SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment: [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Haberer Registered Investment Advisor, I
Address: 201 E. 5th Street Suite 1100
Cincinnati, Ohio 45202
Form 13F File Number: 28-05833
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Edward M. Haberer
Title: President
Phone: 513/381-8200
Signature, Place, and Date of Signing:
Edward M. Haberer Cincinnati, Ohio 10/18/00
------------------------------ -------------------- --------
Signature City, State Date
Report Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 221
Form 13F Information Table Value Total: $366,053
List of Other Included Managers:
NONE
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------------------- -------- --------- -------- ---------------------- -------- ------------ --------------------------
TITLE CUSIP VALUE SHARES / SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS NUMBER (x$1000) PRINCIPAL AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------------------------- -------- --------- -------- ------------- --- ---- -------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP. COMMON 00195710 8078 275008 SH SOLE 275008
AT&T CORP. COMMON 00195710 110 3750 SH DEFINED 3750
AT&T CORP. COMMON 00195710 75 2550 SH OTHER 2550
ABBOTT LABORATORIES COMMON 002824100 830 17450 SH SOLE 17450
ABBOTT LABORATORIES COMMON 002824100 19 400 SH DEFINED 400
ABBOTT LABORATORIES COMMON 002824100 24 500 SH OTHER 500
AGILENT TECHNOLOGIES INC. COMMON 00846U101 192 3929 SH SOLE 3929
AGILENT TECHNOLOGIES INC. COMMON 00846U101 14 281 SH DEFINED 281
AGILENT TECHNOLOGIES INC. COMMON 00846U101 30 610 SH OTHER 610
ALLEGHENY ENERGY COMMON 017361106 2365 61929 SH SOLE 61929
ALLEGHENY ENERGY COMMON 017361106 141 3700 SH DEFINED 3700
ALLEGHENY ENERGY COMMON 017361106 46 1200 SH OTHER 1200
AMERICA ONLINE INC. COMMON 02364J104 163 3028 SH SOLE 3028
AMERICA ONLINE INC. COMMON 02364J104 38 700 SH OTHER 700
AMERICAN ELECTRIC POWER COMMON 025537101 180 4606 SH SOLE 4606
AMERICAN ELECTRIC POWER COMMON 025537101 41 1060 SH DEFINED 1060
AMERICAN EXPRESS CO. COMMON 025816109 14101 232110 SH SOLE 232110
AMERICAN EXPRESS CO. COMMON 025816109 213 3500 SH DEFINED 3500
AMERICAN HOME PRODUCTS COMMON 026609107 262 4634 SH SOLE 4634
AMERICAN HOME PRODUCTS COMMON 026609107 11 200 SH DEFINED 200
AMERICAN INT. GROUP COMMON 026874107 359 3750 SH SOLE 3750
AMGEN INC. COMMON 031162100 1452 20790 SH SOLE 20790
BP AMOCO PLC ADR COMMON 055622104 510 9631 SH SOLE 9631
BP AMOCO PLC ADR COMMON 055622104 173 3270 SH DEFINED 3270
BP AMOCO PLC ADR COMMON 055622104 196 3704 SH OTHER 3704
BANK OF AMERICA CORP. COMMON 060505104 185 3527 SH SOLE 3527
BANK OF AMERICA CORP. COMMON 060505104 63 1200 SH OTHER 1200
BANK ONE CORP. COMMON 06423A103 696 18018 SH SOLE 18018
BANK ONE CORP. COMMON 06423A103 12 320 SH OTHER 320
BED, BATH, AND BEYOND COMMON 075896100 12648 518560 SH SOLE 518560
BED, BATH, AND BEYOND COMMON 075896100 234 9600 SH DEFINED 9600
BED, BATH, AND BEYOND COMMON 075896100 27 1100 SH OTHER 1100
BELLSOUTH CORP. COMMON 079860102 812 20164 SH SOLE 20164
BIOGEN INC. COMMON 090597105 406 6650 SH SOLE 6650
BIOGEN INC. COMMON 090597105 104 1700 SH OTHER 1700
BRISTOL MYERS SQUIBB COMMON 110122108 6184 108247 SH SOLE 108247
BRISTOL MYERS SQUIBB COMMON 110122108 40 700 SH DEFINED 700
BRISTOL MYERS SQUIBB COMMON 110122108 46 800 SH OTHER 800
BROADWING INC. COMMON 111620100 10508 411073 SH SOLE 411073
BROADWING INC. COMMON 111620100 285 11166 SH DEFINED 11166
BROADWING INC. COMMON 111620100 87 3404 SH OTHER 3404
CP&L ENERGY COMMON 12614C106 317 7600 SH SOLE 7600
CAPITAL ONE FINANCIAL CORP. COMMON 14040H105 248 3540 SH SOLE 3540
CHASE MANHATTAN COMMON 16161A108 242 5246 SH SOLE 5246
CINCINNATI FINANCIAL COMMON 172062101 405 11411 SH SOLE 11411
CINCINNATI FINANCIAL COMMON 172062101 11 300 SH DEFINED 300
CINCINNATI FINANCIAL COMMON 172062101 82 2297 SH OTHER 2297
CINERGY CORP. COMMON 172474108 3354 101451 SH SOLE 101451
CINERGY CORP. COMMON 172474108 50 1519 SH DEFINED 1519
CINERGY CORP. COMMON 172474108 50 1500 SH OTHER 1500
CISCO SYSTEMS COMMON 17275R102 9732 176151 SH SOLE 176151
CISCO SYSTEMS COMMON 17275R102 190 3430 SH DEFINED 3430
CISCO SYSTEMS COMMON 17275R102 370 6700 SH OTHER 6700
CINTAS CORP. COMMON 172908105 8578 196903 SH SOLE 196903
CINTAS CORP. COMMON 172908105 641 14713 SH DEFINED 14713
CINTAS CORP. COMMON 172908105 116 2659 SH OTHER 2659
CITIGROUP INC. COMMON 172967101 470 8697 SH SOLE 8697
CITIGROUP INC. COMMON 172967101 76 1408 SH DEFINED 1408
CITIZENS COMMUNICATIONS CO. COMMON 17453B101 139 10362 SH DEFINED 10362
CLANCY SYS INTL INC. COMMON 179818109 4 100000 SH SOLE 100000
COCA COLA COMMON 19121610 540 9793 SH SOLE 9793
COCA COLA COMMON 19121610 6 103 SH DEFINED 103
COLUMBIA ENERGY COMMON 197648108 696 9803 SH SOLE 9803
CONSTELLATION ENERGY CO. COMMON 210371100 1348 27100 SH SOLE 27100
CONSTELLATION ENERGY CO. COMMON 210371100 10 200 SH OTHER 200
CONVERGYS COMMON 212485106 1587 40830 SH SOLE 40830
CONVERGYS COMMON 212485106 123 3166 SH DEFINED 3166
CONVERGYS COMMON 212485106 16 400 SH OTHER 400
DISNEY WALT HOLDING CO. COMMON 254687106 4632 121091 SH SOLE 121091
DISNEY WALT HOLDING CO. COMMON 254687106 99 2600 SH DEFINED 2600
DISNEY WALT HOLDING CO. COMMON 254687106 114 2990 SH OTHER 2990
DUFF & PHELPS UTILITY INCOME COMMON 264324104 111 11335 SH SOLE 11335
DUFF & PHELPS UTILITY INCOME COMMON 264324104 10 1000 SH DEFINED 1000
DUKE ENERGY CORP. COMMON 264399106 337 3926 SH SOLE 3926
EMC CORP. COMMON 268648102 60 610 SH SOLE 610
EMC CORP. COMMON 268648102 595 6000 SH OTHER 6000
ELAN PLC ADR COMMON 284131208 21271 388505 SH SOLE 388505
