
/s/ William W. Keith Birmingham, Alabama 11-15-2000
----------------------- ------------------------------ --------------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 365
Form 13F Information Table Value Total: $207,366
<PAGE>
<TABLE>
Market Investment Other Voting
Name of Issuer Class Cusip Value Shares Discretion Managers Authority
<S> <C> <C> <C> <C> <C> <C> <C>
Abbott Laboratories cs 002824100 694 14600 sole none none
Abbott Laboratories cs 002824100 504 10615 sole none none
Advanced Digital Info Corp cs 007525108 883 58200 sole none none
Advanced Digital Information cs 007525108 399 26325 sole none none
Advanced Fibre Communication cs 00754A105 189 5000 sole none none
Advanced Fibre Communication cs 00754A105 178 4700 sole none none
AES Corp cs 00130H105 5,319 77631 sole none none
AES Corp cs 00130H105 322 4700 sole none none
Aflac Inc. cs 001055102 274 4250 sole none none
Aflac Inc. cs 001055102 299 4632 sole none none
Agilent Tech Inc cs 00846U101 254 5210 sole none none
Alacatel Alsthom Adr cs 013904305 86 1377 sole none none
Alacatel Alsthom Adr cs 013904305 263 4185 sole none none
Alcoa cs 013817101 318 12595 sole none none
Alltel Corp. cs 020039103 409 7850 sole none none
Alltel Corp. cs 020039103 449 8620 sole none none
Altera Corp cs 021441100 229 4810 sole none none
Aluminum Company Of America cs 013817101 28 1120 sole none none
Alza Corporation cs 022615108 292 3380 sole none none
America Online Inc. cs 02364J104 2,360 43995 sole none none
America Online Inc. cs 02364J104 673 12560 sole none none
American Express Co. cs 025816109 349 5760 sole none none
American Express Co. cs 025816109 590 9715 sole none none
American General Corp. cs 026351106 556 7137.28 sole none none
American General Corp. cs 026351106 150 1925 sole none none
American Home Products cs 026609107 191 3400 sole none none
American Home Products cs 026609107 302 5355 sole none none
American International Group cs 026874107 746 7802 sole none none
American International Group cs 026874107 1,242 12981 sole none none
Amgen Inc. cs 031162100 52 750 sole none none
Amgen Inc. cs 031162100 158 2270 sole none none
Anadarko Petroleum Corp. cs 032511107 424 6385 sole none none
Analog Devices Inc. cs 032654105 370 4480 sole none none
Andarko Petroleum Corp. cs 032511107 10,601 159524 sole none none
Antec Corp cs 03664P105 118 4000 sole none none
Antec Corp cs 03664P105 112 3825 sole none none
Apache Corp. cs 037411105 206 3500 sole none none
Apache Corp. cs 037411105 610 10320 sole none none
Apple Computer Inc. cs 037833100 218 8500 sole none none
Applied Materials Inc. cs 038222105 1,174 19800 sole none none
Applied Materials Inc. cs 038222105 788 13295 sole none none
Applied Mic Circuits Corp cs 03822W109 310 1500 sole none none
AT&T Corp Liberty Media A cs 001957208 216 12000 sole none none
AT&T Corp. cs 001957109 160 5542 sole none none
AT&T Corp. cs 001957109 653 22547 sole none none
AT&T Liberty Media Group Cl cs 001957208 23 1280 sole none none
Automatic Data Processing cs 053015103 222 3320 sole none none
Automatic Data Processing cs 053015103 1,006 15055 sole none none
Baker Hughes Inc. cs 057224107 74 2000 sole none none
Baker Hughes Inc. cs 057224107 412 11120 sole none none
Banc One Corp. cs 06423A103 257 6778 sole none none
Banc One Corp. cs 06423A103 23 628 sole none none
Bank of America Corp. cs 060505104 623 11910 sole none none
Bank Of New York Co. Inc. cs 064057102 1,017 18000 sole none none
