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Previous: ORASURE TECHNOLOGIES INC, S-4, EX-99.4, 2000-06-14 |
Next: EQUITY INVESTOR FUND SELECT DEF TEC POR 2000 SER D DEF AS FU, S-6, 2000-06-14 |
As filed with the Securities and Exchange Commission on June 14, 2000 |
Registration No. 333- |
MERRILL LYNCH, PIERCE, FENNER
& SMITH INCORPORATED
SALOMON SMITH BARNEY INC. PAINEWEBBER INCORPORATED DEAN WITTER REYNOLDS INC. |
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C. Complete addresses of Depositors' principal executive offices: | |
MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED DEFINED ASSET FUNDS P.O. BOX 9051 PRINCETON, N.J. 08543-9051 |
SALOMON SMITH BARNEY INC.
388 GREENWICH STREET 23RD FLOOR NEW YORK, N.Y. 10013 |
DEAN WITTER REYNOLDS INC. TWO WORLD TRADE CENTER-59TH FLOOR NEW YORK, N.Y. 10048 |
PAINEWEBBER INCORPORATED 1285 AVENUE OF THE AMERICAS NEW YORK, N.Y. 10019 |
D. Names and complete addresses of Agents for service: | |
TERESA KONCICK, ESQ.
P.O. BOX 9051 PRINCETON, N.J. 08543-9051 |
DOUGLAS LOWE, ESQ.
DEAN WITTER REYNOLDS INC. TWO WORLD TRADE CENTER - 59TH FLOOR NEW YORK, N.Y. 10048 |
MICHAEL KOCHMANN 388 GREENWICH STREET NEW YORK, N.Y. 10013 |
ROBERT E. HOLLEY 1285 AVENUE OF THE AMERICAS NEW YORK, N.Y. 10019 |
Copies to |
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PIERRE DE SAINT PHALLE, ESQ.
450 LEXINGTON AVENUE NEW YORK, N.Y. 10017 |
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E: Title of Securities being registered: | |
AN INDEFINITE NUMBER OF UNITS OF BENEFICIAL INTEREST PURSUANT TO RULE 24F-2 PROMULGATED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED. | |
F: Approximate date of proposed sale to the public: | |
AS SOON AS PRACTICABLE AFTER THE ACQUISITION AND DEPOSIT OF THE UNDERLYING OBLIGATIONS. |
PART II
ADDITIONAL INFORMATION NOT INCLUDED IN THE PROSPECTUS
A. The following information relating to the Depositors
is incorporated by reference to the SEC filings indicated and made a part
of this Registration Statement.
I. | Bonding arrangements of each of the Depositors are incorporated by reference to Item A of Part II to the Registration Statement on Form S-6 under the Securities Act of 1933 for Municipal Investment Trust Fund, Monthly Payment Series-573 Defined Asset Funds (Reg. No. 333-08241). |
II. | The date of organization of each of the Depositors is set forth in Item B of Part II to the Registration Statement on Form S-6 under the Securities Act of 1933 for Municipal Investment Trust Fund, Monthly Payment Series-573 Defined Asset Funds (Reg. No. 333-08241) and is herein incorporated by reference thereto. |
III. | The Charter and By-Laws of each of the Depositors are incorporated herein by reference to Exhibits 1.3 through 1.12 to the Registration Statement on Form S-6 under the Securities Act of 1933 for Municipal Investment Trust Fund, Monthly Payment Series-573 Defined Asset Funds (Reg. No. 333-08241). |
IV. | Information as to Officers and Directors of the Depositors has been filed pursuant to Schedules A and D of Form BD under Rules 15b1-1 and 15b3-1 of the Securities Exchange Act of 1934 and is incorporated by reference to the SEC filings indicated and made a part of this Registration Statement: |
SEC FILE OR
IDENTIFICATION NO. |
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Merrill Lynch, Pierce, Fenner & Smith Incorporated | 8-7221 |
Salomon Smith Barney Inc. | 8-8177 |
PaineWebber Incorporated | 8-16267 |
Dean Witter Reynolds Inc. | 8-14172 |
B. The Internal Revenue Service Employer Identification Numbers of the Sponsors and Trustee are as follows:
Merrill Lynch, Pierce, Fenner & Smith Incorporated | 13-5674085 |
Salomon Smith Barney Inc. | 13-1912900 |
PaineWebber Incorporated | 13-2638166 |
Dean Witter Reynolds Inc. | 94-0899825 |
The Chase Manhattan Bank, Trustee | 13-4994650 |
UNDERTAKING
The Sponsors undertake that they will not make any amendment
to the Supplement to this Registration Statement which includes material
changes without submitting the amendment for Staff review prior to distribution.
