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<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
---------
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Charles Stewart Mott Foundation
Address: 503 S. Saginaw Street
Flint, MI 48302-1820
Form 13F File Number: 28-05859
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Phillip H. Peters
Title: Secretary/Treasurer
Phone: (810) 238-5651
Signature, Place, and Date of Signing:
<TABLE>
<S> <C> <C>
\s\ Phillip H. Peters Flint, MI 10/30/00
--------------------- --------- ---------
[Signature] [City, State] [Date]
</TABLE>
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager: NONE
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
---------------------- --------------------------------
[Repeat as necessary.]
<PAGE> 2
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 321
----------------------------
Form 13F Information Table Value Total: $2,146,820
----------------------------
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-
----- --------------- -------------------------
[Repeat as necessary.]
<PAGE> 3
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4
Value
Name of Issuer Title of Class Cusip (x$1000)
--------------------------------------------------------------------------------
<S> <C> <C> <C>
ABBOTT LABS COM 002824100 8,363
ACE LTD ORD G0070K103 5,495
ADC TELECOMMUNICATIONS INC COM 000886101 5,647
AES CORP COM 00130H105 411
AETNA INC COM 008117103 1,132
AFLAC INC COM 001055102 2,876
AGILENT TECHNOLOGIES INC COM 00846U101 2,692
ALBERTSONS INC COM 013104104 1,029
ALCATEL SPONSORED ADR 013904305 7,859
ALCOA INC COM 013817101 3,038
ALLSTATE CORP COM 020002101 3,823
ALLTEL CORP COM 020039103 731
ALTERA CORP COM 021441100 287
AMAZON COM INC COM 023135106 793
AMB PPTY CORP COM 00163T109 11,299
AMERICA ONLINE INC COM 02364J104 15,279
AMERICAN EXPRESS CR COM 025816109 12,618
AMERICAN GENERAL CORP COM 026351106 3,596
AMERICAN HOME PRODS CORP COM 026609107 8,592
AMERICAN INTL GROUP INC COM 026874107 30,859
AMERICAN MANAGEMENT SYSTEMS COM 027352103 894
AMERICAN PWR CONVERSION CORP COM 029066107 808
AMGEN INC COM 031162100 9,168
ANALOG DEVICES INC COM 032654105 4,954
APPLIED MATLS INC COM 038222105 3,974
ARCHER DANIELS MIDLAND CO COM 039483102 1,264
ARCHSTONE CMNTYS TR SHS BEN INT 039581103 2,518
ARIBA INC COM 04033V104 160,385
ASSOCIATES FIRST CAP CORP CL A 046008108 5,628
AT HOME CORP COM SER A 045919107 353
AT&T CORP COM 001957109 10,575
AT&T CORP COM LIB GRP A 001957208 8,100
AUTOMATIC DATA PROCESSING INC COM 053015103 5,337
AUTONATION INC COM 05329W102 600
AVALONBAY COMMUNITIES INC COM 053484101 2,437
AVERY DENNISON CORP COM 053611109 1,122
AXA FINANCIAL INC COM 002451102 1,273
BAKER HUGHES INC COM 057224107 1,559
BANK NEW YORK INC COM 064057102 6,520
BANK OF AMERICA CORP COM 060505104 11,701
BANK ONE CORP COM 06423A103 3,986
BAXTER INTERNATIONAL INC COM 071813109 2,718
BED BATH & BEYOND INC COM 075896100 1,439
BELLSOUTH CORP COM 079860102 7,688
BELO A H CORP DEL COM SER A 080555105 1,106
BERKSHIRE HATHAWAY INC DEL CL A 084670108 13,202
BEST BUY INC COM 086516101 1,591
BESTFOODS COM 08658U101 1,681
BLACK HILLS CORP COM 092113109 1,496
BMC SOFTWARE INC COM 055921100 1,167
BOEING CO COM 097023105 7,560
BOSTON SCIENTIFIC CORP COM 101137107 493
BP AMOCO P L C SPONSORED ADR 055622104 4,618
BRINKER INTL INC COM 109641100 1,145
BRISTOL MYERS SQUIBB CO COM 110122108 13,350
BROADBASE SOFTWARE INC COM 11130R100 1,692
BROADCOM CORP CL A CL A 111320107 20,748
BROADCOM CORP CL B CL B 111245981 2,312
BURLINGTON RESOURCES INC COM 122014103 317
CACHEFLOW INC COM 126946102 17,476
