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OMB APPROVAL
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OMB Number 3235-0104
Expires: April 30, 1997
Estimated average burden
hours per response ....... 0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Deal, Irving C.
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(Last) (First) (Middle)
3811 Turtle Creek Blvd., Suite 250
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(Street)
Dallas, Texas 75219
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
10/30/00
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
Windsor Woodmont Black Hawk Resort Corp.
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[ ] Director [ X ] 10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
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6. If Amendment, Date of Original (Month/Year)
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7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
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Form filed by More than One Reporting Person
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<PAGE>
<TABLE>
<CAPTION>
FORM 3 (continued)
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Table I -- Non-Derivative Securities Beneficially Owned
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3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr.5)
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<S> <C> <C> <C>
Common Stock 101,525 I By Normandy, Inc. (1)
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Common Stock 107,500 I By Windsor Woodmont, LLC (2)
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Common Stock 95,802 I By Spouse
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
<PAGE>
<TABLE>
<CAPTION>
FORM 3 (continued)
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Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Security Exer- tion of Derivative (I) Ownership
(Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5)
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<S> <C> <C> <C> <C> <C> <C> <C>
Director Stock Option
(right to buy) (3) 04-13-10 Common Stock 10.000 $16.50 D
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</TABLE>
Explanation of Responses:
(1) Mr. Deal has voting and dispositive power over these shares through his
position as a director and CEO of Normandy, Inc., and may be deemed to have
a pecuniary interest in the shares as a result of the fact that the
shareholder of Normandy, Inc. is a trust, the beneficiaries of which are Mr.
Deal's adult children. Mr. Deal disclaims beneficial ownership of these
shares and this report shall not be deemed an admission that Mr. Deal is the
benefical owner of such securities for the purpose of Section 16 or for any
other purpose.
(2) Mr. Deal's wife and Normandy, Inc., are members of Windsor Woodmont, LLC.
Mr. Deal disclaims beneficial ownership of these shares and this report
shall not be deemed an admission that Mr. Deal is the beneficial owner of
such securities for purposes od Section 16 or for any other purpose.
(3) The option vests in four equal annual installments beginning April 14, 2000.
/s/ Irving Deal 10/16/00
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient. See Instruction 6 for procedure.
