HABERER REGISTERED INVESTMENT ADVISOR INC
13F-HR, 2000-08-09
Previous: AVAYA INC, 10-12B/A, EX-99.1, 2000-08-09
Next: CHICAGO EQUITY PARTNERS LLC, 13F-HR, 2000-08-09

                              UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                            Washington, D.C.  20549

                                    Form 13F

                              Form 13F COVER PAGE

Report for the Calendar Year or Quarter Ended: June 30, 2000

Check here if Amendment [  ]; Amendment Number:
This Amendment (Check only one.): [  ] is a restatement.
                                  [  ] adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:    Haberer Registered Investment Advisor, Inc.
Address: 201 E. 5th Street  Suite 1100

         Cincinnati, OH  45202

13F File Number:  28-07844

The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:      Edward M. Haberer
Title:     President
Phone:     513/381-8200

Signature, Place, and Date of Signing:

     Edward M. Haberer     Cincinnati, OH     July 31, 2000


Report Type (Check only one.):

[ X]         13F HOLDINGS REPORT.

[  ]         13F NOTICE.

[  ]         13F COMBINATION REPORT.


List of Other Managers Reporting for this Manager:



I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>

                              FORM 13F SUMMARY PAGE


Report Summary:

Number of Other Included Managers:         0

Form13F Information Table Entry Total:     225

Form13F Information Table Value Total:     381625


List of Other Included Managers:

List of Other Managers Reporting for this Manager:

Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.