CAMPBELL SOUP CO COM 134429109 950
CAPITAL ONE FINANCIAL CORP COM 14040H105 2,403
CARDINAL HEALTH INC COM 14149Y108 2,481
CATERPILLAR INC COM 149123101 1,553
CENDANT CORPORATION COM 151313103 740
CENTERPOINT PPTYS TRUST COM 151895109 668
CENTURYTEL INC COM 156700106 818
CHASE MANHATTAN CORP NEW COM 16161A108 8,475
CHEVRON CORPORATION COM 166751107 3,887
CHUBB CORP COM 171232101 1,583
CIGNA CORP COM 125509109 3,080
CISCO SYS INC COM 17275R102 57,654
CITIGROUP INC COM 172967101 35,804
CLEAR CHANNEL COMMUNICATIONS INC COM 184502102 3,249
CLOROX CO COM 189054109 372
COASTAL CORP COM 190441105 5,048
COCA COLA CO COM 191216100 16,433
COLGATE PALMOLIVE CO COM 194162103 2,728
COMCAST CORP CL A SPL 200300200 4,708
COMERICA INC COM 200340107 2,974
</TABLE>
<TABLE>
<CAPTION>
Column 5 Column 6 Column 7 Column 8
-------------------- -------------------------
Shrs or sh/ put/ Investment Other Voting Authority
Prn Amt prn call Discretion Managers Sole Shared None
-----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 175,835 sh Sole 175,835
ACE LTD 140,000 sh Sole 140,000
ADC TELECOMMUNICATIONS INC 210,000 sh Sole 210,000
AES CORP 6,000 sh Sole 6,000
AETNA INC 19,500 sh Sole 19,500
AFLAC INC 44,900 sh Sole 44,900
AGILENT TECHNOLOGIES INC 55,000 sh Sole 55,000
ALBERTSONS INC 49,000 sh Sole 49,000
ALCATEL 125,000 sh Sole 125,000
ALCOA INC 120,000 sh Sole 120,000
ALLSTATE CORP 110,000 sh Sole 110,000
ALLTEL CORP 14,000 sh Sole 14,000
ALTERA CORP 6,000 sh Sole 6,000
AMAZON COM INC 20,624 sh Sole 20,624
AMB PPTY CORP 460,007 sh Sole 460,007
AMERICA ONLINE INC 284,261 sh Sole 284,261
AMERICAN EXPRESS CR 207,700 sh Sole 207,700
AMERICAN GENERAL CORP 46,100 sh Sole 46,100
AMERICAN HOME PRODS CORP 151,900 sh Sole 151,900
AMERICAN INTL GROUP INC 322,500 sh Sole 322,500
AMERICAN MANAGEMENT SYSTEMS 52,000 sh Sole 52,000
AMERICAN PWR CONVERSION CORP 42,100 sh Sole 42,100
AMGEN INC 131,300 sh Sole 131,300
ANALOG DEVICES INC 60,000 sh Sole 60,000
APPLIED MATLS INC 67,000 sh Sole 67,000
ARCHER DANIELS MIDLAND CO 146,559 sh Sole 146,559
ARCHSTONE CMNTYS TR 102,500 sh Sole 102,500
ARIBA INC 1,119,492 sh Sole 1,119,492
ASSOCIATES FIRST CAP CORP 148,100 sh Sole 148,100
AT HOME CORP 25,000 sh Sole 25,000
AT&T CORP 360,000 sh Sole 360,000
AT&T CORP 450,000 sh Sole 450,000
AUTOMATIC DATA PROCESSING INC 79,800 sh Sole 79,800
AUTONATION INC 100,000 sh Sole 100,000
AVALONBAY COMMUNITIES INC 51,100 sh Sole 51,100
AVERY DENNISON CORP 24,200 sh Sole 24,200
AXA FINANCIAL INC 25,000 sh Sole 25,000
BAKER HUGHES INC 42,000 sh Sole 42,000
BANK NEW YORK INC 116,300 sh Sole 116,300
BANK OF AMERICA CORP 223,400 sh Sole 223,400
BANK ONE CORP 103,200 sh Sole 103,200
BAXTER INTERNATIONAL INC 34,053 sh Sole 34,053
BED BATH & BEYOND INC 59,000 sh Sole 59,000
BELLSOUTH CORP 191,000 sh Sole 191,000
BELO A H CORP DEL 60,000 sh Sole 60,000
BERKSHIRE HATHAWAY INC DEL 205 sh Sole 205
BEST BUY INC 25,000 sh Sole 25,000
BESTFOODS 23,100 sh Sole 23,100
BLACK HILLS CORP 53,300 sh Sole 53,300
BMC SOFTWARE INC 61,000 sh Sole 61,000
BOEING CO 120,000 sh Sole 120,000
BOSTON SCIENTIFIC CORP 30,000 sh Sole 30,000
BP AMOCO P L C 87,126 sh Sole 87,126
BRINKER INTL INC 38,000 sh Sole 38,000
BRISTOL MYERS SQUIBB CO 233,700 sh Sole 233,700
BROADBASE SOFTWARE INC 124,782 sh Sole 124,782
BROADCOM CORP CL A 85,120 sh Sole 85,120
BROADCOM CORP CL B 9,485 sh Sole 9,485
BURLINGTON RESOURCES INC 8,600 sh Sole 8,600
CACHEFLOW INC 122,209 sh Sole 122,209
CAMPBELL SOUP CO 36,700 sh Sole 36,700
CAPITAL ONE FINANCIAL CORP 34,300 sh Sole 34,300
CARDINAL HEALTH INC 28,130 sh Sole 28,130
CATERPILLAR INC 46,000 sh Sole 46,000
