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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or (g) of the
Securities Exchange Act of 1934
Advanced Power Technology, Inc.
(Exact name of registrant as specified in its charter)
Oregon 93-0875072
(State of incorporation or organization) (I.R.S. Employer Identification No.)
405 S.W. Columbia Street, Bend, OR 97702
(Address of principal executive offices) (ZIP CODE)
If this Form relates to the registration of a class of debt securities and is
effective upon filing pursuant to General Instruction A.(c)(1), please check
the following box. / /
If this Form relates to the registration of a class of debt securities and is to
become effective simultaneously with the effectiveness of a concurrent
registration statement under the Securities Act of 1933 pursuant to General
Instruction A.(c)(2), please check the following box. / /
If this Form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. /X/
If this Form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. / /
Securities Act registration statement file number to which this Form relates:
_____________________(if applicable)
SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
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Title of each class Name of each exchange on which
to be so registered each class is to be registered
<S> <C>
Common Stock NASDAQ - NMS
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Information Required in Registration Statement
SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:
(Title of class)
(Title of class)
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
The registrant's common stock is described under the caption
"Description of Capital Stock" in the prospectus included with the Registration
Statement on Form S-1 filed with the Securities and Exchange Commission on June
2, 2000. That description is incorporated herein by reference. That description
of the registrant's common stock will be included in the form of prospectus to
be filed by the Registrant pursuant to Rule 424(b) under the Securities Act of
1933, as amended, and the description to be included in that prospectus is
deemed to be incorporated herein by this reference.
ITEM 2. EXHIBITS
Except as otherwise indicated, the following exhibits are
incorporated by reference to the exhibits with the same numbers in the
Securities Act registration statement and amendments thereto.
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EXHIBIT NUMBER NAME OF DOCUMENT
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1.1 Form of Underwriting Agreement
3.1 Amended and Restated Certificate of Incorporation
3.2 Amended and Restated Bylaws
4.1 Form of Common Stock Certificate
5.1 Opinion of Davis Wright Tremaine LLP
10.1 Stock Option Plan dated December 31, 1995, as amended
10.2 Employment Agreement: Patrick P.H. Sireta
10.3 Employment Agreement: Russell J. Crecraft
10.4 Employment Agreement: Greg M. Haugen
10.5 Employment Agreement: John I. Hess
10.6 Employment Agreement: Thomas A. Loder
10.7 Employment Agreement: Dah Wen Tsang
10.8 Lease Agreement between Shevlin No. One and Advanced Power
Technology, Inc. dated as of March 21, 1985, as amended
10.9 Commercial Lease between Glassow Ventures, L.L.C. and Advanced
Power Technology, Inc. dated March 6, 1996, as amended
10.10+ North America Distributor Agreement between Richardson
Electronics, Ltd. and Advanced Power Technology, Inc. dated as
of April 1, 1997
10.11+ Manufacturing Agreement by and between Siemens AG and Advanced
Power Technology, Inc. dated October 14, 1997
10.12+ Agreement for Wafer Production and Testing by and between
Advanced Power Technology, Inc. and Siemens Aktiengesellschaft
dated February 11, 1998
10.13+ Document of Understanding between Advanced Energy Industries
and Advanced Power Technology dated August 14, 1998, as amended
10.14+ Supply Contract between Wacker Siltronic Corporation and
Advanced Power Technology, Inc. dated December 17, 1998
10.15+ Master Agreement by and between Liaoning Huahai Power
Electronics Co. Ltd., Advanced Power Technology, Inc., and
Advanced Power Technology Europe SA dated as of October 15, 1999
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10.16+ Subcontract Agreement between Team Pacific Corporation and
Advanced Power Technology, Inc. dated January 26, 2000
10.17 Leases: Bordeaux, France
10.18 Credit Agreement with Silicon Valley Bank
21.1 Subsidiaries of Advanced Power Technology, Inc.
23.1 Consent of KPMG LLP
23.2 Consent of Davis Wright Tremaine LLP (included in its opinion
filed as Exhibit 5 to the Securities Act
Registration Statement)
24.1 Powers of Attorney (included on the signature pages).
27.1 Financial Data Schedule
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+ Confidential treatment has been requested with respect to certain
portions of these agreements.
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of
1934 the Registrant has duly caused this Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized.
Advanced Power Technology, Inc.
August 2, 2000
By: /s/ Patrick P.H. Sireta
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Patrick P.H. Sireta
President, Chief Executive Officer and
Chairman of the Board