Bankamerica Corp. cs 060505104 740 14136 sole none none
Bellsouth Corp. cs 079860102 365 9024 sole none none
Bellsouth Corp. cs 079860102 324 8000 sole none none
Best Foods cs 08658h101 600 8255 sole none none
Biogen Inc cs 090597105 1,344 22040 sole none none
Biogen Inc cs 090597105 68 1125 sole none none
Biotech Hldrs Tr Dep Rcp cs 09067D201 292 1500 sole none none
Biotech Hldrs Tr Dep Rec cs 09067D201 97 500 sole none none
BP Amoco PLC Spons ADR cs 055622104 160 3036 sole none none
BP Amoco PLC Spons ADR cs 055622104 43 820 sole none none
Bristol Myers Squibb Co. cs 110122108 276 4800 sole none none
Bristol Myers Squibb Co. cs 110122108 513 8925 sole none none
Broadcom Corp Class A cs 111320107 2,420 9930 sole none none
Broadcom Corp Class A cs 111320107 784 3220 sole none none
Cabletron Systems Inc. cs 126920107 389 13200 sole none none
Cabletron Systems Inc. cs 126920107 44 1495 sole none none
Campbell Soup Co. cs 134429109 207 8000 sole none none
Capital One Financial Corp. cs 14040H105 644 9200 sole none none
Capital One Financial Corp. cs 14040H105 20 295 sole none none
Cardinal Health Inc cs 14149Y108 52 600 sole none none
Cardinal Health Inc cs 14149Y108 249 2830 sole none none
CDW Computer Ctrs Inc cs 125129106 459 6660 sole none none
Chase Manhattan Corp. cs 16161A108 368 7987 sole none none
Chase Manhatten Corp. cs 16161A108 172 3724 sole none none
Chevron Corp. cs 166751107 556 6522 sole none none
Chevron Corp. cs 166751107 313 3680 sole none none
Ciena Corp cs 171779101 1,252 10200 sole none none
Cisco Systems cs 17275R102 2,930 53048 sole none none
Cisco Systems cs 17275R102 1,517 27468 sole none none
Citigroup cs 172967101 1,010 18693 sole none none
Citigroup cs 172967101 1,212 22420 sole none none
Citrix Systems cs 177376100 339 16915 sole none none
Citrix Systems cs 177376100 127 6355 sole none none
CMGI Inc cs 125750109 97 3500 sole none none
CMGI Inc. cs 125750109 121 4335 sole none none
CMS Energy Corp Adj Conv cs 125896308 325 10200 sole none none
CMS Energy Corp Cv ps 125896308 31 1000 sole none none
Coca Cola Co. cs 191216100 1,080 19600 sole none none
Colgate Palmolive cs 194162103 155 3300 sole none none
Colgate Palmolive cs 194162103 186 3950 sole none none
Comcast Corp. Cl A Spl cs 200300200 348 8520 sole none none
Comerica Inc. cs 200340107 325 5575 sole none none
Computer Sciences cs 205363104 265 3570 sole none none
Conagra Inc. cs 205887102 212 10590 sole none none
Conseco Fin Tr Toprs Pfd 9.1 ps 20846f201 173 12700 sole none none
Copper Mountain Networks Inc cs 217510106 270 7200 sole none none
Corning Inc. cs 219350105 2,257 7576 sole none none
Corning Inc. cs 219350105 496 1665 sole none none
CSG Systems Intl Inc cs 126349109 356 12300 sole none none
CSG Systems Intl Inc cs 126349109 31 1100 sole none none
CVS Automatic Exch Sec Tr cs 126645209 207 2550 sole none none
CVS Corp. cs 126650100 461 9975 sole none none
CVS Corp. cs 126650100 213 4620 sole none none
Dell Computer Corp. cs 247025109 172 5600 sole none none
Dell Computer Corp. cs 247025109 184 5985 sole none none
Dendrite Intl Inc cs 248239105 428 16000 sole none none
Digital Lightwave Inc cs 253855100 145 2000 sole none none
Digital Lightwaves cs 253855100 112 1550 sole none none
Dollar General cs 256669102 274 16360 sole none none
Dollar General cs 256669102 176 10528 sole none none
Dollar Tree Stores Inc cs 256747106 1,031 25440 sole none none
Dollar Tree Stores Inc cs 256747106 394 9715 sole none none