CENDANT CORPORATION 68,000 sh Sole 68,000
CENTERPOINT PPTYS TRUST 14,500 sh Sole 14,500
CENTURYTEL INC 30,000 sh Sole 30,000
CHASE MANHATTAN CORP NEW 183,500 sh Sole 183,500
CHEVRON CORPORATION 45,600 sh Sole 45,600
CHUBB CORP 20,000 sh Sole 20,000
CIGNA CORP 29,500 sh Sole 29,500
CISCO SYS INC 1,043,520 sh Sole 1,043,520
CITIGROUP INC 662,266 sh Sole 662,266
CLEAR CHANNEL COMMUNICATIONS INC 57,500 sh Sole 57,500
CLOROX CO 9,400 sh Sole 9,400
COASTAL CORP 68,100 sh Sole 68,100
COCA COLA CO 298,100 sh Sole 298,100
COLGATE PALMOLIVE CO 57,800 sh Sole 57,800
COMCAST CORP 115,000 sh Sole 115,000
COMERICA INC 50,900 sh Sole 50,900
</TABLE>
1
<PAGE> 4
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4
Value
Name of Issuer Title of Class Cusip (x$1000)
--------------------------------------------------------------------------------
<S> <C> <C> <C>
COMPAQ COMPUTER CORP COM 204493100 4,137
COMPLETE BUSINESS SOLUTIONS INC COM 20452F107 1,283
COMPUTER SCIENCES CORP COM 205363104 2,228
COMPUWARE CORP COM 205638109 517
CONAGRA INC COM 205887102 1,116
CONCORD EFS INC COM 206197105 9,767
CONOCO INC CL B 208251405 2,135
CORNING INCORPORATED COM 219350105 3,564
COSTCO WHOLESALE CORP COM 22160K105 2,550
COX COMMUNICATIONS INC NEW CL A 224044107 3,060
CRITICAL PATH INC COM 22674V100 6,878
CVS CORP COM 126650100 1,760
D R HORTON INC COM 23331A109 450
DEERE & CO COM 244199105 665
DELL COMPUTER CORP COM 247025109 8,504
DELPHI AUTOMOTIVE SYSTEMS CORP COM 247126105 5,909
DISNEY WALT CO COM DISNEY 254687106 9,371
DOMINION RESOURCES INC COM 25746U109 2,961
DOVER CORP COM 260003108 4,539
DOW CHEMICAL CO COM 260543103 2,756
DPL INC COM 233293109 1,324
DU PONT E I DE NEMOURS & CO COM 263534109 5,120
DYNEGY INC NEW CL A 26816Q101 456
E M C CORP COM 268648102 21,946
EBAY INC COM 278642103 145,205
ECHOSTAR COMMUNICATIONS NEW CL A 278762109 1,846
ECOLAB INC COM 278865100 1,663
ELECTRONIC DATA SYSTEMS CORP COM 285661104 2,822
ELOYALTY CORPORATION COM 290151109 421
EMERSON ELEC CO COM 291011104 4,811
ENERGEN CORP COM 29265N108 5,724
ENRON CORP OREGON COM 293561106 7,176
EQUITY OFFICE PPTYS TR COM 294741103 5,598
EQUITY RESIDENTIAL PPTYS TR SH BEN INT 29476L107 4,426
ESSEX PROPERTY TRUST INC COM 297178105 720
ETHAN ALLEN INTERIORS INC COM 297602104 1,416
EXXON MOBIL CORPORATION COM 30231G102 45,458
FAMILY DOLLAR STORES COM 307000109 1,348
FASTENAL CO COM 311900104 576
FEDERAL HOME LN MTG CORP COM 313400301 2,703
FEDERAL NATL MTG ASSN COM 313586109 8,080
FEDERATED DEPT STORES INC COM 31410H101 1,280
FEDEX CORP COM 31428X106 3,326
FIFTH THIRD BANCORP COM COM 316773100 3,599
FIRST UNION CORP COM 337358105 2,028
FIRSTAR CORP COM 33763V109 2,631
FISERV INC COM 337738108 599
FLEET BOSTON FINL CORP COM 339030108 5,351
FORD MOTOR CO COM 345370860 443
FPL GROUP INC COM 302571104 7,693
FRANKLIN RES INC COM 354613101 1,919
GANNETT INC COM 364730101 2,120
GAP INC COM 364760108 2,013
GATEWAY INC COM 367626108 1,636
GEMSTAR-TV GUIDE INTL INC COM 36866W106 3,700
GENENTECH INC COM 368710406 1,857
GENERAL ELEC CO COM 369604103 91,740
GENERAL MILLS INC COM 370334104 1,984
GENERAL MTRS CORP COM 370442105 26,000
GENERAL MTRS CORP CL H 370442832 7,049
GEORGIA PACIFIC GROUP COM 373298108 564
GETTY IMAGES INC COM 374276103 1,261
GILLETTE CO COM 375766102 4,387
GLOBAL CROSSING LTD COM G3921A100 4,805
GLOBESPAN INC COM 379571102 376
GOLDMAN SACHS GROUP INC COM 38141G104 7,520
GRAINGER W W INC COM 384802104 1,229
GUIDANT CORP COM 401698105 2,121
HALLIBURTON CO HLDG COM 406216101 3,597
HARTFORD FINL SERVICES GROUP INC COM 416515104 2,006
HCA-THE HEALTHCARE COMPANY COM 404119109 2,450
HEALTH MGMT ASSOC INC NEW CL A 421933102 1,249