NONE


<PAGE>



<TABLE>                        <C>                    <C>
                                                     FORM 13F INFORMATION TABLE
                               TITLE
                               OF                            VALUE  SHARES/ SH/ PUT/  INVSTMT OTHER             VOTING AUTHORITY
NAME OF ISSUER                 CLASS                CUSIP (x$1000)  PRN AMT PRN CALL  DSCRETN MANAGERS        SOLE   SHARED     NONE
------------------------------ ---------------- --------- -------- -------- --- ----- ------- ----------- -------- -------- --------
1ST MIRACLE GROUP  INC.        COMMON           320966104        0    15000 SH        SOLE                   15000
ABBOTT LABORATORIES            COMMON           002824100       36      800 SH        DEFINED                  800
ABBOTT LABORATORIES            COMMON           002824100       18      400 SH        OTHER                    400
ABBOTT LABORATORIES            COMMON           002824100      844    18950 SH        SOLE                   18950
AGILENT TECHNOLOGIES INC.      COMMON           00846U101        9      119 SH        DEFINED                  119
AGILENT TECHNOLOGIES INC.      COMMON           00846U101       45      610 SH        OTHER                    610
AGILENT TECHNOLOGIES INC.      COMMON           00846U101      337     4564 SH        SOLE                    4564
ALLEGHENY ENERGY               COMMON           017361106     1684    61510 SH        SOLE                   61510
ALLEGHENY ENERGY               COMMON           017361106      101     3700 SH        DEFINED                 3700
ALLEGHENY ENERGY               COMMON           017361106       33     1200 SH        OTHER                   1200
AMERICA ONLINE INC.            COMMON           02364J104      217     4128 SH        SOLE                    4128
AMERICA ONLINE INC.            COMMON           02364J104       16      300 SH        OTHER                    300
AMERICAN EXPRESS CO.           COMMON           025816109      214     4100 SH        DEFINED                 4100
AMERICAN EXPRESS CO.           COMMON           025816109    12391   237710 SH        SOLE                  237710
AMERICAN FINANCIAL GROUP       COMMON           025932104      212     8542 SH        SOLE                    8542
AMERICAN HOME PRODUCTS         COMMON           026609107       12      200 SH        DEFINED                  200
AMERICAN HOME PRODUCTS         COMMON           026609107      231     3934 SH        SOLE                    3934
AMERICAN INT. GROUP            COMMON           026874107      294     2500 SH        SOLE                    2500
AMGEN INC.                     COMMON           031162100     1587    22590 SH        SOLE                   22590
APPLIED MATERIALS INC.         COMMON           038222105      313     3450 SH        SOLE                    3450
APPLIED MATERIALS INC.         COMMON           038222105       54      600 SH        DEFINED                  600
AT&T CORP.                     COMMON           000195710     9136   288874 SH        SOLE                  288874
AT&T CORP.                     COMMON           000195710       73     2300 SH        OTHER                   2300
AT&T CORP.                     COMMON           000195710      161     5100 SH        DEFINED                 5100
BANK ONE CORP.                 COMMON           06423A103        3      100 SH        OTHER                    100
BANK ONE CORP.                 COMMON           06423A103        6      242 SH        DEFINED                  242
BANK ONE CORP.                 COMMON           06423A103      917    34523 SH        SOLE                   34523
BED  BATH  AND BEYOND          COMMON           075896100     9359   258170 SH        SOLE                  258170
BED  BATH  AND BEYOND          COMMON           075896100      178     4900 SH        DEFINED                 4900
BED  BATH  AND BEYOND          COMMON           075896100        2       50 SH        OTHER                     50
BELL ATLANTIC CORP.            COMMON           077853109       46      900 SH        DEFINED                  900
BELL ATLANTIC CORP.            COMMON           077853109      287     5654 SH        SOLE                    5654
BELL ATLANTIC CORP.            COMMON           077853109       18      345 SH        OTHER                    345
BELLSOUTH CORP.                COMMON           079860102      884    20742 SH        SOLE                   20742
BERKSHIRE HATHAWAY A           COMMON           BERKSHIRE      269        5 SH        DEFINED                    5
BIOGEN INC.                    COMMON           090597105       77     1200 SH        OTHER                   1200
BIOGEN INC.                    COMMON           090597105      461     7150 SH        SOLE                    7150
BP AMOCO PLC ADR               COMMON           055622104      185     3270 SH        DEFINED                 3270
BP AMOCO PLC ADR               COMMON           055622104      541     9559 SH        SOLE                    9559
BP AMOCO PLC ADR               COMMON           055622104      210     3704 SH        OTHER                   3704
BRISTOL MYERS SQUIBB           COMMON           110122108     6761   116062 SH        SOLE                  116062