Dover Corp. cs 260003108 263 5615 sole none none
Duke Energy Co. cs 264399106 5,852 68237 sole none none
Duke Energy Co. cs 264399106 1,009 11775 sole none none
Dusa Pharmaceuticals Inc cs 266898105 308 10000 sole none none
Dusa Pharmaceuticals Inc cs 266898105 33 1090 sole none none
E I Du Pont De Nemours & Co. cs 263534109 388 9500 sole none none
E I Du Pont De Nemours & Co. cs 263534109 450 11015 sole none none
E M C Corp. cs 268648102 5,103 51420 sole none none
E M C Corp. cs 268648102 1,000 10080 sole none none
Eaton Vance Corp cs 278265103 270 5300 sole none none
ECCS Inc cs 26825H100 16 6000 sole none none
ECCS Inc cs 26825H100 12 4480 sole none none
Ecolab Inc. cs 278865100 274 7620 sole none none
Efficient Networks Inc cs 282056100 279 7500 sole none none
El Paso Energy Corp. cs 283905107 857 13914 sole none none
El Paso Energy Corp. cs 283905107 355 5775 sole none none
Elan Plc cs 284131208 460 8420 sole none none
Emerson Electric Co. cs 291011104 402 6000 sole none none
Emerson Electric Co. cs 291011104 176 2640 sole none none
Enron Corp. cs 293561106 192 2200 sole none none
Enron Corp. cs 293561106 355 4055 sole none none
EOG Resources Inc. cs 26875P101 427 11000 sole none none
EOG Resources Inc. cs 26875P101 302 7785 sole none none
Exchange Applications cs 300867108 19 4390 sole none none
Exchange Applications Inc cs 300867108 91 20200 sole none none
Exxon Mobil Corp cs 30231G102 935 10504 sole none none
Exxon Mobil Corp cs 30231G102 752 8447 sole none none
Federal Home Loan Mortgage C cs 313400301 400 7400 sole none none
Federal National Mortgage Co cs 313586109 514 7200 sole none none
Federal National Mortgage Co cs 313586109 67 950 sole none none
Fedex Corp. cs 31428X106 366 8265 sole none none
First Data Corp. cs 319963104 61 1584 sole none none
First Data Corp. cs 319963104 231 5930 sole none none
FleetBoston Financial Corp. cs 339030108 338 8668 sole none none
FleetBoston Finl Corp cs 339030108 204 5235 sole none none
Foundry Networks Inc cs 35063R100 169 2525 sole none none
Foundry Networks Inc cs 35063R100 93 1400 sole none none
Gateway 2000 Inc cs 367626108 215 4460 sole none none
Gemstar TV Guide Intl Inc cs 36866W106 126 1450 sole none none
Gemstar TV Guide Intl Inc cs 36866W106 193 2225 sole none none
Genentech cs 368710406 44 240 sole none none
Genentech Inc New cs 368710406 241 1300 sole none none
General Electric Co. cs 369604103 5,515 95407 sole none none
General Electric Co. cs 369604103 1,873 32398 sole none none
Genuity Inc. CL A cs 37248E103 91 14000 sole none none
Gilead Sciences cs 375558103 333 3045 sole none none
Gilead Sciences Inc cs 375558103 273 2495 sole none none
Gillette Co. cs 375766102 1,191 38600 sole none none
Gillette Co. cs 375766102 127 4120 sole none none
Global Crossing Ltd cs G3921A100 723 23327 sole none none
Global Crossing Ltd cs G3921A100 409 13202 sole none none
Global Marine cs 379352404 44 1450 sole none none
Global Marine cs 379352404 172 5600 sole none none
Guidant Corp. cs 401698105 120 1700 sole none none
Guidant Corp. cs 401698105 107 1520 sole none none
Halliburton Co. cs 406216101 34 700 sole none none
Halliburton Co. cs 406216101 437 8945 sole none none
Health Mgmt Assoc Inc cs 421933102 1,105 53139 sole none none
Health Mgmt Assoc Inc cs 421933102 1,029 49480 sole none none
Healthsouth Corp. cs 421924101 196 24400 sole none none
Healthsouth Corp. cs 421924101 7 900 sole none none
Heller Financial cs 423328103 219 7695 sole none none
