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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
UBS AG
(Exact Name of Registrant as Specified in Its Charter)
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SWITZERLAND 98-0186363
(State of Incorporation or Organization) (I.R.S. Employer
Identification no.)
Banthofstrasse 45, Zurich
(Address or Principal Executive Offices) (Zip Code)
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If this form relates to the If this form relates to the
registration of a class of securities registration of a class of
pursuant to Section 12(b) of the securities pursuant to Section 12(g)
Exchange Act and is effective of the Exchange Act and is effective
pursuant to General Instruction pursuant to General Instruction
A.(c), please check the following A.(d), please check the following
box: [X] box: [ ]
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Securities Act registration statement file number to which this form
relates: File No. 333-46930
(If applicable)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on Which
To be so Registered Each Class is to be Registered
GOALs due July 2002 (linked to the American Stock Exchange
common stock of Cisco Systems, Inc.)
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Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of Class)
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
UBS AG (the "Company") hereby incorporates by reference the
description of its securities to be registered hereunder contained in the
Prospectus under "Description of Notes We May Offer" and in the form of
Prospectus Supplement, both filed with the Commission on January 5, 2001, under
Rule 424(b), pursuant to an effective Registration Statement on Form F-1 (No.
333-46930) filed with the Securities and Exchange Commission on September 29,
2000, as amended by Amendment No. 1 thereto dated November 9, 2000 (the "F-1
Registration Statement"), under the Securities Act of 1933, as amended.
ITEM 2. EXHIBITS.
1. Form of Indenture, between the Company and U.S. Bank Trust National
Association, as Trustee (included as Exhibit 4.1 to the F-1
Registration Statement)
2. Form of GOALs linked to the common stock of Cisco Systems, Inc. (filed
with the American Stock Exchange)
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, the registrant has duly caused this registration statement
to be signed on its behalf by the undersigned, thereto duly authorized.
UBS AG
(Registrant)
Date: January 11, 2001 By: /s/ ROBERT DINERSTEIN
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Robert C. Dinerstein
Managing Director
By: /s/ ROBERT MILLS
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Robert B. Mills
Managing Director
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INSTRUCTIONS AS TO EXHIBITS
If the securities to be registered on this form are to be
registered on an exchange on which other securities of the registrant are
registered, or are to be registered pursuant to Section 12(g) of the Act, copies
of all constituent instruments defining the rights of the holders of each class
of such securities, including any contracts or other documents which limit or
qualify the rights of such holders, shall be filed as exhibits with each copy of
the registration statement filed with the Commission or with an exchange,
subject to Rule 12b-32 regarding incorporation of exhibits by reference.