BRISTOL MYERS SQUIBB           COMMON           110122108       41      700 SH        DEFINED                  700
BRISTOL MYERS SQUIBB           COMMON           110122108       23      400 SH        OTHER                    400
BROADWING INC.                 COMMON           111620100    10480   404023 SH        SOLE                  404023
BROADWING INC.                 COMMON           111620100      284    10966 SH        DEFINED                10966
BROADWING INC.                 COMMON           111620100      101     3904 SH        OTHER                   3904
CENDANT CORP.                  COMMON           151313103      565    40350 SH        SOLE                   40350
CENDANT CORP.                  COMMON           151313103        3      200 SH        OTHER                    200
CENDANT CORP.                  COMMON           151313103        7      500 SH        DEFINED                  500
CHARLES SCHWAB CORP.           COMMON           808513105      710    21117 SH        SOLE                   21117
CHASE MANHATTAN                COMMON           16161A108      242     5246 SH        SOLE                    5246
CINCINNATI FINANCIAL           COMMON           172062101      374    11910 SH        SOLE                   11910
CINCINNATI FINANCIAL           COMMON           172062101        9      300 SH        DEFINED                  300
CINCINNATI FINANCIAL           COMMON           172062101       72     2297 SH        OTHER                   2297
CINERGY CORP.                  COMMON           172474108       39     1519 SH        DEFINED                 1519
CINERGY CORP.                  COMMON           172474108       25     1000 SH        OTHER                   1000
CINERGY CORP.                  COMMON           172474108     2532    99548 SH        SOLE                   99548
CINTAS CORP.                   COMMON           172908105    12978   353753 SH        SOLE                  353753
CINTAS CORP.                   COMMON           172908105      681    18575 SH        DEFINED                18575
CINTAS CORP.                   COMMON           172908105      419    11409 SH        OTHER                  11409
CISCO SYSTEMS                  COMMON           17275R102    11094   174541 SH        SOLE                  174541
CISCO SYSTEMS                  COMMON           17275R102      208     3280 SH        DEFINED                 3280
CISCO SYSTEMS                  COMMON           17275R102      400     6300 SH        OTHER                   6300
CITIGROUP INC.                 COMMON           172967101       63     1054 SH        DEFINED                 1054
CITIGROUP INC.                 COMMON           172967101      368     6100 SH        SOLE                    6100
CITIZENS COMMUNICATIONS CO.    COMMON           17453B101      179    10362 SH        DEFINED                10362
CLANCY SYS INTL INC.           COMMON           179818109        6   100000 SH        SOLE                  100000
COCA COLA                      COMMON           019121610      562     9790 SH        SOLE                    9790
COCA COLA                      COMMON           019121610        6      103 SH        DEFINED                  103
COLUMBIA ENERGY                COMMON           197648108      643     9803 SH        SOLE                    9803
CONSTELLATION ENERGY CO.       COMMON           210371100     1130    34700 SH        SOLE                   34700
CONSTELLATION ENERGY CO.       COMMON           210371100       20      600 SH        DEFINED                  600
CONSTELLATION ENERGY CO.       COMMON           210371100        7      200 SH        OTHER                    200
CONVERGYS                      COMMON           212485106       21      400 SH        OTHER                    400
CONVERGYS                      COMMON           212485106     2196    42330 SH        SOLE                   42330
CONVERGYS                      COMMON           212485106      164     3166 SH        DEFINED                 3166
CP&L ENERGY                    COMMON           12614C106      256     8000 SH        SOLE                    8000
DELL COMPUTER CORP.            COMMON           247025109      293     5935 SH        SOLE                    5935
DELL COMPUTER CORP.            COMMON           247025109       17      350 SH        DEFINED                  350
DISNEY WALT HOLDING CO.        COMMON           254687106      151     3900 SH        OTHER                   3900
DISNEY WALT HOLDING CO.        COMMON           254687106     4807   123851 SH        SOLE                  123851
DISNEY WALT HOLDING CO.        COMMON           254687106      101     2600 SH        DEFINED                 2600
DUFF & PHELPS UTILITY INCOME   COMMON           264324104      109    11335 SH        SOLE                   11335
DUFF & PHELPS UTILITY INCOME   COMMON           264324104       10     1000 SH        DEFINED                 1000
DUKE ENERGY CORP.              COMMON           264399106      217     3843 SH        SOLE                    3843
ELAN PLC ADR                   COMMON           284131208        5      100 SH        OTHER                    100
ELAN PLC ADR                   COMMON           284131208    18874   389655 SH        SOLE                  389655