HEINZ H J CO COM 423074103 1,023
HERSHEY FOODS CORP COM 427866108 1,624
HEWLETT PACKARD CO COM 428236103 11,252
HNC SOFTWARE INC COM 40425P107 1,473
HOME DEPOT INC COM 437076102 13,531
HONEYWELL INTERNATIONAL INC COM 438516106 4,204
HOUSEHOLD INTL INC COM 441815107 4,530
I2 TECHNOLOGIES INC COM 465754109 4,115
<CAPTION>
Column 5 Column 6 Column 7 Column 8
-------------------- -------------------------
Shrs or sh/ put/ Investment Other Voting Authority
Prn Amt prn call Discretion Managers Sole Shared None
-----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMPAQ COMPUTER CORP 150,000 sh Sole 150,000
COMPLETE BUSINESS SOLUTIONS INC 95,000 sh Sole 95,000
COMPUTER SCIENCES CORP 30,000 sh Sole 30,000
COMPUWARE CORP 61,700 sh Sole 61,700
CONAGRA INC 55,600 sh Sole 55,600
CONCORD EFS INC 275,000 sh Sole 275,000
CONOCO INC 79,244.8 sh Sole 79,244.8
CORNING INCORPORATED 12,000 sh Sole 12,000
COSTCO WHOLESALE CORP 73,000 sh Sole 73,000
COX COMMUNICATIONS INC NEW 80,000 sh Sole 80,000
CRITICAL PATH INC 113,221 sh Sole 113,221
CVS CORP 38,000 sh Sole 38,000
D R HORTON INC 26,160 sh Sole 26,160
DEERE & CO 20,000 sh Sole 20,000
DELL COMPUTER CORP 276,000 sh Sole 276,000
DELPHI AUTOMOTIVE SYSTEMS CORP 390,679 sh Sole 390,679
DISNEY WALT CO 245,000 sh Sole 245,000
DOMINION RESOURCES INC 51,000 sh Sole 51,000
DOVER CORP 96,700 sh Sole 96,700
DOW CHEMICAL CO 110,500 sh Sole 110,500
DPL INC 44,500 sh Sole 44,500
DU PONT E I DE NEMOURS & CO 123,556 sh Sole 123,556
DYNEGY INC NEW 8,000 sh Sole 8,000
E M C CORP 221,400 sh Sole 221,400
EBAY INC 2,113,980 sh Sole 2,113,980
ECHOSTAR COMMUNICATIONS NEW 35,000 sh Sole 35,000
ECOLAB INC 46,100 sh Sole 46,100
ELECTRONIC DATA SYSTEMS CORP 68,000 sh Sole 68,000
ELOYALTY CORPORATION 33,000 sh Sole 33,000
EMERSON ELEC CO 71,800 sh Sole 71,800
ENERGEN CORP 192,400 sh Sole 192,400
ENRON CORP OREGON 81,900 sh Sole 81,900
EQUITY OFFICE PPTYS TR 180,200 sh Sole 180,200
EQUITY RESIDENTIAL PPTYS TR 92,200 sh Sole 92,200
ESSEX PROPERTY TRUST INC 13,000 sh Sole 13,000
ETHAN ALLEN INTERIORS INC 50,000 sh Sole 50,000
EXXON MOBIL CORPORATION 510,049 sh Sole 510,049
FAMILY DOLLAR STORES 70,000 sh Sole 70,000
FASTENAL CO 10,000 sh Sole 10,000
FEDERAL HOME LN MTG CORP 50,000 sh Sole 50,000
FEDERAL NATL MTG ASSN 113,000 sh Sole 113,000
FEDERATED DEPT STORES INC 49,000 sh Sole 49,000
FEDEX CORP 75,000 sh Sole 75,000
FIFTH THIRD BANCORP COM 66,800 sh Sole 66,800
FIRST UNION CORP 63,000 sh Sole 63,000
FIRSTAR CORP 117,600 sh Sole 117,600
FISERV INC 10,000 sh Sole 10,000
FLEET BOSTON FINL CORP 137,200 sh Sole 137,200
FORD MOTOR CO 17,481.75 sh Sole 17,481.75
FPL GROUP INC 117,000 sh Sole 117,000
FRANKLIN RES INC 43,200 sh Sole 43,200
GANNETT INC 40,000 sh Sole 40,000
GAP INC 100,000 sh Sole 100,000
GATEWAY INC 35,000 sh Sole 35,000
GEMSTAR-TV GUIDE INTL INC 42,432 sh Sole 42,432
GENENTECH INC 10,000 sh Sole 10,000
GENERAL ELEC CO 1,590,286 sh Sole 1,590,286
GENERAL MILLS INC 55,900 sh Sole 55,900
GENERAL MTRS CORP 400,000 sh Sole 400,000
GENERAL MTRS CORP 189,600 sh Sole 189,600
GEORGIA PACIFIC GROUP 24,000 sh Sole 24,000
GETTY IMAGES INC 41,441 sh Sole 41,441
GILLETTE CO 142,100 sh Sole 142,100
GLOBAL CROSSING LTD 155,000 sh Sole 155,000
GLOBESPAN INC 3,084 sh Sole 3,084
GOLDMAN SACHS GROUP INC 66,000 sh Sole 66,000
GRAINGER W W INC 46,700 sh Sole 46,700
GUIDANT CORP 30,000 sh Sole 30,000
HALLIBURTON CO HLDG 73,500 sh Sole 73,500
HARTFORD FINL SERVICES GROUP INC 27,500 sh Sole 27,500
HCA-THE HEALTHCARE COMPANY 66,000 sh Sole 66,000
HEALTH MGMT ASSOC INC NEW 60,000 sh Sole 60,000
HEINZ H J CO 27,600 sh Sole 27,600
HERSHEY FOODS CORP 30,000 sh Sole 30,000