Hewlett Packard Co. cs 428236103 242 2500 sole none none
Hewlett Packard Co. cs 428236103 526 5430 sole none none
Home Depot Inc. cs 437076102 7,709 145627 sole none none
Home Depot Inc. cs 437076102 1,439 27198 sole none none
Honeywell International Inc. cs 438516106 16 470 sole none none
Honeywell Intl Inc. cs 438516106 403 11316 sole none none
Household Cap Tr V Pfd ps 44180s207 674 25500 sole none none
Household International cs 441815107 545 9625 sole none none
Household International cs 441815107 4 75 sole none none
Incyte Pharmaceuticals cs 45337C102 87 2120 sole none none
Incyte Pharmaceuticals cs 45337C102 154 3760 sole none none
Infospace Com Inc cs 45678T102 302 10000 sole none none
Inktomi cs 457277101 1,299 11400 sole none none
Inktomi Corp cs 457277101 591 5190 sole none none
Intel Corp. cs 458140100 353 8500 sole none none
Intel Corp. cs 458140100 1,500 36094 sole none none
International Business Machi cs 459200101 239 2126 sole none none
International Business Machi cs 459200101 667 5925 sole none none
JDS Uniphase cs 46612J101 980 10355 sole none none
JDS Uniphase Corp cs 46612J101 2,084 22010 sole none none
Johnson & Johnson cs 478160104 1,267 13496 sole none none
Johnson & Johnson cs 478160104 363 3870 sole none none
Kerr Mcgee Corp. cs 492386107 443 6700 sole none none
Kerr Mcgee Corp. cs 492386107 9 150 sole none none
Kn Energy Inc Peps Units ps 482620507 221 4000 sole none none
Lilly Eli & Company cs 532457108 308 3800 sole none none
Lilly Eli & Company cs 532457108 251 3100 sole none none
Linear Technology Corporatio cs 535678106 589 9100 sole none none
Lowes Co., Inc. cs 548661107 550 12275 sole none none
Lowes Co., Inc. cs 548661107 530 11820 sole none none
Lucent Technologies cs 549463107 1,123 36848 sole none none
Lucent Technologies cs 549463107 751 4649.25 sole none none
Martin Marietta Materials cs 573284106 222 5805 sole none none
McDonalds Corp. cs 580135101 381 12640 sole none none
McGraw Hill Inc. cs 580645109 229 3615 sole none none
McKesson HBOC Inc cs 58155Q103 270 8841 sole none none
MCN Mich LP Cum 9.375% ps 55268m201 212 8500 sole none none
Medtronic Inc. cs 585055106 828 15996 sole none none
Medtronic Inc. cs 585055106 991 19130 sole none none
Mellon Bank Corp. cs 58551A108 92 2000 sole none none
Mellon Financial Corp. cs 58551A108 796 17180 sole none none
Merck & Co. Inc. cs 589331107 1,217 16360 sole none none
Merck & Co. Inc. cs 589331107 104 1410 sole none none
Microsoft Corp. cs 594918104 468 7760 sole none none
Microsoft Corp. cs 594918104 859 14250 sole none none
Minnesota Mining & Mfg Co. cs 604059105 289 3180 sole none none
Minnesota Mining & Mfg Co. cs 604059105 64 710 sole none none
Molex Inc. cs 608554101 301 5539 sole none none
Morgan Stanley Dean Witter & cs 617446448 638 6980 sole none none
Morgan Stanley Dean Witter P ps 617446257 45 10000 sole none none
Motorola Inc. cs 620076109 83 2898 sole none none
Motorola Inc. cs 620076109 542 18735 sole none none
Netiq cs 64115P102 760 11585 sole none none
Netiq Corp cs 64115P102 283 4319 sole none none
Newell Rubbermaid Inc. cs 651229106 158 6936 sole none none
Newell Rubbermaid Inc. cs 651229106 99 4360 sole none none
Nextel cs 65332V103 493 10550 sole none none
Nextel cs 65332V103 232 4965 sole none none
Nokia Corp Spons ADR cs 654902204 130 3200 sole none none
Nokia Corp Spons ADR cs 654902204 277 6800 sole none none
Nortel Networks cs 656568102 76 1270 sole none none
Nortel Networks cs 656568102 778 12900 sole none none
