<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or Quarter Ended: September 30, 2000
---------------------------
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Whitney Holdings L.L.C.
------------------------------------
Address: 177 Broad Street
------------------------------------
Stamford, CT 06901
------------------------------------
13F File Number: 28-05743
----------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel J. O'Brien
------------------------------------
Title: Managing Member
------------------------------------
Phone: 203-973-1440
------------------------------------
Signature, Place, and Date of Signing:
Daniel J. O'Brien Stamford, CT November 9, 2000
--------------------------- --------------------- --------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
28-___________ ____________________________________
<PAGE>
Report Summary:
Number of Other Included Managers: 2
-------------------------
Form 13F Information Table Entry Total: 60
-------------------------
Form 13F Information Table Value Total: $ 766,520 (thousands)
--------------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. 13F File Number Name
1 28-05749 J.H. Whitney III Management, L.L.C.
--------------- ------------------------------------
No. 13F File Number Name
2 28-05745 J.H. Whitney Equity Partners, L.L.C.
--------------- ------------------------------------
2
<PAGE>
FORM 13F INFORMATION TABLE
SEPTEMBER 30, 2000
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
-------- -------- -------- -------- ---------------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR SH/PRN PUT/CALL
-------------- -------- ----- ----- ------- ------ --------
CLASS (X$1000) PRN AMT
----- -------- -------
<S> <C> <C> <C> <C> <C> <C>
1 ARTISOFT INC COMMON 04314L106 1,127 149,900 SH
2 COMARCO INC. COMMON 200080109 2,555 73,000 SH
3 KANA COMMUNICATIONS INC. COMMON 483600102 1,335 60,000 SH
4 JUPITER MEDIA METRIX INC. COMMON 48206U104 1,715 107,611 SH
5 MTI TECHNOLOGY CORP COMMON 553903105 324 85,000 SH
6 NIKU CORPORATION COMMON 654113109 19,334 793,208 SH
7 PURCHASE PRO.COM INC. COMMON 746144104 4,394 50,000 SH
8 SEAGATE TECHNOLOGY INC. COMMON 811804103 10,350 150,000 SH
9 Z TEL TECHNOLOGIES INC. COMMON 988792107 1,668 230,000 SH
10 ASPECT COMMUNICATIONS CORP. COMMON 04523Q102 2,063 100,000 SH
11 AT&T CORP. COMMON 001957109 3,084 105,000 SH
12 COMMONWEALTH TELEPHONE ENTERPRISES, INC. COMMON 203349105 4,425 120,000 SH
13 CONVERGENT COMMUNICATIONS, INC. COMMON 211914403 1,036 325,000 SH
14 RCN CORP COMMON 749361101 934 45,000 SH
15 SBC COMMUNICATIONS INC. COMMON 78387G103 3,950 79,000 SH
16 WILLIAMS COMPANIES, INC. COMMON 969457100 3,169 75,000 SH
17 ACTIVISION INC. COMMON 004930202 13,586 905,700 SH
18 CENDANT CORPORATION COMMON 151313103 2,110 194,000 SH
19 IL FORNAIO AMERICA CORP. COMMON 451926109 2,655 295,000 SH
20 SCOTTS COMPANY COMMON 810186106 4,744 141,600 SH
21 SILGAN HOLDINGS INC. COMMON 827048109 3,492 375,000 SH
22 ISPAT INTERNATIONAL N.V. COMMON 464899103 200 40,000 SH
23 STEEL DYNAMICS INC. COMMON 858119100 1,332 145,000 SH
24 WASTE MANAGEMENT INC. COMMON 94106L109 698 40,000 SH
25 ACE CASH EXPRESS INC. COMMON 004403101 2,200 200,000 SH
26 COMPUCREDIT CORP COMMON 20478N100 3,927 70,000 SH
27 CORUS BANKSHARES INC. COMMON 220873103 9,030 250,300 SH
28 DUN & BRADSTREET CORP COMMON 26483B106 4,993 145,000 SH
29 DUN & BRADSTREET WHEN ISSUED COMMON 26483E100 1,654 97,300 SH
30 NEWMIL BANCORP INC COMMON 651633109 2,045 194,800 SH
31 LABRATORY CORP OF AMERICA HOLDINGS COMMON 50540R409 14,492 121,019 SH
32 EXCELON CORPORATION COMMON 300691102 1,114 90,000 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- --------
VOTING AUTHORITY
-----------------------
NAME OF ISSUER INVESTMENT OTHER SOLE SHARED NONE
-------------- ---------- ----- ---- ------ ----