HEWLETT PACKARD CO 116,000 sh Sole 116,000
HNC SOFTWARE INC 18,000 sh Sole 18,000
HOME DEPOT INC 255,000 sh Sole 255,000
HONEYWELL INTERNATIONAL INC 118,000 sh Sole 118,000
HOUSEHOLD INTL INC 80,000 sh Sole 80,000
I2 TECHNOLOGIES INC 22,000 sh Sole 22,000
</TABLE>
2
<PAGE> 5
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4
Value
Name of Issuer Title of Class Cusip (x$1000)
--------------------------------------------------------------------------------
<S> <C> <C> <C>
ILLINOIS TOOL WKS INC COM 452308109 4,638
INTEL CORP COM 458140100 32,502
INTERNATIONAL BUSINESS MACHS COM 459200101 23,850
INTERNATIONAL PAPER CO COM 460146103 416
INTERPUBLIC GROUP COS INC COM 460690100 3,406
IPALCO ENTERPRISES INC COM 462613100 1,144
JABIL CIRCUIT INC COM 466313103 1,986
JDS UNIPHASE CORP COM 46612J101 2,367
JEFFERSON PILOT CORP COM 475070108 2,253
JOHNSON & JOHNSON COM 478160104 15,289
JOHNSON CTLS INC COM 478366107 1,755
JUNIPER NETWORKS INC COM 48203R104 96,364
KANA COMMUNICATIONS INC COM 483600102 2,344
KEANE INC COM 486665102 1,235
KIMBERLY CLARK CORP COM 494368103 7,452
KIMCO RLTY CORP COM 49446R109 1,817
KLA-TENCOR CORP COM 482480100 1,442
KOHLS CORP COM 500255104 2,019
KROGER CO COM 501044101 4,919
LANCASTER COLONY CORP COM 513847103 715
LAUDER ESTEE COS INC CL A 518439104 366
LEAR CORP COM 521865105 197
LENNAR CORP COM 526057104 594
LEVEL 3 COMMUNICATIONS INC COM 52729N100 3,471
LILLY ELI & CO COM 532457108 11,268
LINEAR TECHNOLOGY CORP COM 535678106 4,338
LOWES COS INC COM 548661107 2,356
LUCENT TECHNOLOGIES INC COM 549463107 11,155
MACK-CALI REALTY CORP COM 554489104 1,198
MARRIOTT INTL INC NEW CL A 571903202 1,275
MARSH & MCLENNAN COS INC COM 571748102 5,310
MASCO CORP COM 574599106 1,863
MAXIM INTEGRATED PRODS INC COM 57772K101 7,400
MAY DEPT STORES CO COM 577778103 902
MBIA INC COM 55262C100 2,376
MBNA CORP COM 55262L100 4,913
MCDONALDS CORP COM 580135101 3,109
MEAD CORP COM 582834107 304
MEDTRONIC INC COM 585055106 7,293
MELLON FINL CORP COM 58551A108 3,974
MERCK & CO INC COM 589331107 21,855
MERRILL LYNCH & CO INC COM 590188108 8,316
METLIFE INC COM 59156R108 3,027
METROMEDIA FIBER NETWORK INC CL A 591689104 365
MGIC INVT CORP WIS COM 552848103 1,174
MICROCHIP TECHNOLOGY INC COM 595017104 3,472
MICRON TECHNOLOGY INC COM 595112103 2,116
MICROSOFT CORP COM 594918104 35,283
MINNESOTA MNG & MFG COM 604059105 4,666
MORGAN J P & CO INC COM 616880100 3,790
MORGAN STANLEY DEAN WITTER & CO COM 617446448 17,227
MOTOROLA INC COM 620076109 8,088
NETWORK APPLIANCE INC COM 64120L104 637
NEWPARK RESOURCES INC NEW COM 651718504 1,249
NEWS CORP LTD SP ADR PFD 652487802 3,281
NEXTEL COMMUNICATIONS INC CL A 65332V103 935
NEXTLINK COMMUN INC CL A 65333H707 2,111
NIKE INC CL B 654106103 801
NISOURCE INC COM 65473P105 5,850
NORDSTROM INC COM 655664100 529
NORFOLK SOUTHERN CORP COM 655844108 731
NORTEL NETWORK CORP COM 656568102 26,803
NORTHERN TRUST CORP COM 665859104 3,466
NORTHPOINT COMMUNICATIONS COM 666610100 1,538
NUCOR CORP COM 670346105 1,205
OM GROUP INC COM 670872100 1,422
OMNICOM GROUP INC COM 681919106 3,866
ORACLE CORPORATION COM 68389X105 11,813
OUTBACK STEAKHOUSE INC COM 689899102 1,817
PG&E CORP COM 69331C108 484
PARAMETRIC TECHNOLOGY CORP COM 699173100 1,608
PAYCHEX INC COM 704326107 9,450
PEPSICO INC COM 713448108 10,488
PFIZER INC COM 717081103 32,575
PHARMACIA CORP COM 71713U102 9,986
PHILLIPS PETE CO COM 718507106 1,155
PMC-SIERRA INC COM 69344F106 15,480
PNC FINANCIAL SERVICES GROUP COM 693475105 3,315
POWERTEL INC COM 73936C109 2,974
PRICE T ROWE & ASSOCIATES COM 741477103 845
</TABLE>
<TABLE>
<CAPTION>
Column 5 Column 6 Column 7 Column 8
