<PAGE>
EXHIBIT 10.13
SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED
REGISTRATION RIGHTS AGREEMENT
THIS SECOND AMENDMENT, dated as of June 5, 2000 (the "Agreement"), to the
Fourth Amended and Restated Registration Rights Agreement dated as of April 11,
2000 as amended by the First Amendment thereto dated May 16, 2000 (the
"Registration Rights Agreement"), by and among SPEECHWORKS INTERNATIONAL, INC.,
a Delaware corporation (the "Company") and the stockholders of the Company named
therein, is by and among the Company and AT&T Corp. (the "New Investor") and the
persons named on the signature page hereto as Investors (collectively, the
"Investors"). All other capitalized terms used herein and not otherwise defined
have their respective meanings set forth in the Registration Rights Agreement.
WHEREAS, the New Investor is acquiring this date 1,045,158 shares of the
Common Stock, $0.001 par value per share (the "Shares"), of the Company pursuant
to the terms of a certain Common Stock Purchase Agreement dated the date hereof
(the "Purchase Agreement");
WHEREAS, the Purchase Agreement contemplates in Section 5 thereof that the
Registration Rights Agreement shall be amended to add the New Investor as a
party to the Registration Rights Agreement; and
WHEREAS, the Investors who are signatories hereto hold in the aggregate a
sufficient number of shares of Registrable Stock to amend the Registration
Rights Agreement in accordance with Section 14 thereof to add the New Investor
as party thereto.
NOW, THEREFORE, in consideration of the mutual covenants and agreements set
forth herein, the parties agree as follows:
1. Amendment to Schedule RRA (Revised). From and after the date hereof,
Schedule RRA (Revised) to the Registration Rights Agreement is deleted and
replaced by Schedule RRA (2nd Revised), dated the date hereof and attached
hereto and the term "Investors" as used therein and herein shall mean and refer
to all the persons and entities identified on said Schedule RRA (2nd Revised).
2. Amendment to Definition of "Registrable Stock". The definition of
----------------------------------------------
"Registrable Stock" set forth in Section 1 of the Registration Rights Agreement
is hereby deleted and replaced by the following definition:
"Registrable Stock" means (a) the Common Stock issued or issuable upon
conversion of the Series A Preferred Stock, Series B Preferred Stock, Series C
Preferred Stock, Series D Preferred Stock or Series E Preferred Stock, and owned
of record by any Investor or an Affiliate of any Investor; (b) all Common Stock
now or hereafter owned of record by any Investor which is acquired otherwise
than upon conversion of the Series A Preferred Stock, Series B Preferred Stock,
Series C Preferred Stock, Series D Preferred Stock or Series E Preferred Stock,
so long as it is held by any Investor or an Affiliate of the Investor, (c) all
the shares of Common Stock issued or issuable upon exercise of any warrant now
or hereafter held by Lighthouse, (d) all the
1.
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shares of Common Stock issued or issuable upon exercise of any warrant now or
hereafter held by InterVoice-Brite, Inc., (e) all Common Stock now or hereafter
owned by the New Investor and (f) any other shares of Common Stock issued in
respect of such shares by way of a stock dividend, or stock split or in
connection with a combination of shares, recapitalization, merger or
consolidation or reorganization, provided, however , that shares of Common Stock
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shall only be treated as Registrable Stock (i) if and so long as they have not
been (x) sold to or through a broker or dealer or underwriter in a public
distribution or a public securities transaction, or (y) sold in a transaction
exempt from the registration and prospectus delivery requirements of the
Securities Act under Section 4(1) thereof so that all transfer restrictions and
restrictive legends with respect to such Common Stock are removed upon the
consummation of such sale.
3. Continued Effect. As amended hereby, the Registration Rights Agreement
----------------
is hereby ratified and confirmed and agreed to by all of the parties hereto and
continues in full force and effect.
4. Counterparts. This Agreement may be executed in any number of
------------
counterparts, each of which shall be deemed an original, but all of which
together shall constitute one and the same instrument.
5. Governing Law. This Agreement shall be governed by, and construed in
-------------
accordance with the laws of the State of Delaware.
[Signature pages follow]
2.
<PAGE>
IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to
the Fourth Amended and Restated Registration Rights Agreement to be executed by
their respective officers thereunto duly authorized, as of the date first above
written.
SPEECHWORKS INTERNATIONAL, INC.
By: /s/ Stuart Patterson
_________________________________________
Stuart Patterson, President and Chief
Executive Officer
NEW INVESTOR:
AT&T CORP.
By: /s/ David C. Nagel
_______________________________
Name:
Title:
INVESTORS:
IGATE VENTURES I, L.P.
