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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
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EAST WEST SECURITIES COMPANY, INC.
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(Name)
415 HUNTINGTON DRIVE, SAN MARINO, CALIFORNIA 90118
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(Address of Principal Business Office)
Telephone Number, including Area Code:
(626) 799-5700
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DOUGLAS P. KRAUSE
415 HUNTINGTON DRIVE, SAN MARINO, CALIFORNIA 90118
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(Name and Address of Agent for Service of Process)
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of
the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
YES [ ] NO [X]
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Item 1. East West Securities Company, Inc.
Item 2. Maryland; July 13, 2000
Item 3. Corporation
Item 4. Management company
Item 5. a. closed-end
b. non-diversified
Item 6. Julia Gouw
415 Huntington Drive
San Marino, California 90118
Item 7. Julia Gouw - Director, President, and Chief Financial Officer
c/o East West Bank
415 Huntington Drive
San Marino, California 90118
Douglas P. Krause - Director, Executive Vice President and
Secretary
c/o East West Bank
415 Huntington Drive
San Marino, California 90118
Marina Wang - Director
c/o Trust Bank
638 S. Atlantic Blvd., 2nd Floor
Monterey Park, California 91754
Scott Eisner - Director
c/o Block, Plant, Eisner, Fiorito & Belak-Berger
16542 Ventura Blvd., Suite 300
Encino, California 91436
Jeff Haas - Director
c/o Elias, Matz, Tiernan & Herrick, L.L.P.
734 15th Street, N.W.
8th Floor
Washington, D.C. 20005
Liz Mendoza - First Vice President
c/o East West Bank
415 Huntington Drive
San Marino, California 90118
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Item 8. Not Applicable
Item 9. a. No
b. Not Applicable
c. No
d. Yes
e. Number of Beneficial Owners: 1
Name: Douglas P. Krause
Item 10. $1,000
Item 11. No
Item 12. Not Applicable
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Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on its
behalf in the City of San Marino, California on this 25th day of July, 2000.
Signature: EAST WEST SECURITIES COMPANY, INC.
By: /s/ Julia Gouw
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President
Attest: /s/ Douglas P. Krause
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Title: Secretary
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