-------------------- -------------------------
Shrs or sh/ put/ Investment Other Voting Authority
Prn Amt prn call Discretion Managers Sole Shared None
-----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ILLINOIS TOOL WKS INC 83,000.0 sh Sole 83,000
INTEL CORP 782,000 sh Sole 782,000
INTERNATIONAL BUSINESS MACHS 212,000 sh Sole 212,000
INTERNATIONAL PAPER CO 14,500 sh Sole 14,500
INTERPUBLIC GROUP COS INC 100,000 sh Sole 100,000
IPALCO ENTERPRISES INC 50,000 sh Sole 50,000
JABIL CIRCUIT INC 35,000 sh Sole 35,000
JDS UNIPHASE CORP 25,000 sh Sole 25,000
JEFFERSON PILOT CORP 33,200 sh Sole 33,200
JOHNSON & JOHNSON 162,751 sh Sole 162,751
JOHNSON CTLS INC 33,000 sh Sole 33,000
JUNIPER NETWORKS INC 440,142 sh Sole 440,142
KANA COMMUNICATIONS INC 105,341 sh Sole 105,341
KEANE INC 71,000 sh Sole 71,000
KIMBERLY CLARK CORP 133,509 sh Sole 133,509
KIMCO RLTY CORP 43,000 sh Sole 43,000
KLA-TENCOR CORP 35,000 sh Sole 35,000
KOHLS CORP 35,000 sh Sole 35,000
KROGER CO 218,000 sh Sole 218,000
LANCASTER COLONY CORP 29,100 sh Sole 29,100
LAUDER ESTEE COS INC 10,000 sh Sole 10,000
LEAR CORP 9,600 sh Sole 9,600
LENNAR CORP 20,000 sh Sole 20,000
LEVEL 3 COMMUNICATIONS INC 45,000 sh Sole 45,000
LILLY ELI & CO 138,900 sh Sole 138,900
LINEAR TECHNOLOGY CORP 67,000 sh Sole 67,000
LOWES COS INC 52,500 sh Sole 52,500
LUCENT TECHNOLOGIES INC 365,000 sh Sole 365,000
MACK-CALI REALTY CORP 42,500 sh Sole 42,500
MARRIOTT INTL INC NEW 35,000 sh Sole 35,000
MARSH & MCLENNAN COS INC 40,000 sh Sole 40,000
MASCO CORP 100,000 sh Sole 100,000
MAXIM INTEGRATED PRODS INC 92,000 sh Sole 92,000
MAY DEPT STORES CO 44,000 sh Sole 44,000
MBIA INC 33,400 sh Sole 33,400
MBNA CORP 127,600 sh Sole 127,600
MCDONALDS CORP 103,000 sh Sole 103,000
MEAD CORP 13,000 sh Sole 13,000
MEDTRONIC INC 140,754 sh Sole 140,754
MELLON FINL CORP 85,700 sh Sole 85,700
MERCK & CO INC 293,600 sh Sole 293,600
MERRILL LYNCH & CO INC 126,000 sh Sole 126,000
METLIFE INC 115,600 sh Sole 115,600
METROMEDIA FIBER NETWORK INC 15,000 sh Sole 15,000
MGIC INVT CORP WIS 19,200 sh Sole 19,200
MICROCHIP TECHNOLOGY INC 105,000 sh Sole 105,000
MICRON TECHNOLOGY INC 46,000 sh Sole 46,000
MICROSOFT CORP 585,000 sh Sole 585,000
MINNESOTA MNG & MFG 51,200 sh Sole 51,200
MORGAN J P & CO INC 23,200 sh Sole 23,200
MORGAN STANLEY DEAN WITTER & CO 188,400 sh Sole 188,400
MOTOROLA INC 286,293 sh Sole 286,293
NETWORK APPLIANCE INC 5,000 sh Sole 5,000
NEWPARK RESOURCES INC NEW 135,000 sh Sole 135,000
NEWS CORP LTD 70,000 sh Sole 70,000
NEXTEL COMMUNICATIONS INC 20,000 sh Sole 20,000
NEXTLINK COMMUN INC 60,000 sh Sole 60,000
NIKE INC 20,000 sh Sole 20,000
NISOURCE INC 240,000 sh Sole 240,000
NORDSTROM INC 34,000 sh Sole 34,000
NORFOLK SOUTHERN CORP 50,000 sh Sole 50,000
NORTEL NETWORK CORP 450,000 sh Sole 450,000
NORTHERN TRUST CORP 39,000 sh Sole 39,000
NORTHPOINT COMMUNICATIONS 173,241 sh Sole 173,241
NUCOR CORP 40,000 sh Sole 40,000
OM GROUP INC 32,600 sh Sole 32,600
OMNICOM GROUP INC 53,000 sh Sole 53,000
ORACLE CORPORATION 150,000 sh Sole 150,000
OUTBACK STEAKHOUSE INC 67,000 sh Sole 67,000
PG&E CORP 20,000 sh Sole 20,000
PARAMETRIC TECHNOLOGY CORP 147,000 sh Sole 147,000
PAYCHEX INC 180,000 sh Sole 180,000
PEPSICO INC 228,000 sh Sole 228,000
PFIZER INC 724,882 sh Sole 724,882
PHARMACIA CORP 165,911 sh Sole 165,911
PHILLIPS PETE CO 18,400 sh Sole 18,400
PMC-SIERRA INC 71,915 sh Sole 71,915
PNC FINANCIAL SERVICES GROUP 51,000 sh Sole 51,000
POWERTEL INC 39,100 sh Sole 39,100
PRICE T ROWE & ASSOCIATES 18,000 sh Sole 18,000
</TABLE>
3
<PAGE> 6
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4
Value
Name of Issuer Title of Class Cusip (x$1000)