By: /s/ Ajmal Noorani
_____________________________
Name:
Title:
REUTERS HOLDINGS SWITZERLAND SA
By:_____________________________
Name:
Title:
CITICORP STRATEGIC TECHNOLOGY CORP.
By:_____________________________
Name:
Title:
3.
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GE CAPITAL EQUITY INVESTMENTS, INC.
By: /s/ Stefan Abbruzzese
_____________________________
Name:
Title:
MCI WORLDCOM VENTURE FUND, INC.
By:_____________________________
Name:
Title:
CHARLES RIVER PARTNERSHIP VII
By: /s/Richard Burnes
_____________________________
Name:
Title:
ATLAS VENTURE FUND II, L.P.
By: Atlas Venture Associates II, L.P., its
general partner
By: /s/ Barry Fidelman
_____________________________
Name:
Title:
QUESTMARK PARTNERS, L.P.
By: /s/ Thomas R. Hitchner
_____________________________
Name:
Title:
INTEL 64 FUND, LLC
By: INTEL 64 FUND OPERATIONS, INC., its
Coordinating Member
By: /s/ Noel Lazo
_____________________________
Name:
Title:
4.
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BANK OF AMERICA VENTURES
By: /s/ Robert Obuch
____________________________________
Name:
Title:
BA VENTURE PARTNERS III
By: /s/ Robert Obuch
____________________________________
Name:
Title:
RIGGS CAPITAL PARTNERS
By:___________________________________
Name:
Title:
MINTZ LEVIN INVESTMENTS LLC
By:_______________________________________
Name:
Title:
__________________________________________
Steven P. Rosenthal
__________________________________________
Suzanne Abair and Kathleen MacDonald
__________________________________________
Robert S. Fore
LEE CAPITAL HOLDINGS
5.
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By:_______________________________________
Name:
Title:
CITIZENS CAPITAL INCORPORATED
By:_______________________________________
Name:
Title:
__________________________________________
JOSEPH MURPHY
DIGITAL BANDWIDTH LLC
By:_______________________________________
Name: David B. Weinberg
Title: President
INTEL CORPORATION
By: /s/ Noel Lazo
---------------------------------------
Name:
Title:
SAP AMERICA, INC.
By:_______________________________________
Name:
Title:
/s/ Paul Yovovich
-----------------------------------------
Paul Yovovich
__________________________________________
Ralph Mor
6.
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__________________________________________
Hedva Mor
__________________________________________
Jeffrey Mor
__________________________________________
Jean Guy Dahan
__________________________________________
Naim Murad
_________________________________________
John Meyrick
_________________________________________
Brett Phaneuf
_________________________________________
William J. O'Farrell
_________________________________________
Noreen D. O'Farrell
_________________________________________
William Ledingham
/s/ William Haney
_________________________________________
William Haney
/s/ Anne Haney
_________________________________________
Anne G. Haney
LIGHTHOUSE CAPITAL PARTNERS, L.P.
By: LIGHTHOUSE MANAGEMENT
PARTNERS, L.P., its general partner
By: LIGHTHOUSE CAPITAL
PARTNERS, INC., its general partner
By:_______________________________________
Title:____________________________________
__________________________________________
Mark Holthouse
7.
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---------------------------------------
Stephen Smith
---------------------------------------
Sol Lerner
---------------------------------------
Henry Lerner
---------------------------------------
Leonard Epstein
---------------------------------------
Bella Lerner
---------------------------------------
Miriam Epstein
---------------------------------------
Brian S. Eberman
---------------------------------------
Edward J. McCaffrey
---------------------------------------
Joyce V. McCaffrey
INTERVOICE-BRITE, INC.
By:____________________________________
Name:
Title:
8.
<PAGE>
Schedule RRA (2/nd/ Revised)
---------------------------
June 5, 2000
Investors and Mailing Addresses:
-------------------------------
AT&T Corp.
295 N. Maple Ave.
Basking Ridge, NJ 07929
Attn. Vice President of Law
iGate Ventures I, L.P.
1004 McKee Road
Oakdale, PA 15071
Counsel:
Buchanan Ingersoll Professional Corporation
One Oxford Centre, 20th Floor
301 Grant Street
Pittsburgh, PA 15219
Attn: James J. Barnes, Esq.
(412) 562-1415
(412) 562-1041 (Fax)
Reuters Holdings Switzerland SA
153 Route de Thonon
1245 Collogne-Bellerive
Switzerland
(with copies to: Reuters Limited
85 Fleet Street
London EC4P 4AJ
United Kingdom
Attention: General Counsel)
Citicorp Strategic Technology Corp.
