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AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 19, 2000
REGISTRATION NO. 333-
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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ARGONAUT TECHNOLOGIES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
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DELAWARE 8731 94-3216714
(STATE OR OTHER JURISDICTION OF (PRIMARY STANDARD INDUSTRIAL (I.R.S. EMPLOYER
INCORPORATION OR ORGANIZATION) CLASSIFICATION CODE NUMBER) IDENTIFICATION NUMBER)
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887 INDUSTRIAL ROAD, SUITE G
SAN CARLOS, CALIFORNIA 94070
(650) 598-1350
(ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF
REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES)
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DAVID P. BINKLEY, PH.D.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
ARGONAUT TECHNOLOGIES, INC.
887 INDUSTRIAL ROAD, SUITE G
SAN CARLOS, CALIFORNIA 94070
(650) 598-1350
(NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE,
OF AGENT FOR SERVICE)
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Copies to:
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Michael J. O'Donnell Donald J. Murray
Richard L. Picheny Dewey Ballantine LLP
Wilson Sonsini Goodrich & Rosati 1301 Avenue of the Americas
Professional Corporation New York, New York 10019
650 Page Mill Road (212) 259-8000
Palo Alto, California 94304
(650) 493-9300
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APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC:
AS SOON AS PRACTICABLE AFTER THE EFFECTIVE DATE OF THIS REGISTRATION STATEMENT.
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If any of the securities being registered on this form are to be offered on a
delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, check the following box. [ ]
If this form is filed to register additional securities for an offering pursuant
to Rule 462(b) under the Securities Act, please check the following box and list
the Securities Act registration statement number of the earlier effective
registration statement for the same offering. [X] 333-35782
If this form is a post-effective amendment filed pursuant to Rule 462(c) under
the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [ ]
If this form is a post-effective amendment filed pursuant to Rule 462(d) under
the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [ ]
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [ ]
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CALCULATION OF REGISTRATION FEE
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TITLE OF EACH CLASS PROPOSED MAXIMUM AMOUNT OF
OF SECURITIES TO BE REGISTERED AGGREGATE OFFERING PRICE REGISTRATION FEE
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Common Stock $0.0001 per share................... $10,350,000 $2,733(1)
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(1) The Company previously registered an aggregate of $86,250,000 worth of
Common Stock on a Registration Statement on Form S-1 (File No. 333-35782),
for which a filing fee of $22,270 was previously paid on the filing of such
Registration Statement. The Registrant has instructed a bank to transmit by
wire transfer the filing fee to the Securities and Exchange Commission, the
Registrant will not revoke such instruction, and it has sufficient funds in
such account to cover the amount of the registration fee.
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INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
This Registration Statement is being filed with the Securities and Exchange
Commission pursuant to Rule 462(b) under the Securities Act of 1933, as amended.
This Registration Statement relates to the public offering of Common Stock of
the Registrant contemplated by the Registration Statement on Form S-1, File No.
333-35782 (the "Prior Registration Statement"), and is being filed for the sole
purpose of registering additional securities of the same class as were included
in the Prior Registration Statement.
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SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant has duly
caused this Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in San Carlos, State of California, on
the 18th day of July, 2000.
ARGONAUT TECHNOLOGIES, INC.
By: /s/ DAVID P. BINKLEY, PH.D.
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David P. Binkley, Ph.D.
President and Chief Executive
Officer
Pursuant to the requirements of the Securities Act, this Registration Statement
has been signed by the following persons in the capacities and on the dates
indicated:
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SIGNATURE TITLE DATE
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/s/ DAVID P. BINKLEY, PH.D. President and Chief Executive July 18, 2000
-------------------------------------------------------- Officer (Principal Executive
David P. Binkley, Ph.D. Officer)
/s/ JOHN T. SUPAN* Vice President, Finance and July 18, 2000
-------------------------------------------------------- Chief Financial Officer
John T. Supan (Principal Financial and
Accounting Officer)
/s/ BROOK BYERS* Director July 18, 2000
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Brook Byers
/s/ SAMUEL D. COLELLA* Director July 18, 2000
--------------------------------------------------------
Samuel D. Colella
/s/ HINGGE HSU, M.D.* Director July 18, 2000
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Hingge Hsu, M.D.
/s/ BRIAN METCALF, PH.D.* Director July 18, 2000
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Brian Metcalf, Ph.D.
/s/ WILLIAM RASTETTER, PH.D.* Director July 18, 2000
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William Rastetter, Ph.D.
/s/ JAMES SCHLATER* Director July 18, 2000
--------------------------------------------------------
James Schlater
*By: /s/ DAVID P. BINKLEY, PH.D. Attorney-In-Fact July 18, 2000
--------------------------------------------------------
David P. Binkley, Ph.D.
Attorney-In-Fact
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INDEX TO EXHIBITS
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23.1 Consent of Ernst & Young LLP, Independent Auditors
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All other exhibits in the Prior Registration Statement are incorporated by
reference herein.