DISCRETION MANAGERS
---------- --------
<S> <C> <C> <C> <C> <C>
1 ARTISOFT INC SHARED-DEFINED NONE 149,900
2 COMARCO INC. SHARED-DEFINED NONE 73,000
3 KANA COMMUNICATIONS INC. SHARED-DEFINED NONE 60,000
4 JUPITER MEDIA METRIX INC. SHARED-DEFINED NONE 107,611
5 MTI TECHNOLOGY CORP SHARED-DEFINED NONE 85,000
6 NIKU CORPORATION SHARED-DEFINED JHW III(1) 793,208
7 PURCHASE PRO.COM INC. SHARED-DEFINED NONE 50,000
8 SEAGATE TECHNOLOGY INC. SHARED-DEFINED NONE 150,000
9 Z TEL TECHNOLOGIES INC. SHARED-DEFINED NONE 230,000
10 ASPECT COMMUNICATIONS CORP. SHARED-DEFINED NONE 100,000
11 AT&T CORP. SHARED-DEFINED NONE 105,000
12 COMMONWEALTH TELEPHONE ENTERPRISES, INC. SHARED-DEFINED NONE 120,000
13 CONVERGENT COMMUNICATIONS, INC. SHARED-DEFINED NONE 325,000
14 RCN CORP SHARED-DEFINED NONE 45,000
15 SBC COMMUNICATIONS INC. SHARED-DEFINED NONE 79,000
16 WILLIAMS COMPANIES, INC. SHARED-DEFINED NONE 75,000
17 ACTIVISION INC. SHARED-DEFINED NONE 905,700
18 CENDANT CORPORATION SHARED-DEFINED NONE 194,000
19 IL FORNAIO AMERICA CORP. SHARED-DEFINED NONE 295,000
20 SCOTTS COMPANY SHARED-DEFINED NONE 141,600
21 SILGAN HOLDINGS INC. SHARED-DEFINED NONE 375,000
22 ISPAT INTERNATIONAL N.V. SHARED-DEFINED NONE 40,000
23 STEEL DYNAMICS INC. SHARED-DEFINED NONE 145,000
24 WASTE MANAGEMENT INC. SHARED-DEFINED NONE 40,000
25 ACE CASH EXPRESS INC. SHARED-DEFINED NONE 200,000
26 COMPUCREDIT CORP SHARED-DEFINED NONE 70,000
27 CORUS BANKSHARES INC. SHARED-DEFINED NONE 250,300
28 DUN & BRADSTREET CORP SHARED-DEFINED NONE 145,000
29 DUN & BRADSTREET WHEN ISSUED SHARED-DEFINED NONE 97,300
30 NEWMIL BANCORP INC SHARED-DEFINED NONE 194,800
31 LABRATORY CORP OF AMERICA HOLDINGS SHARED-DEFINED NONE 121,019
32 EXCELON CORPORATION SHARED-DEFINED NONE 90,000
</TABLE>
----------
(1) J.H. WHITNEY III MANAGEMENT, L.L.C.
(2) J.H. WHITNEY EQUITY PARTNERS, L.L.C.
3
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
SEPTEMBER 30, 2000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
-------- -------- -------- -------- ---------------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR SH/PRN PUT/CALL
-------------- -------- ----- ----- ------- ------ --------
CLASS (X$1000) PRN AMT
----- -------- -------
<S> <C> <C> <C> <C> <C> <C>
33 SIRUS SATELLITE RADIO INC. COMMON 82966U103 529 10,000 SH
34 XM SATELLITE RADIO HOLDINGS INC. COMMON 983759101 431 10,000 SH
35 ACTEL CORP COMMON 004934105 2,156 60,000 SH
36 CABLETRON SYSTEMS COMMON 126920107 8,078 275,000 SH
37 EDUTREK INTERNATIONAL INC. COMMON 12613R104 974 380,000 SH
38 HERLEY INDUSTRIES INC. COMMON 427398102 2,325 102,500 SH
39 KEY3MEDIA GROUP INC. COMMON 49326R104 847 77,449 SH
40 METHODE ELECTRONICS - CL A COMMON 591520200 5,282 119,200 SH
41 PERSISTENCE SOFTWARE INC. COMMON 715329108 1,203 110,000 SH
42 ADVANCE PARADIGM, INC. COMMON 007491103 422 10,000 SH
43 NMT MEDICAL, INC. COMMON 629294109 5,399 2,504,010 SH
44 NU SKIN ENTERPRISES, INC. COMMON 67018T105 100 15,062 SH
45 USINTERNETWORKING INC. COMMON 917311805 46,416 6,956,904 SH
46 SPECTRASITE HOLDINGS, INC. COMMON 84760T100 241,115 12,989,337 SH
47 VITAMINESHOPPE.COM COMMON 92848M104 1,298 1,092,849 SH
48 FOGDOG INC. COMMON 344167101 2,155 2,377,827 SH
49 TELECORP PCS INC. COMMON 879299105 175,543 9,239,127 SH
50 SCIQUEST.COM, INC. COMMON 80908Q107 3,716 538,105 SH
51 TBM HOLDINGS, INC. COMMON 872197108 7,500 1,416,667 SH
52 PRAECIS PHARMACEUTICALS, INC. COMMON 739421105 108,222 2,546,390 SH
53 CARESCIENCE INC. COMMON 141726109 7,920 2,639,948 SH
54 EXODUS COMMUNICATIONS INC. COMMON 302088109 926 18,764 SH
55 WORLD ACCESS INC COMMON 98141A101 178 32,992 SH
56 GSTRF 01 JAN 45 PUTS 3789538AI 50 181,875 PUTS
57 GSTRF DEC 10 PUTS G3930H8LB 500 156,250 PUTS
58 CD RADIO WARRANTS 125127134 6,000 750,000 CALLS
59 XM SATTELLITE RADIO INC WARRANTS 98375Y114 5,000 150,000 CALLS