909 Third Avenue,
16th Floor, New York, NY 10043
Attention: William F. Carson
GE Capital Equity Investments, Inc.
120 Long Ridge Road, Stamford, CT 06927
Attention: General Counsel
MCI WorldCom Venture Fund, Inc.
1801 Pennsylvania Avenue N.W.
6th Floor
Washington D.C. 20006
9.
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Mintz Levin Investments LLC
One Financial Center
Boston, MA 02111
Attention: Steven P. Rosenthal, Esq.
Steven P. Rosenthal
40 Bartlett Street
Marblehead, MA 01945
Suzanne Abair & Kathleen MacDonald
16 Dartmouth Street
Boston, MA 02116
Atlas Venture Fund II, L.P.
222 Berkeley Street
Boston, MA 02116
Attention: Axel Bichara
Charles River Partnership VII
1000 Winter Street
Suite 3300
Waltham, MA 02154
Attention: Richard Burnes
Digital Bandwidth LLC
One First National Plaza
Suite 3140
Chicago, IL
Attention: David B. Weinberg
Bank of America Ventures
950 Tower Lane, Suite 700
Foster City, CA 94404
Attention: Robert Obuch
BA Venture Partners III
950 Tower Lane, Suite 700
Foster City, CA 94404
Attention: Robert Obuch
Intel Corporation
5200 N.E. Elam Young Parkway
Hillsboro, OR 07123
Attention: Ken Matthews
SAP America, Inc.
10.
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3999 WestChester Pike
Newton Square, PA 19073
Attention: Gary Fromer
QuestMark Partners, L.P.
One South Street, Suite 800
Baltimore, Maryland 21202
Attention: Tim Krongard
Riggs Capital Partners
800 17/th/ Street, N.W.
Washington, DC 20006-3944
Attention: Vicken Dombalagian
Intel 64 Fund Operations, Inc.
2200 Mission College Blvd.
Santa Clara, CA 95052
Attn: Portfolio Manager - M/S: RN6-46
With a copy to:
Intel Corporation
2200 Mission College Blvd.
Santa Clara, CA 95052
Attention: General Counsel
Robert S. Fore
520 Georgetown Avenue
San Mateo, CA 94402
Edward J. McCaffrey
23 Warwick Road
Winnetka, IL 60093
Joyce V. McCaffrey
23 Warwick Road
Winnetka, IL 60093
Paul Yovovich
1007 Forest Avenue
Wilmete, IL 60091-1757
Ralph Mor
11 Brook Road
Sharon, MA 02067
Hedva Mor
Rechov Hatziporen
6-Aleph
11.
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Bet Shemesh, ISRAEL 99000
Jeffrey Mor
Rechov Hatziporen
6-Aleph
Bet Shemesh, ISRAEL 99000
Jean Guy Dahan
12 Colburne Crescent, Apt. #3
Brookline, MA 02146
Naim Murad
75 Glengarry #502
Town of Mount Royal, PQ
H3R 1A2
Canada
John Meyrick
22 Lotus Avenue
Scituate, MA 02066
Brett Phaneuf
380 Pine Street
Marshfield, MA 02050
William J. O'Farrell
76 Taber Avenue
Providence, RI 02906
Noreen D. O'Farrell
76 Taber Avenue
Providence, RI 02906
William Ledingham
15 Wingate Road
Wellesley, MA 02181
William Haney
61 Lincoln Road
Wayland, MA 01778
Anne G. Haney
61 Lincoln Road
Wayland, MA 01778
Lighthouse Capital Partners, L.P.
100 Drake's Landing, Suite 260
Greenbrae, CA 94904-3121
12.
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Mark Holthouse
163 Upland Road
Newtonville, MA 02160
Stephen Smith
5404 Spangler Avenue
Bethesda, MD 20816
Sol Lerner
10 Flintlock Road
Sharon, MA 02067
Henry Lerner
One Celler Road
Edison, NJ
Leonard Epstein
193 Cheswick Road
Brighton, MA 02135
Bella Lerner
One Celler Road
Edison, NJ
Miriam Epstein
193 Chiswick Road
Brighton, MA 02135
Brian S. Eberman
10 LaFayette Road
Newton, MA 02162
Lee Capital Holdings, LLC
One International Place
Boston, MA 02110
Attn: Jonathan Lee
Citizens Capital Incorporated
28 State Street, 15th Floor
Boston, MA 02109
Attn: Robert Garrow
Joseph Murphy
40 Maynard Farm Road
Sudbury, MA 01776
Intervoice-Brite, Inc.
13.
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17811 Waterview Parkway
Dallas, TX 75252
14.