NRG Energy Inc cs 629377102 766 21000 sole none none
NRG Energy Inc cs 629377102 122 3365 sole none none
Occidental Petroleum Corp. cs 674599105 202 9270 sole none none
Omnicom Group Inc. cs 681919106 220 3020 sole none none
Oracle Systems Corp. cs 68389X105 291 3696 sole none none
Oracle Systems Corp. cs 68389X105 490 6225 sole none none
Paychex, Inc cs 704326107 612 11676 sole none none
Pepsico Inc. cs 713448108 230 5000 sole none none
Pepsico Inc. cs 713448108 812 17667 sole none none
Pfizer Inc. cs 717081103 2,959 5879.25 sole none none
Pfizer Inc. cs 717081103 875 19497 sole none none
Pharmacia Corp cs 71713U102 62 1038 sole none none
Pharmacia Corp cs 71713U102 311 5171 sole none none
PMC-Sierra Inc cs 69344F106 619 2880 sole none none
PMC-Sierra Inc Com cs 69344F106 710 3300 sole none none
PPG Industries, Inc. cs 693506107 396 10000 sole none none
Precision Drilling cs 74022D100 230 6480 sole none none
Proctor & Gamble Co. cs 742718109 26 400 sole none none
Proctor & Gamble Co. cs 742718109 540 8070 sole none none
Qualcomm cs 747525103 1,486 20860 sole none none
Qualcomm cs 747525103 674 9460 sole none none
Qwest Communications cs 749121109 202 4216 sole none none
Qwest Communications cs 749121109 359 7465 sole none none
Radioshack Corp cs 750438103 516 8000 sole none none
Ralston-Ralston Purina Group cs 751277302 419 17706 sole none none
Red Hat cs 756577102 179 10500 sole none none
Republic Security Fin'l cs 760758102 76 15517.8 sole none none
Robert Half Intl Inc cs 770323103 896 25850 sole none none
Robert Half Intl Inc cs 770323103 33 960 sole none none
Royal Dutch Pete Co. Ny Reg cs 780257804 107 1800 sole none none
Royal Dutch Pete Co. Ny Reg cs 780257804 267 4470 sole none none
Sandisk Corp cs 80004C101 267 4000 sole none none
SBC Communications cs 78387G103 750 15052 sole none none
SBC Communications cs 78387G103 353 7095 sole none none
Schering Plough Corp. cs 806605101 37 800 sole none none
Schering Plough Corp. cs 806605101 232 5000 sole none none
Schlumberger Ltd cs 806857108 49 600 sole none none
Schlumberger Ltd cs 806857108 407 4945 sole none none
Schwab Charles Corp. cs 808513105 619 17471 sole none none
Schwab Charles Corp. cs 808513105 91 2590 sole none none
Scientific Atlanta Inc. cs 808655104 135 2130 sole none none
Scientific Atlanta Inc. cs 808655104 128 2020 sole none none
SDL Inc cs 784076101 1,311 4240 sole none none
SDL Inc cs 784076101 391 1265 sole none none
Sealed Air Corp New Pfd Conv cs 81211k209 348 7750 sole none none
SI Financing Tr I ps 784252207 314 12500 sole none none
Siebel Systems cs 826170102 5,098 45800 sole none none
Siebel Systems cs 826170102 1,153 10360 sole none none
Silicon Graphics Inc. cs 827056102 2 500 sole none none
Smurfit-Stone Container Corp cs 832727101 129 10820 sole none none
Southern Co. cs 842587107 74 2300 sole none none
Southern Co. cs 842587107 259 8000 sole none none
Southern Union Fin 9.48% Top ps 844038208 482 19700 sole none none
Southwest Airlines Co. cs 844741108 119 4937 sole none none
Southwest Airlines Co. cs 844741108 265 10940 sole none none
Sprint Corp PCS cs 852061506 144 4125 sole none none
Sprint Corp PCS Com SR 1 cs 852061506 1,128 32139 sole none none
Sprint Corp. cs 852061100 394 13448 sole none none
Sprint Corp. cs 852061100 71 2440 sole none none
SPX Corp cs 784635104 96 682 sole none none
SPX Corp cs 784635104 526 3707 sole none none
St. Mary Land & Expl cs 792228108 93 4050 sole none none