--------------------------------------------------------------------------------
<S> <C> <C> <C>
PROCTER & GAMBLE CO COM 742718109 11,671
PROVIDIAN FINL CORP COM 74406A102 1,270
PROXICOM INC COM 744282104 332
PULTE CORP COM 745867101 990
QUALCOMM INC COM 747525103 4,299
QUICKLOGIC CORP COM 74837P108 115
QWEST COMMUNICATIONS INTL INC COM 749121109 8,892
RATIONAL SOFTWARE CORP COM 75409P202 2,081
RED HAT INC COM 756577102 5,263
RHYTHMS NETCONNECTIONS INC COM 762430205 1,033
ROPER INDS INC NEW COM 776696106 166
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 18,928
SAFEWAY INC COM 786514208 4,295
SANMINA CORP COM 800907107 5,337
SARA LEE CORPORATION COM 803111103 3,457
SBC COMMUNICATIONS INC COM 78387G103 18,850
SCANA CORP COM 80589M102 1,235
SCHERING PLOUGH CORP COM 806605101 8,440
SCHLUMBERGER LTD COM 806857108 8,849
SCHWAB CHARLES CORP NEW COM 808513105 3,550
SCIENT CORP COM 80864H109 6,124
SEALED AIR CORP NEW COM 81211K100 851
SEARS ROEBUCK & CO COM 812387108 1,102
SIMON PROPERTY GROUP INC COM 828806109 2,859
SOLECTRON CORP COM 834182107 1,384
SOUTHERN CO COM 842587107 4,577
SOUTHWEST AIRLINES CO COM 844741108 6,548
SPIEKER PROPERTIES INC COM 848497103 2,544
SPRINT CORP COM FON GROUP 852061100 3,136
SPRINT CORP PCS COM SER 1 852061506 3,436
ST PAUL COS INC COM 792860108 986
STAPLES INC COM 855030102 965
STARBUCKS CORP COM 855244109 1,162
STATE STREET CORP COM 857477103 2,730
SUN MICROSYSTEMS INC COM 866810104 22,673
SUNTRUST BANKS INC COM 867914103 2,167
SYNOPSYS INC COM 871607107 1,375
SYSCO COM 871829107 3,830
TARGET CORP COM 87612E106 2,947
TAUBMAN CTRS INC COM 876664103 430
TECO ENERGY COM 872375100 2,875
TELIGENT INC CL A 87959Y103 780
TELLABS INC COM 879664100 5,969
TETRA TECH INC NEW COM 88162G103 3,628
TEXACO INC COM 881694103 3,717
TEXAS INSTRS INC COM 882508104 9,202
TEXTRON INC COM 883203101 1,937
TIME WARNER INC COM 887315109 12,911
TOOTSIE ROLL INDS INC COM 890516107 781
TRANSOCEAN SEDCO FOREX INC ORD G90078109 1,248
TURNSTONE SYSTEMS INC COM 900423104 870
TYCO INTERNATIONAL LTD COM 902124106 13,747
UNILEVER N V N Y SHS NEW 904784709 1,947
UNION CARBIDE CORP COM 905581104 211
UNITED PARCEL SERVICE INC CL B 911312106 2,537
UNITED TECHNOLOGIES CORP COM 913017109 4,848
UNIVERSAL HEALTH SVCS INC CL B 913903100 642
US BANCORP COM 902973106 2,321
VALSPAR CORP COM 920355104 2,402
VECTREN CORP COM 92240G101 3,758
VERITAS SOFTWARE CO COM 923436109 13,064
VERIZON COMMUNICATIONS COM 92343V104 13,590
VIACOM INC CL B 925524308 10,530
VODAFONE GROUP PLC SPONSORED ADR 92857W100 9,546
VULCAN MATLS CO COM 929160109 1,149
WACHOVIA CORP NEW COM 929771103 1,037
WAL MART STORES INC COM 931142103 27,431
WALGREEN CO COM 931422109 3,452
WASHINGTON MUTUAL INC COM 939322103 1,119
WELLS FARGO & CO NEW COM 949746101 13,726
WEYERHAEUSER CO COM 962166104 1,385
WHIRLPOOL CORP COM 963320106 1,166
WILLIAMETTE INDUS COM 969133107 952
WILLIAMS COS INC COM 969457100 1,927
WILLIAMS SONOMA INC COM 969904101 1,390
WINSTAR COMMUNICATIONS INC COM 975515107 1,046
WORLDCOM INC COM 98157D106 10,419
WRIGLEY WM JR CO COM 982526105 2,111
XEROX CORP COM 984121103 226
XILINX INC COM 983919101 13,358
</TABLE>
<TABLE>
<CAPTION>
Column 5 Column 6 Column 7 Column 8
-------------------- -------------------------
Shrs or sh/ put/ Investment Other Voting Authority
Prn Amt prn call Discretion Managers Sole Shared None
-----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
PROCTER & GAMBLE CO 174,200 sh Sole 174,200
PROVIDIAN FINL CORP 10,000 sh Sole 10,000
PROXICOM INC 17,000 sh Sole 17,000
PULTE CORP 30,000 sh Sole 30,000
QUALCOMM INC 60,330 sh Sole 60,330