ELAN PLC ADR                   COMMON           284131208      494    10200 SH        DEFINED                10200
ELI LILLY                      COMMON           532457108      227     2276 SH        SOLE                    2276
ELI LILLY                      COMMON           532457108        0        5 SH        OTHER                      5
EMC CORP.                      COMMON           268648102       23      300 SH        SOLE                     300
EMC CORP.                      COMMON           268648102      308     4000 SH        OTHER                   4000
EXXON MOBIL CORPORATION        COMMON           30231G102      390     4970 SH        DEFINED                 4970
EXXON MOBIL CORPORATION        COMMON           30231G102      351     4468 SH        OTHER                   4468
EXXON MOBIL CORPORATION        COMMON           30231G102    10711   136445 SH        SOLE                  136445
FEDERAL NATL MTGE ASSN         COMMON           313586109      430     8245 SH        SOLE                    8245
FIFTH THIRD BANCORP            COMMON           316773100      474     7491 SH        SOLE                    7491
FIFTH THIRD BANCORP            COMMON           316773100       22      352 SH        DEFINED                  352
FIRST TENNESSEE NAT'L CORP.    COMMON           337162101       54     3243 SH        DEFINED                 3243
FIRST TENNESSEE NAT'L CORP.    COMMON           337162101        5      300 SH        OTHER                    300
FIRST TENNESSEE NAT'L CORP.    COMMON           337162101     3651   220450 SH        SOLE                  220450
FIRSTAR CORP.                  COMMON           33763V109      255    12113 SH        DEFINED                12113
FIRSTAR CORP.                  COMMON           33763V109       19      900 SH        OTHER                    900
FIRSTAR CORP.                  COMMON           33763V109     5443   258399 SH        SOLE                  258399
FPL GROUP  INC.                COMMON           302571104       35      700 SH        OTHER                    700
FPL GROUP  INC.                COMMON           302571104       45      900 SH        DEFINED                  900
FPL GROUP  INC.                COMMON           302571104      403     8150 SH        SOLE                    8150
FUTURE HEALTHCARE INC.         COMMON           360911101        0    12500 SH        SOLE                   12500
GAP INC.                       COMMON           364760108    10819   346217 SH        SOLE                  346217
GAP INC.                       COMMON           364760108      204     6523 SH        DEFINED                 6523
GAP INC.                       COMMON           364760108       11      337 SH        OTHER                    337
GENERAL ELECTRIC               COMMON           369604103    15092   284761 SH        SOLE                  284761
GENERAL ELECTRIC               COMMON           369604103     1242    23425 SH        OTHER                  23425
GENERAL ELECTRIC               COMMON           369604103      843    15908 SH        DEFINED                15908
GENERAL MILLS                  COMMON           370334104       69     1800 SH        DEFINED                 1800
GENERAL MILLS                  COMMON           370334104      176     4600 SH        SOLE                    4600
GILLETTE CO.                   COMMON           375766102      300     8600 SH        SOLE                    8600
GTE CORP.                      COMMON           362320103       91     1463 SH        OTHER                   1463
GTE CORP.                      COMMON           362320103      181     2907 SH        DEFINED                 2907
GTE CORP.                      COMMON           362320103     7178   115312 SH        SOLE                  115312
HARLEY-DAVIDSON INC.           COMMON           412822108      200     5203 SH        SOLE                    5203
HEALTHSOUTH CORP.              COMMON           421924101       72    10000 SH        SOLE                   10000
HEWLETT PACKARD CO.            COMMON           428236103     1562    12506 SH        SOLE                   12506
HEWLETT PACKARD CO.            COMMON           428236103       39      314 SH        DEFINED                  314
HEWLETT PACKARD CO.            COMMON           428236103      200     1600 SH        OTHER                   1600
HIGH SPEED ACCESS CORP.        COMMON           42979U102       75    11413 SH        SOLE                   11413
HOME DEPOT INC.                COMMON           437076102      326     6525 SH        SOLE                    6525
HOME DEPOT INC.                COMMON           437076102       25      500 SH        DEFINED                  500
HONEYWELL INTERNATIONAL INC.   COMMON           438516106       10      300 SH        DEFINED                  300
HONEYWELL INTERNATIONAL INC.   COMMON           438516106      360    10700 SH        SOLE                   10700
INGERSOLL-RAND                 COMMON           456866102      258     6400 SH        SOLE                    6400
INT'L BUSINESS MACHINES        COMMON           459200101      859     7841 SH        SOLE                    7841
INT'L BUSINESS MACHINES        COMMON           459200101       44      400 SH        DEFINED                  400
INT'L BUSINESS MACHINES        COMMON           459200101       44      400 SH        OTHER                    400