ELAN PLC ADR COMMON 284131208 537 9800 SH DEFINED 9800
ELAN PLC ADR COMMON 284131208 27 500 SH OTHER 500
EXXON MOBIL CORPORATION COMMON 30231G102 12952 145321 SH SOLE 145321
EXXON MOBIL CORPORATION COMMON 30231G102 452 5074 SH DEFINED 5074
EXXON MOBIL CORPORATION COMMON 30231G102 398 4468 SH OTHER 4468
FPL GROUP, INC. COMMON 302571104 529 8050 SH SOLE 8050
FPL GROUP, INC. COMMON 302571104 59 900 SH DEFINED 900
FPL GROUP, INC. COMMON 302571104 46 700 SH OTHER 700
FEDERAL NATL MTGE ASSN COMMON 313586109 532 7445 SH SOLE 7445
FIFTH THIRD BANCORP COMMON 316773100 586 10875 SH SOLE 10875
FIFTH THIRD BANCORP COMMON 316773100 28 528 SH DEFINED 528
FIRSTAR CORP. COMMON 33763V109 6015 268826 SH SOLE 268826
FIRSTAR CORP. COMMON 33763V109 249 11113 SH DEFINED 11113
FIRSTAR CORP. COMMON 33763V109 34 1500 SH OTHER 1500
FLEET BOSTON FINANCIAL CORP. COMMON 339030108 13132 336730 SH SOLE 336730
FLEET BOSTON FINANCIAL CORP. COMMON 339030108 225 5770 SH DEFINED 5770
FLEET BOSTON FINANCIAL CORP. COMMON 339030108 12 300 SH OTHER 300
FUTURE HEALTHCARE INC. COMMON 360911101 0 12500 SH SOLE 12500
GAP INC. COMMON 364760108 7692 382231 SH SOLE 382231
GAP INC. COMMON 364760108 131 6523 SH DEFINED 6523
GAP INC. COMMON 364760108 16 800 SH OTHER 800
GENERAL ELECTRIC COMMON 369604103 15936 276246 SH SOLE 276246
GENERAL ELECTRIC COMMON 369604103 892 15458 SH DEFINED 15458
GENERAL ELECTRIC COMMON 369604103 1322 22918 SH OTHER 22918
GENERAL MILLS COMMON 370334104 163 4600 SH SOLE 4600
GENERAL MILLS COMMON 370334104 46 1300 SH DEFINED 1300
GILLETTE CO. COMMON 375766102 250 8100 SH SOLE 8100
HARLEY-DAVIDSON INC. COMMON 412822108 249 5203 SH SOLE 5203
HEALTHSOUTH CORP. COMMON 421924101 81 10000 SH SOLE 10000
HEWLETT PACKARD CO. COMMON 428236103 1145 11806 SH SOLE 11806
HEWLETT PACKARD CO. COMMON 428236103 21 214 SH DEFINED 214
HEWLETT PACKARD CO. COMMON 428236103 155 1600 SH OTHER 1600
HIGH SPEED ACCESS CORP. COMMON 42979U102 41 11413 SH SOLE 11413
HOME DEPOT INC. COMMON 437076102 357 6725 SH SOLE 6725
HOME DEPOT INC. COMMON 437076102 27 500 SH DEFINED 500
HOME DEPOT INC. COMMON 437076102 16 300 SH OTHER 300
HONEYWELL INTERNATIONAL INC. COMMON 438516106 335 9400 SH SOLE 9400
HONEYWELL INTERNATIONAL INC. COMMON 438516106 11 300 SH DEFINED 300
INTEL CORPORATION COMMON 458140100 14461 347931 SH SOLE 347931
INTEL CORPORATION COMMON 458140100 363 8727 SH DEFINED 8727
INTEL CORPORATION COMMON 458140100 595 14320 SH OTHER 14320
INT'L BUSINESS MACHINES COMMON 459200101 695 6173 SH SOLE 6173
INT'L BUSINESS MACHINES COMMON 459200101 34 300 SH DEFINED 300
INT'L BUSINESS MACHINES COMMON 459200101 68 600 SH OTHER 600
JDS UNIPHASE CORP. COMMON 46612J101 168 1770 SH SOLE 1770
JDS UNIPHASE CORP. COMMON 46612J101 19 200 SH DEFINED 200
JDS UNIPHASE CORP. COMMON 46612J101 24 250 SH OTHER 250
JOHNSON & JOHNSON COMMON 478160104 4247 45210 SH SOLE 45210
JOHNSON & JOHNSON COMMON 478160104 178 1900 SH DEFINED 1900
JOHNSON & JOHNSON COMMON 478160104 75 800 SH OTHER 800
KIMBERLY-CLARK CORP. COMMON 494368103 806 14449 SH SOLE 14449
KIMBERLY-CLARK CORP. COMMON 494368103 6 100 SH DEFINED 100
KIMBERLY-CLARK CORP. COMMON 494368103 3 58 SH OTHER 58
KROGER CO. COMMON 501044101 8679 384654 SH SOLE 384654
KROGER CO. COMMON 501044101 111 4900 SH DEFINED 4900
KROGER CO. COMMON 501044101 27 1200 SH OTHER 1200
LUCENT TECHNOLOGIES, INC. COMMON 549463107 8423 275592 SH SOLE 275592
LUCENT TECHNOLOGIES, INC. COMMON 549463107 153 5020 SH DEFINED 5020
LUCENT TECHNOLOGIES, INC. COMMON 549463107 367 12000 SH OTHER 12000
MAYTAG CORP. COMMON 578592107 9010 290048 SH SOLE 290048
MAYTAG CORP. COMMON 578592107 118 3800 SH DEFINED 3800
MAYTAG CORP. COMMON 578592107 6 200 SH OTHER 200
MCDONALD'S CORP. COMMON 580135101 324 10735 SH SOLE 10735
MCDONALD'S CORP. COMMON 580135101 33 1100 SH DEFINED 1100
MCDONALD'S CORP. COMMON 580135101 20 650 SH OTHER 650
MEDTRONIC, INC. COMMON 585055106 506 9774 SH SOLE 9774
MEDTRONIC, INC. COMMON 585055106 10 200 SH DEFINED 200
MEDTRONIC, INC. COMMON 585055106 145 2800 SH OTHER 2800
MERCK & CO. COMMON 589331107 5845 78516 SH SOLE 78516
MERCK & CO. COMMON 589331107 137 1836 SH DEFINED 1836
MICROSOFT CORP. COMMON 594918104 10406 172530 SH SOLE 172530
MICROSOFT CORP. COMMON 594918104 351 5816 SH DEFINED 5816
MICROSOFT CORP. COMMON 594918104 97 1600 SH OTHER 1600
MOTOROLA, INC. COMMON 620076109 11153 394800 SH SOLE 394800
MOTOROLA, INC. COMMON 620076109 242 8560 SH DEFINED 8560
MOTOROLA, INC. COMMON 620076109 178 6300 SH OTHER 6300
NATIONAL CITY CORP. COMMON 635405103 447 20200 SH SOLE 20200
NAUTICA ENTERPRISES INC. COMMON 639089101 149 11500 SH SOLE 11500
NAUTICA ENTERPRISES INC. COMMON 639089101 4 300 SH OTHER 300
NOKIA CORP. ADR COMMON 654902204 8177 205375 SH SOLE 205375
NOKIA CORP. ADR COMMON 654902204 127 3200 SH DEFINED 3200
NOKIA CORP. ADR COMMON 654902204 44 1100 SH OTHER 1100
NORTEL NETWORKS CORP. COMMON 656568102 190 3190 SH SOLE 3190
NORTEL NETWORKS CORP. COMMON 656568102 36 600 SH DEFINED 600
NORTEL NETWORKS CORP. COMMON 656568102 30 500 SH OTHER 500
ORACLE CORP. COMMON 68389X105 299 3795 SH SOLE 3795
ORACLE CORP. COMMON 68389X105 160 2036 SH DEFINED 2036
ORACLE CORP. COMMON 68389X105 24 300 SH OTHER 300
PE BIOSYSTEMS GROUP COMMON 69332S102 594 5100 SH SOLE 5100
PEPSICO, INC. COMMON 713448108 1421 30900 SH SOLE 30900
PEPSICO, INC. COMMON 713448108 32 700 SH DEFINED 700
PEPSICO, INC. COMMON 713448108 147 3200 SH OTHER 3200
PFIZER, INC. COMMON 717081103 15910 354037 SH SOLE 354037
PFIZER, INC. COMMON 717081103 357 7940 SH DEFINED 7940
PFIZER, INC. COMMON 717081103 184 4092 SH OTHER 4092
PHARMACIA CORP. COMMON 71713U102 255 4238 SH SOLE 4238
