Registration No. 000-31049
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1
to
Form 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or (g) of the
Securities Exchange Act of 1934
TradeStation Group, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Florida 65-0977576
(State of Incorporation (I.R.S. Employer
or Organization) Identification No.)
8700 West Flagler Street
Miami, Florida 33174
(Address of Principal Executive Offices Including Zip Code)
If this Form relates to the registration of a class of debt securities
and is effective upon filing pursuant to General Instruction A.(c)(1), please
check the following box. [ ]
If this Form relates to the registration of a class of debt securities
and is to become effective simultaneously with the effectiveness of a concurrent
registration statement under the Securities Act of 1933 pursuant to General
Instruction A.(c)(2), please check the following box. [ ]
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective pursuant to
General Instruction A.(c), check the following box. [ ]
If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective pursuant to
General Instruction A.(d), check the following box. [X]
Securities Act registration statement file number to which this form
relates: Registration No. 333-34922
Securities to be registered pursuant to Section 12(b) of the Act:
Name of each exchange
Title of each class on which each class
to be so registered is to be registered
------------------- ---------------------
None None
Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock, $0.01 par value
------------------------------------------------------------
(Title of class)
<PAGE>
Item 1. Description of Registrant's Securities to be Registered
Incorporated by reference to pages 153 through 155 of the Proxy
Statement/Prospectus contained in the Registrant's Amendment No. 3 to
Registration Statement on Form S-4 (File No. 333-34922) filed with the
Securities and Exchange Commission on November 21, 2000.
Item 2. Exhibits
The following exhibit is filed as a part of this registration
statement:
1. Registrant's Articles of Incorporation, as amended.*
-------------------
* Incorporated by reference to Exhibit 3.1 to the Registrant's
Registration Statement on Form S-4 (File No. 333- 34922) filed with the
Securities and Exchange Commission on April 17, 2000 and Exhibit 3.1 to
the Registrant's Amendment No. 3 to Registration Statement on Form S-4
(File No. 333-34922) filed with the Securities and Exchange Commission
on November 21, 2000.
<PAGE>
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the Registrant has duly caused this amendment no. 1 to registration
statement to be signed on its behalf by the undersigned, thereto duly
authorized.
Date: November 22, 2000 TRADESTATION GROUP, INC.
By: /s/ William R. Cruz
-------------------
William R. Cruz
Co-Chairman of the Board and
Co-Chief Executive Officer
By: /s/ Ralph L. Cruz
-----------------
Ralph L. Cruz
Co-Chairman of the Board and
Co-Chief Executive Officer
<PAGE>
Index to Exhibits
<TABLE>
<CAPTION>
Page No.
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<S> <C>
1. Registrants's Articles of Incorporation, as amended * Incorporated by Reference
2. Pages 153 through 155 of Proxy Statement/Prospectus
contained in the Registrant's Amendment No. 3 to
Registration Statement on Form S-4 (File No.
333-34922) filed with the Securities and Exchange
Commission on November 21, 2000 Incorporated by Reference
<FN>
-------------------
* Incorporated by reference to Exhibit 3.1 to the Registrant's
Registration Statement on Form S-4 (File No. 333- 34922) filed with the
Securities and Exchange Commission on April 17, 2000 and Exhibit 3.1 to
the Registrant's Amendment No. 3 to Registration Statement on Form S-4
(File No. 333-34922) filed with the Securities and Exchange Commission
on November 21, 2000.
</FN>
</TABLE>