UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
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Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Independent Investors Inc.
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Address: 181 Smithtown Blvd.
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Nesconset, New York 11767
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Form 13F File Number: 28-05873
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patrick Moloney
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Title: President
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Phone: 631-979-2142
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Signature, Place, and Date of Signing:
/s/ Patrick Moloney Nesconset, New York 10/27/2000
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[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).)
[ ] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 63
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Form 13F Information Table Value Total: $181,205
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-
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[Repeat as necessary.]
<PAGE>
Form 13F INFORMATIONAL TABLE
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
----------------------- -------------- --------- ---------- -------- -------------------- ---------- --------------------
NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
NUMBER MARKET PRINCIPAL DISCRETION ----- ------- ------
VALUE AMOUNT ------ ----- ------ (A) (B) (C)
(A) (B) (C) SOLE SHARED NONE
SHARED
SOLE SHARED OTHER
----------------------- ------------- --------- ---------- -------- ------ ------ ----- ---------- ----- ------- ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T Common Stock 001957109 991,000 33,764 SOLE X
ABBOTT LABORATORIES Common Stock 002824100 3,590,000 75,500 SOLE X
AGILENT TECHNOLOGIES Common Stock 00846U101 432,000 8,836 SOLE X
AMERICA ONLINE Common Stock 02364J104 2,096,000 38,980 SOLE X
AMERICAN INTL. GROUP Common Stock 26874107 2,271,000 23,734 SOLE X
AVERY DENNISON Common Stock 053611109 1,321,000 28,500 SOLE X
BAXTER INTERNATIONAL Common Stock 071813109 1,985,000 24,800 SOLE X
BIOVAIL CORP. WARRANTS WARRANTS 09067J117 7,362,000 58,200 SOLE X
CAPITAL ONE FINANCIAL Common Stock 14040H105 3,552,000 50,700 SOLE X
CHUBB INSURANCE Common Stock 171232101 1,574,000 19,900 SOLE X
CISCO SYSTEMS Common Stock 17275R102 2,320,000 42,000 SOLE X
CITIGROUP Common Stock 172967101 1,486,000 27,505 SOLE X
COCA COLA Common Stock 191216100 4,057,000 73,600 SOLE X
COMPAQ COMPUTER Common Stock 204493100 1,307,000 47,400 SOLE X
COMPUTER SCIENCES Common Stock 205363104 2,309,000 31,100 SOLE X
CONSECO INDIANA Common Stock 208464107 198,000 26,000 SOLE X
CORNING INC. Common Stock 219350105 7,426,000 25,000 SOLE X
DISNEY (WALT) CO. Common Stock 254687106 2,616,000 68,400 SOLE X
EMC CORP Common Stock 268648102 2,735,000 27,600 SOLE X
ELAN WARRANT A WARRANTS 284131703 891,000 12,000 SOLE X
ELAN WARRANT B WARRANTS 284131802 915,000 15,000 SOLE X
ELAN Common Stock 284131208 3,072,000 56,120 SOLE X
EMERSON ELECTRIC Common Stock 291011104 2,251,000 33,600 SOLE X
ENRON CORP. Common Stock 293561106 1,507,000 17,200 SOLE X
EXXON MOBIL Common Stock 30231G102 1,861,000 20,880 SOLE X
FEDERAL NATL. MTG. Common Stock 313586109 1,659,000 23,209 SOLE X
GENERAL ELECTRIC Common Stock 369604103 8,246,000 142,792 SOLE X
GILLETTE COMPANY Common Stock 375766102 2,161,000 70,000 SOLE X
HEWLETT-PACKARD CO. Common Stock 428236103 2,250,000 23,200 SOLE X
HOME DEPOT Common Stock 437076102 3,635,000 68,511 SOLE X
HONEYWELL INTL Common Stock 438516106 976,000 27,400 SOLE X
IBM CORPORATION Common Stock 459200101 2,998,000 26,656 SOLE X
ICON Common Stock 45103T107 1,103,000 61,300 SOLE X
INTEL CORP. Common Stock 458140100 1,496,000 36,000 SOLE X
INTELLIGENT POLYMERS Common Stock G48029105 1,628,000 42,100 SOLE X
JOHNSON & JOHNSON Common Stock 478160104 7,299,000 77,704 SOLE X
LILLY (ELI) & CO. Common Stock 532457108 2,596,000 32,000 SOLE X
LINCARE HOLDINGS Common Stock 532791100 496,000 17,300 SOLE X
LUCENT TECHNOLOGIES Common Stock 549463107 2,516,000 82,524 SOLE X
MBNA CORP. Common Stock 55262L100 2,373,000 61,662 SOLE X
MCDONALDS Common Stock 580135101 1,549,000 51,340 SOLE X
MERCK & CO. Common Stock 589331107 5,329,000 71,600 SOLE X
MERRILL LYNCH Common Stock 590188108 3,049,000 46,202 SOLE X
MICRON TECHNOLOGY Common Stock 595112103 1,012,000 22,000 SOLE X
MINNESOTA MINING & MNFG Common Stock 604059105 1,339,000 14,700 SOLE X
NETWORK APPLIANCE Common Stock 64120J104 3,159,000 24,800 SOLE X
NOKIA CORP Common Stock 654902204 843,000 21,200 SOLE X
NORTEL NETWORKS Common Stock 656568102 1,422,000 23,800 SOLE X
ORACLE CORPORATION Common Stock 68389X105 15,507,000 196,916 SOLE X
PALM INC Common Stock 696642107 290,000 5,486 SOLE X
PAYCHEX INC Common Stock 704326107 4,083,000 77,775 SOLE X
PEPSICO Common Stock 713448108 312,000 6,800 SOLE X
PFIZER Common Stock 717081103 1,945,000 43,300 SOLE X
PROCTER & GAMBLE Common Stock 742718109 1,045,000 15,600 SOLE X
QUALCOMM Common Stock 747525103 2,828,000 39,700 SOLE X
SBC COMMUNICATIONS Common Stock 78387G103 331,000 6,621 SOLE X
TYCO INTERNATIONAL Common Stock 902124106 10,814,000 209,460 SOLE X
UNITED PARCEL SERVICE Common Stock 911312106 4,777,000 84,741 SOLE X
UNITED PARCEL SERVICE A CLASS A 911308104 258,000 4,667 SOLE X
VERIZON Common Stock 92343V104 1,858,000 38,377 SOLE X
WALMART STORES Common Stock 931142103 1,674,000 34,700 SOLE X
WATERS CORP Common Stock 941848103 16,073,000 180,600 SOLE X
XEROX CORPORATION Common Stock 984121103 150,600 10,000 SOLE X
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