St. Paul Companies cs 792860108 115 2300 sole none none
Staples, Inc. cs 855030102 664 46850 sole none none
Staples, Inc. cs 855030102 259 18260 sole none none
Starbucks cs 855244109 268 6700 sole none none
Starbucks cs 855244109 16 400 sole none none
State Street Corp cs 857477103 325 2500 sole none none
State Street Corp cs 857477103 418 3220 sole none none
Steris Corp. cs 859152100 121 10100 sole none none
Stilwell Financial Inc cs 860831106 201 4630 sole none none
Stryker cs 863667101 293 6845 sole none none
Suiza Foods Corp cs 865077101 163 3200 sole none none
Sun Microsystems, Inc. cs 866810104 3,832 32825 sole none none
Sun Microsystems, Inc. cs 866810104 1,114 9550 sole none none
Sycamore Networks Inc cs 871206108 223 2070 sole none none
Sysco Corp. cs 871829107 588 12700 sole none none
Target Corp cs 87612E106 599 23400 sole none none
Target Corp cs 87612E106 736 28760 sole none none
Tellabs Inc. Del. cs 879664100 1,507 31580 sole none none
Tellabs Inc. Del. cs 879664100 19 400 sole none none
Terayon Comm Sys cs 880775101 610 18000 sole none none
Terayon Systems cs 880775101 433 12765 sole none none
Texaco Inc. cs 881694103 102 1950 sole none none
Texaco Inc. cs 881694103 332 6340 sole none none
Torchmark Cap Llc Gtd Ser A ps 891025207 1,207 48800 sole none none
Transocean Offshore Inc cs G90078109 244 4178 sole none none
Transocean Sedco Forex F Inc cs G90078109 1,091 18616 sole none none
Tyco International Ltd. cs 902124106 589 11355 sole none none
Tyco International Ltd. cs 902124106 449 8665 sole none none
United Technologies Corp. cs 913017109 730 10528 sole none none
United Technologies Corp. cs 913017109 34 495 sole none none
USA Education Inc cs 90390U102 219 4553 sole none none
USX Marathon Group cs 902905827 202 7125 sole none none
USX Marothon Group cs 902905827 265 9371 sole none none
Verisign cs 92343E102 653 3225 sole none none
Verisign Inc cs 92343E102 10 50 sole none none
Veritas Software Corp cs 923436109 255 1800 sole none none
Verizon Communications cs 92343V104 1,347 7809.24 sole none none
Verizon Communications cs 92343V104 251 5188.2 sole none none
Viacom Inc Cl B cs 925524308 203 3477 sole none none
Viacom Inc. Cl-B cs 925524308 187 3206 sole none none
Vicor Corp. cs 925815102 271 5000 sole none none
Vitesse Semiconductor Corp cs 928497106 168 1900 sole none none
Vitesse Semiconductor Corp cs 928497106 184 2075 sole none none
Vodafone Group PLC New F Spo cs 92857W100 714 19320 sole none none
Voicestream Wireless cs 928615103 237 2046 sole none none
Wal Mart Stores Inc. cs 931142103 458 9535 sole none none
Wal Mart Stores Inc. cs 931142103 1,092 22700 sole none none
Walgreen Co. cs 931422109 128 3400 sole none none
Walgreen Co. cs 931422109 517 13635 sole none none
Walt Disney Co. cs 254687106 459 12025 sole none none
Walt Disney Co. cs 254687106 279 7310 sole none none
Waters Corp cs 941848103 587 6600 sole none none
Waters Corp cs 941848103 429 4830 sole none none
Wells Fargo Company cs 949746101 521 11350 sole none none
Wells Fargo Company cs 949746101 76 1665 sole none none
Williams Cos cs 969457100 8 200 sole none none
Williams Cos cs 969457100 339 8030 sole none none
Worldcom Inc. GA New cs 98157D106 1,877 61814 sole none none
Worldcom Inc. GA New cs 98157D106 659 21704 sole none none
Xcel Energy Inc cs 98389B100 233 8500 sole none none
Xcel Energy Inc cs 98389B100 41 1520 sole none none
Xilinx Inc cs 983919101 856 10000 sole none none
Xilinx Inc cs 983919101 438 5120 sole none none
</TABLE>