PHARMACIA CORP. COMMON 71713U102 12 200 SH DEFINED 200
PHARMACIA CORP. COMMON 71713U102 168 2790 SH OTHER 2790
PHILIP MORRIS COMMON 718154107 209 7100 SH SOLE 7100
PROCTER & GAMBLE COMMON 742718109 20282 302711 SH SOLE 302711
PROCTER & GAMBLE COMMON 742718109 1137 16972 SH DEFINED 16972
PROCTER & GAMBLE COMMON 742718109 358 5344 SH OTHER 5344
QWEST COMMUNICATIONS COMMON 749121109 159 3316 SH SOLE 3316
QWEST COMMUNICATIONS COMMON 749121109 100 2074 SH DEFINED 2074
RESOURCE AMERICA INC. COMMON 761195205 687 80860 SH OTHER 80860
SBC COMMUNICATIONS INC. COMMON 78387G10 742 14831 SH SOLE 14831
SBC COMMUNICATIONS INC. COMMON 78387G10 23 466 SH DEFINED 466
SCANA CORP. COMMON 80589M102 580 18800 SH SOLE 18800
SCANA CORP. COMMON 80589M102 28 900 SH DEFINED 900
SCANA CORP. COMMON 80589M102 12 400 SH OTHER 400
SCHERING-PLOUGH COMMON 806605101 3250 69900 SH SOLE 69900
SCHERING-PLOUGH COMMON 806605101 223 4800 SH OTHER 4800
CHARLES SCHWAB CORP. COMMON 808513105 743 20942 SH SOLE 20942
SIEBEL SYSTEMS COMMON 826170102 211 1900 SH SOLE 1900
SIEBEL SYSTEMS COMMON 826170102 111 1000 SH DEFINED 1000
SOLECTRON COMMON 834182107 231 5000 SH OTHER 5000
SPRINT PCS GROUP COMMON 852061506 59 1670 SH SOLE 1670
SPRINT PCS GROUP COMMON 852061506 203 5800 SH OTHER 5800
SUN MICROSYSTEMS COMMON 866810104 827 7080 SH SOLE 7080
SUN MICROSYSTEMS COMMON 866810104 58 500 SH OTHER 500
SYSCO CORP. COMMON 871829107 445 9600 SH SOLE 9600
TELLABS INC. COMMON 879664100 12475 261250 SH SOLE 261250
TELLABS INC. COMMON 879664100 227 4750 SH DEFINED 4750
TELLABS INC. COMMON 879664100 10 200 SH OTHER 200
TEXACO, INC. COMMON 881694103 203 3861 SH SOLE 3861
TEXACO, INC. COMMON 881694103 11 200 SH DEFINED 200
TEXAS INSTRUMENTS COMMON 882508104 4257 90220 SH SOLE 90220
TEXAS INSTRUMENTS COMMON 882508104 30 630 SH DEFINED 630
TYCO INTERNATIONAL LTD COMMON 902124106 1413 27245 SH SOLE 27245
TYCO INTERNATIONAL LTD COMMON 902124106 21 400 SH DEFINED 400
TYCO INTERNATIONAL LTD COMMON 902124106 462 8900 SH OTHER 8900
VERIZON COMMUNICATIONS COMMON 92343V104 8007 165299 SH SOLE 165299
VERIZON COMMUNICATIONS COMMON 92343V104 215 4446 SH DEFINED 4446
VERIZON COMMUNICATIONS COMMON 92343V104 103 2130 SH OTHER 2130
VITESSE SEMICONDUCTOR CORP. COMMON 928497106 6520 73310 SH SOLE 73310
VITESSE SEMICONDUCTOR CORP. COMMON 928497106 191 2150 SH DEFINED 2150
VITESSE SEMICONDUCTOR CORP. COMMON 928497106 36 400 SH OTHER 400
WAL-MART STORES, INC. COMMON 931142103 322 6681 SH SOLE 6681
WAL-MART STORES, INC. COMMON 931142103 10 200 SH DEFINED 200
WELLS FARGO & CO. COMMON 949746101 551 12000 SH SOLE 12000
WORLDCOM INC. COMMON 98157D106 9602 316102 SH SOLE 316102
WORLDCOM INC. COMMON 98157D106 237 7789 SH DEFINED 7789
WORLDCOM INC. COMMON 98157D106 44 1450 SH OTHER 1450
BERKSHIRE HATHAWAY A COMMON BERKSHIRE 289 5 SH DEFINED 5
</TABLE>