QUICKLOGIC CORP 6,999 sh Sole 6,999
QWEST COMMUNICATIONS INTL INC 185,000 sh Sole 185,000
RATIONAL SOFTWARE CORP 30,000 sh Sole 30,000
RED HAT INC 308,419 sh Sole 308,419
RHYTHMS NETCONNECTIONS INC 140,000 sh Sole 140,000
ROPER INDS INC NEW 5,000 sh Sole 5,000
ROYAL DUTCH PETE CO 315,800 sh Sole 315,800
SAFEWAY INC 92,000 sh Sole 92,000
SANMINA CORP 57,000 sh Sole 57,000
SARA LEE CORPORATION 170,200 sh Sole 170,200
SBC COMMUNICATIONS INC 377,000 sh Sole 377,000
SCANA CORP 40,000 sh Sole 40,000
SCHERING PLOUGH CORP 181,500 sh Sole 181,500
SCHLUMBERGER LTD 107,500 sh Sole 107,500
SCHWAB CHARLES CORP NEW 100,000 sh Sole 100,000
SCIENT CORP 292,506 sh Sole 292,506
SEALED AIR CORP NEW 18,800 sh Sole 18,800
SEARS ROEBUCK & CO 34,000 sh Sole 34,000
SIMON PROPERTY GROUP INC 122,000 sh Sole 122,000
SOLECTRON CORP 30,000 sh Sole 30,000
SOUTHERN CO 141,100 sh Sole 141,100
SOUTHWEST AIRLINES CO 270,000 sh Sole 270,000
SPIEKER PROPERTIES INC 44,200 sh Sole 44,200
SPRINT CORP 107,000 sh Sole 107,000
SPRINT CORP 98,000 sh Sole 98,000
ST PAUL COS INC 20,000 sh Sole 20,000
STAPLES INC 68,000 sh Sole 68,000
STARBUCKS CORP 29,000 sh Sole 29,000
STATE STREET CORP 21,000 sh Sole 21,000
SUN MICROSYSTEMS INC 194,200 sh Sole 194,200
SUNTRUST BANKS INC 43,500 sh Sole 43,500
SYNOPSYS INC 36,300 sh Sole 36,300
SYSCO 82,700 sh Sole 82,700
TARGET CORP 115,000 sh Sole 115,000
TAUBMAN CTRS INC 37,200 sh Sole 37,200
TECO ENERGY 100,000 sh Sole 100,000
TELIGENT INC 60,000 sh Sole 60,000
TELLABS INC 125,000 sh Sole 125,000
TETRA TECH INC NEW 127,000 sh Sole 127,000
TEXACO INC 70,800 sh Sole 70,800
TEXAS INSTRS INC 195,000 sh Sole 195,000
TEXTRON INC 42,000 sh Sole 42,000
TIME WARNER INC 165,000 sh Sole 165,000
TOOTSIE ROLL INDS INC 19,894 sh Sole 19,894
TRANSOCEAN SEDCO FOREX INC 21,296 sh Sole 21,296
TURNSTONE SYSTEMS INC 18,754 sh Sole 18,754
TYCO INTERNATIONAL LTD 265,000 sh Sole 265,000
UNILEVER N V 40,357 sh Sole 40,357
UNION CARBIDE CORP 5,600 sh Sole 5,600
UNITED PARCEL SERVICE INC 45,000 sh Sole 45,000
UNITED TECHNOLOGIES CORP 70,000 sh Sole 70,000
UNIVERSAL HEALTH SVCS INC 7,500 sh Sole 7,500
US BANCORP 102,000 sh Sole 102,000
VALSPAR CORP 104,500 sh Sole 104,500
VECTREN CORP 185,000 sh Sole 185,000
VERITAS SOFTWARE CO 92,000 sh Sole 92,000
VERIZON COMMUNICATIONS 280,560 sh Sole 280,560
VIACOM INC 180,000 sh Sole 180,000
VODAFONE GROUP PLC 258,000 sh Sole 258,000
VULCAN MATLS CO 28,600 sh Sole 28,600
WACHOVIA CORP NEW 18,300 sh Sole 18,300
WAL MART STORES INC 570,000 sh Sole 570,000
WALGREEN CO 91,000 sh Sole 91,000
WASHINGTON MUTUAL INC 28,100 sh Sole 28,100
WELLS FARGO & CO NEW 298,800 sh Sole 298,800
WEYERHAEUSER CO 34,308 sh Sole 34,308
WHIRLPOOL CORP 30,000 sh Sole 30,000
WILLIAMETTE INDUS 34,000 sh Sole 34,000
WILLIAMS COS INC 45,600 sh Sole 45,600
WILLIAMS SONOMA INC 40,000 sh Sole 40,000
WINSTAR COMMUNICATIONS INC 67,500 sh Sole 67,500
WORLDCOM INC 343,000 sh Sole 343,000
WRIGLEY WM JR CO 28,200 sh Sole 28,200
XEROX CORP 15,000 sh Sole 15,000
XILINX INC 156,000 sh Sole 156,000
</TABLE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4
Value
Name of Issuer Title of Class Cusip (x$1000)
--------------------------------------------------------------------------------
<S> <C> <C> <C>
YAHOO INC COM 984332106 3,374
</TABLE>
<TABLE>
<CAPTION>
Column 5 Column 6 Column 7 Column 8
-------------------- -------------------------
Shrs or sh/ put/ Investment Other Voting Authority
Prn Amt prn call Discretion Managers Sole Shared None
-----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
YAHOO INC 37,079 sh Sole 37,079
</TABLE>
4
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