INTEL CORPORATION              COMMON           458140100      704     5269 SH        DEFINED                 5269
INTEL CORPORATION              COMMON           458140100      917     6860 SH        OTHER                   6860
INTEL CORPORATION              COMMON           458140100    24396   182481 SH        SOLE                  182481
JDS UNIPHASE CORP.             COMMON           46612J101      188     1570 SH        SOLE                    1570
JDS UNIPHASE CORP.             COMMON           46612J101       30      250 SH        OTHER                    250
JOHNSON & JOHNSON              COMMON           478160104     4840    47506 SH        SOLE                   47506
JOHNSON & JOHNSON              COMMON           478160104      194     1900 SH        DEFINED                 1900
JOHNSON & JOHNSON              COMMON           478160104       61      600 SH        OTHER                    600
KIMBERLY-CLARK CORP.           COMMON           494368103      829    14449 SH        SOLE                   14449
KIMBERLY-CLARK CORP.           COMMON           494368103        6      100 SH        DEFINED                  100
KIMBERLY-CLARK CORP.           COMMON           494368103        3       58 SH        OTHER                     58
KROGER CO.                     COMMON           501044101     9345   423554 SH        SOLE                  423554
KROGER CO.                     COMMON           501044101      152     6900 SH        DEFINED                 6900
KROGER CO.                     COMMON           501044101      452    20500 SH        OTHER                  20500
LUCENT TECHNOLOGIES  INC.      COMMON           549463107    16095   271647 SH        SOLE                  271647
LUCENT TECHNOLOGIES  INC.      COMMON           549463107      369     6220 SH        DEFINED                 6220
LUCENT TECHNOLOGIES  INC.      COMMON           549463107      391     6600 SH        OTHER                   6600
MAYTAG CORP.                   COMMON           578592107    10682   289675 SH        SOLE                  289675
MAYTAG CORP.                   COMMON           578592107      174     4725 SH        DEFINED                 4725
MCDONALD'S CORP.               COMMON           580135101      373    11335 SH        SOLE                   11335
MCDONALD'S CORP.               COMMON           580135101       36     1100 SH        DEFINED                 1100
MCDONALD'S CORP.               COMMON           580135101       21      650 SH        OTHER                    650
MEDTRONIC  INC.                COMMON           585055106      461     9248 SH        SOLE                    9248
MEDTRONIC  INC.                COMMON           585055106      139     2800 SH        OTHER                   2800
MERCK & CO.                    COMMON           589331107      148     1931 SH        DEFINED                 1931
MERCK & CO.                    COMMON           589331107       15      200 SH        OTHER                    200
MERCK & CO.                    COMMON           589331107     6458    84275 SH        SOLE                   84275
MICROSOFT CORP.                COMMON           594918104    14144   176805 SH        SOLE                  176805
MICROSOFT CORP.                COMMON           594918104      537     6716 SH        DEFINED                 6716
MICROSOFT CORP.                COMMON           594918104       96     1200 SH        OTHER                   1200
MOTOROLA  INC.                 COMMON           620076109      256     8825 SH        SOLE                    8825
MOTOROLA  INC.                 COMMON           620076109      174     6000 SH        OTHER                   6000
NATIONAL CITY CORP.            COMMON           635405103      345    20200 SH        SOLE                   20200
NAUTICA ENTERPRISES INC.       COMMON           639089101      123    11500 SH        SOLE                   11500
NAUTICA ENTERPRISES INC.       COMMON           639089101        3      300 SH        OTHER                    300
NOKIA CORP. ADR                COMMON           654902204      218     4360 SH        DEFINED                 4360
NOKIA CORP. ADR                COMMON           654902204     9926   198765 SH        SOLE                  198765
NOKIA CORP. ADR                COMMON           654902204       15      300 SH        OTHER                    300
NORTEL NETWORKS CORP.          COMMON           656568102       14      200 SH        DEFINED                  200
NORTEL NETWORKS CORP.          COMMON           656568102       14      200 SH        OTHER                    200
NORTEL NETWORKS CORP.          COMMON           656568102      194     2840 SH        SOLE                    2840
OMNICOM GROUP                  COMMON           681919106      303     3400 SH        SOLE                    3400
ORACLE CORP.                   COMMON           68389X105      357     4245 SH        SOLE                    4245
ORACLE CORP.                   COMMON           68389X105      138     1636 SH        DEFINED                 1636
PE BIOSYSTEMS GROUP            COMMON           69332S102      336     5100 SH        SOLE                    5100
PEPSICO  INC.                  COMMON           713448108     1555    35000 SH        SOLE                   35000