SERIES OF EQUITY INCOME FUND AND EQUITY INVESTOR FUND
DESIGNATED PURSUANT TO RULE 487 UNDER THE SECURITIES
ACT OF 1933
SERIES NUMBER | SEC FILE NUMBER |
Equity Income Fund, Investment Philosophy Series 1991 Selected Industrial Portfolio | 33-39158 |
Equity Investor Fund, Select S&P Industrial Portfolio-1998 Series H | 333-64577 |
CONTENTS OF REGISTRATION STATEMENT
THE REGISTRATION STATEMENT ON FORM S-6 COMPRISES THE FOLLOWING PAPERS AND DOCUMENTS:
The facing sheet of Form S-6.
The Cross-Reference Sheet (incorporated by reference to the Cross-Reference Sheet to the Registration Statement of Defined Assets Funds Municipal Insured Series, 1933 Act File No. 33-54565).
The Prospectus.
Additional Information not included in the Prospectus (Part II).
The following exhibits:
1.1 | - | Form of Trust Indenture (incorporated by reference to Exhibit 1.1 to the Registration Statement of Equity Income Fund, Select S&P Industrial Portfolio-1997 Series A, Defined Asset Funds, Reg. No. 333-05683). |
1.1.1 | - | Form of Standard Terms and Conditions of Trust Effective October 21, 1993 (incorporated by reference to Exhibit 1.1.1 to the Registration Statement of Municipal Investment Trust Fund, Multistate Series-48, Defined Asset Funds, 1933 Act File No. 33-50247). |
1.11.1 | - | Merrill Lynch Code of Ethics (incorporated by reference to Exhibit 1.11.1 to Post-Effective Amendment No. 2 to the Registration Statement of Equity Participation Series, Low Five Portfolio, Defined Asset Funds, 1933 Act File No. 333-05685). |
1.11.2 | - | Equity Investor Fund Code of Ethics (incorporated by reference to Exhibit 1.11.2 to Post-Effective Amendment No. 2 to the Registration Statement of Equity Participation Series, Low Five Portfolio, Defined Asset Funds, 1933 Act File No. 333-05685). |
1.2 | - | Form of Master Agreement Among Underwriters (incorporated by reference to Exhibit 1.2 to the Registration Statement of The Corporate Income Fund, One Hundred Ninety-Fourth Monthly Payment Series, 1933 Act File No. 2-90925). |
2.1 | - | Form of Certificate of Beneficial Interest (included in Exhibit 1.1.1). |
*3.1 | - | Opinion of counsel as to the legality of the securities being issued including their consent to the use of their names under the heading "How the Fund Works-Legal Opinion" in the Prospectus. |
*5.1 | - | Consent of independent public accountants. |
9.1 | - | Information Supplement (incorporated by reference to Exhibit 9.1 to the Registration Statement of Equity Investor Fund, Select Ten Portfolio 1999 International Series A (United Kingdom Portfolio), File No. 333-70593). |
SIGNATURES
The registrant hereby identifies the series numbers of Equity Income Fund and Equity Investor Fund listed on page R-1 for the purposes of representations required by Rule 487 and represents the following:
1) That the portfolio securities deposited in the series as to which this registration statement is being filed to not differ materially in type or quality from those deposited in such previous series;
2) That, except to the extent necessary to identify the specific portfolio securities deposited in, and to provide essential information for, the series with respect to which this registration statement is being filed, this registration statement does not contain disclosures that differ in any material respect from those contained in the registration statements for such previous series as to which the effective date was determined by the Commission or the staff; and
3) That it has complied with Rule 460 under the Securities Act of 1933.
PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE REGISTRANT HAS DULY CAUSED THIS REGISTRATION STATEMENT OR AMENDMENT TO THE REGISTRATION STATEMENT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED THEREUNTO DULY AUTHORIZED IN THE CITY OF NEW YORK AND STATE OF NEW YORK ON THE 14TH DAY OF JUNE, 2000.
Signatures appear on pages R-3, R-4, R-5 and R-6.
A majority of the members of the Board of Directors of Merrill Lynch, Pierce, Fenner & Smith Incorporated has signed this Registration Statement or Amendment to the Registration Statement pursuant to Powers of Attorney authorizing the person signing this Registration Statement or Amendment to the Registration Statement to do so on behalf of such members.
A majority of the members of the Board of Directors of Salomon Smith Barney Inc. has signed this Registration Statement or Amendment to the Registration Statement pursuant to Powers of Attorney authorizing the person signing this Registration Statement or Amendment to the Registration Statement to do so on behalf of such members.
A majority of the members of the Executive Committee of the Board of Directors of PaineWebber Incorporated has signed this Registration Statement or Amendment to the Registration Statement pursuant to Powers of Attorney authorizing the person signing this Registration Statement or Amendment to the Registration Statement to do so on behalf of such members.
A majority of the members of the Board of Directors of
Dean Witter Reynolds Inc. has signed this Registration Statement or Amendment
to the Registration Statement pursuant to Powers of Attorney authorizing
the person signing this Registration Statement or Amendment to the Registration
Statement to do so on behalf of such members.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
DEPOSITOR
By the following persons, who constitute a majority
of the Board of Directors of Merrill Lynch, Pierce, Fenner & Smith Incorporated: |
Powers of Attorney have been
filed under Form SE and the following 1933 Act File Number: 333-70593 |
GEORGE A. SCHIEREN JOHN L. STEFFENS By JAY M. FIFE (As authorized signatory for Merrill Lynch, Pierce, Fenner
& Smith Incorporated
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SALOMON SMITH BARNEY INC.
DEPOSITOR
By the following persons, who constitute a majority
of the Board of Directors of Salomon Smith Barney Inc.: |
Powers of Attorney have been
filed under the 1933 Act File Numbers: 333-63417 and 333-63033 |
MICHAEL C. CARPENTER DERYCK C. MAUGHAN By GINA LEMON
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PAINEWEBBER INCORPORATED
DEPOSITOR
By the following persons, who constitute the
Board of Directors of PaineWebber Incorporated: |
Powers of Attorney have been
filed under Form SE and the following 1933 Act File Number: 2-61279 |
MARGO N. ALEXANDER TERRY L. ATKINSON BRIAN M. BAREFOOT STEVEN P. BAUM MICHAEL CULP REGINA A. DOLAN JOSEPH J. GRANO, JR. EDWARD M. KERSCHNER JAMES P. MacGILVRAY DONALD B. MARRON ROBERT H. SILVER MARK B. SUTTON By ROBERT E. HOLLEY
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DEAN WITTER REYNOLDS INC.
DEPOSITOR
By the following persons, who constitute a majority
of the Board of Directors of Dean Witter Reynolds Inc.: |
Powers of Attorney have been filed
under Form SE and the following 1933 Act File Numbers: 33-17085, 333-13039, 333-47553 and 333-89009 |
BRUCE F. ALONSO RICHARD M. DeMARTINI RAYMOND J. DROP JAMES F. HIGGINS JOHN J. MACK MITCHELL M. MERIN STEPHEN R. MILLER PHILIP J. PURCELL JOHN H. SCHAEFER THOMAS C. SCHNEIDER ALAN A. SCHRODER ROBERT G. SCOTT By MICHAEL D. BROWNE
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