60 METRICOM WARRANTS 591596135 2,500 112,500 CALLS
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- --------
VOTING AUTHORITY
-----------------------
NAME OF ISSUER INVESTMENT OTHER SOLE SHARED NONE
-------------- ---------- ----- ---- ------ ----
DISCRETION MANAGERS
---------- --------
<S> <C> <C> <C> <C> <C>
33 SIRUS SATELLITE RADIO INC. SHARED-DEFINED NONE 10,000
34 XM SATELLITE RADIO HOLDINGS INC. SHARED-DEFINED NONE 10,000
35 ACTEL CORP SHARED-DEFINED NONE 60,000
36 CABLETRON SYSTEMS SHARED-DEFINED NONE 275,000
37 EDUTREK INTERNATIONAL INC. SHARED-DEFINED NONE 380,000
38 HERLEY INDUSTRIES INC. SHARED-DEFINED NONE 102,500
39 KEY3MEDIA GROUP INC. SHARED-DEFINED NONE 77,449
40 METHODE ELECTRONICS - CL A SHARED-DEFINED NONE 119,200
41 PERSISTENCE SOFTWARE INC. SHARED-DEFINED NONE 110,000
42 ADVANCE PARADIGM, INC. SHARED-DEFINED WEP(2) 10,000
43 NMT MEDICAL, INC. SHARED-DEFINED WEP(2) 2,504,010
44 NU SKIN ENTERPRISES, INC. SHARED-DEFINED WEP(2) 15,062
45 USINTERNETWORKING INC. SHARED-DEFINED JHW III(1) 6,956,904
46 SPECTRASITE HOLDINGS, INC. SHARED-DEFINED JHW III(1) WEP(2) 12,989,337
47 VITAMINESHOPPE.COM SHARED-DEFINED JHW III(1) 1,092,849
48 FOGDOG INC. SHARED-DEFINED JHW III(1) 2,377,827
49 TELECORP PCS INC. SHARED-DEFINED JHW III(1) WEP(2) 9,239,127
50 SCIQUEST.COM, INC. SHARED-DEFINED JHW III(1) 538,105
51 TBM HOLDINGS, INC. SHARED-DEFINED JHW III(1) 1,416,667
52 PRAECIS PHARMACEUTICALS, INC. SHARED-DEFINED NONE 2,546,390
53 CARESCIENCE INC. SHARED-DEFINED JHW III(1) 2,639,948
54 EXODUS COMMUNICATIONS INC. SHARED-DEFINED NONE 18,764
55 WORLD ACCESS INC SHARED-DEFINED NONE 32,992
56 GSTRF 01 JAN 45 PUTS SHARED-DEFINED NONE 181,875
57 GSTRF DEC 10 PUTS SHARED-DEFINED NONE 156,250
58 CD RADIO WARRANTS SHARED-DEFINED NONE 750,000
59 XM SATTELLITE RADIO INC WARRANTS SHARED-DEFINED NONE 150,000
60 METRICOM WARRANTS SHARED-DEFINED NONE 112,500
</TABLE>
----------
(1) J.H. WHITNEY III MANAGEMENT, L.L.C.
(2) J.H. WHITNEY EQUITY PARTNERS, L.L.C.
4
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or Quarter Ended: September 30, 2000
---------------------------
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Whitney Equity Partners, L.L.C.
------------------------------------
Address: 177 Broad Street
------------------------------------
Stamford, CT 06901
------------------------------------
13F File Number: 28-05745
----------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel J. O'Brien
------------------------------------
Title: Managing Member
------------------------------------
Phone: 203-973-1440
------------------------------------
Signature, Place, and Date of Signing:
Daniel J. O'Brien Stamford, CT November 9, 2000
--------------------------- --------------------- --------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
28-05743 Whitney Holdings, L.L.C.
--------------- ------------------------------------
5
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or Quarter Ended: September 30, 2000
---------------------------
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J.H. Whitney III Management L.L.C.
------------------------------------------
Address: 177 Broad Street
------------------------------------------
Stamford, CT 06901
------------------------------------------
13F File Number: 28-05749
----------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel J. O'Brien
------------------------------------
Title: Managing Member
------------------------------------
Phone: 203-973-1440
------------------------------------
Signature, Place, and Date of Signing:
Daniel J. O'Brien Stamford, CT November 9, 2000
--------------------------- --------------------- --------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
28-05743 Whitney Holdings, L.LC.
---------------- ------------------------------------
6