PEPSICO  INC.                  COMMON           713448108       31      700 SH        DEFINED                  700
PEPSICO  INC.                  COMMON           713448108      142     3200 SH        OTHER                   3200
PFIZER  INC.                   COMMON           717081103      386     8040 SH        DEFINED                 8040
PFIZER  INC.                   COMMON           717081103      196     4092 SH        OTHER                   4092
PFIZER  INC.                   COMMON           717081103    17240   359161 SH        SOLE                  359161
PHARMACIA CORP.                COMMON           71713U102       10      200 SH        DEFINED                  200
PHARMACIA CORP.                COMMON           71713U102      144     2790 SH        OTHER                   2790
PHARMACIA CORP.                COMMON           71713U102      219     4238 SH        SOLE                    4238
PROCTER & GAMBLE               COMMON           742718109    17886   312424 SH        SOLE                  312424
PROCTER & GAMBLE               COMMON           742718109     1040    18169 SH        DEFINED                18169
PROCTER & GAMBLE               COMMON           742718109      558     9743 SH        OTHER                   9743
SBC COMMUNICATIONS INC.        COMMON           078387G10      641    14831 SH        SOLE                   14831
SBC COMMUNICATIONS INC.        COMMON           078387G10       20      466 SH        DEFINED                  466
SCANA CORP.                    COMMON           80589M102      492    20400 SH        SOLE                   20400
SCANA CORP.                    COMMON           80589M102       22      900 SH        DEFINED                  900
SCANA CORP.                    COMMON           80589M102       10      400 SH        OTHER                    400
SCHERING-PLOUGH                COMMON           806605101      182     3600 SH        DEFINED                 3600
SCHERING-PLOUGH                COMMON           806605101     7697   152406 SH        SOLE                  152406
SCHERING-PLOUGH                COMMON           806605101      253     5000 SH        OTHER                   5000
SIEBEL SYSTEMS                 COMMON           826170102       82      500 SH        DEFINED                  500
SIEBEL SYSTEMS                 COMMON           826170102      155      950 SH        SOLE                     950
SPRINT CORP.                   COMMON           852061100      192     3759 SH        SOLE                    3759
SPRINT CORP.                   COMMON           852061100       10      200 SH        OTHER                    200
SPRINT PCS GROUP               COMMON           852061506       99     1670 SH        SOLE                    1670
SPRINT PCS GROUP               COMMON           852061506      345     5800 SH        OTHER                   5800
SUN MICROSYSTEMS               COMMON           866810104      653     7180 SH        SOLE                    7180
SUN MICROSYSTEMS               COMMON           866810104       36      400 SH        OTHER                    400
SYSCO CORP.                    COMMON           871829107      404     9600 SH        SOLE                    9600
TELLABS INC.                   COMMON           879664100     9041   132100 SH        SOLE                  132100
TELLABS INC.                   COMMON           879664100      171     2500 SH        DEFINED                 2500
TEXACO  INC.                   COMMON           881694103      207     3886 SH        SOLE                    3886
TEXACO  INC.                   COMMON           881694103       11      200 SH        DEFINED                  200
TYCO INTERNATIONAL LTD         COMMON           902124106      422     8900 SH        OTHER                   8900
TYCO INTERNATIONAL LTD         COMMON           902124106    11277   238026 SH        SOLE                  238026
TYCO INTERNATIONAL LTD         COMMON           902124106       90     1900 SH        DEFINED                 1900
U.S. WEST INC.                 COMMON           91273H101      156     1821 SH        SOLE                    1821
U.S. WEST INC.                 COMMON           91273H101      103     1200 SH        DEFINED                 1200
VITESSE SEMICONDUCTOR CORP.    COMMON           928497106     5753    78210 SH        SOLE                   78210
VITESSE SEMICONDUCTOR CORP.    COMMON           928497106      129     1750 SH        DEFINED                 1750
WAL-MART STORES  INC.          COMMON           931142103      339     5881 SH        SOLE                    5881
WAL-MART STORES  INC.          COMMON           931142103       35      600 SH        DEFINED                  600
WELLS FARGO & CO.              COMMON           949746101      543    14000 SH        SOLE                   14000
WORLDCOM INC.                  COMMON           98157D106    14255   310722 SH        SOLE                  310722
WORLDCOM INC.                  COMMON           98157D106      357     7789 SH        DEFINED                 7789
WORLDCOM INC.                  COMMON           98157D106       30      650 SH        OTHER                    650
</TABLE>
 [an error occurred while processing this directive]

© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission