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Previous: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
Next: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
MG Smaller Companies 10f3
Transactions Q3 2000
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|
|
Issuer |
Elastic Networks, Inc. |
Tut Systems, Inc. |
Copper Mountain Networks Inc. |
|
Underwriters |
Chase, FleetBoston Robertson Stephens, UBS Warburg, CIBC, Dain Rauscher, Deutsche Bank, ING Barings, Lehman, Salomon Smith Barney, US Bancorp Piper Jaffray, Jeffries, Kaufman, Raymond James, Redwine, Robinson-Humphrey, Tucker Anthony |
Lehman Brothers, Dain Rauscher Wessels, Salomon Smith Barney |
Morgan Stanley, BancBoston Robertson Stephens, Dain Rauscher Wessels |
|
Years of continuous operation, including predecessors |
>3 |
>3 |
>3 |
|
Security |
ELAS |
TUTS |
CMNT |
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
No |
No |
|
Name of underwriter or dealer from which purchased |
Chase Hambrecht & Quist |
n/a |
n/a |
|
Firm commitment underwriting? |
yes |
yes |
yes |
|
Trade date/Date of Offering |
9/29/00 |
1/29/99 |
5/12/99 |
|
Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
|
Total dollar amount of any concurrent public offering |
$ 101,400,000.00 |
$ 45,000,000 |
$ 84,000,000 |
|
Total |
$ 101,400,000.00 |
$ 45,000,000 |
$ 84,000,000 |
|
Public offering price |
$ 13.00 |
$ 18.00 |
$ 21.00 |
|
Price paid if other than public offering price |
same |
n/a |
n/a |
|
Underwriting spread or commission |
$ 0.91 (7%) |
$ 1.26 (7%) |
$ 1.47 (7%) |
|
Shares purchased |
100 |
n/a |
n/a |
|
$ amount of purchase |
$ 1,300.00 |
n/a |
n/a |
|
% of offering purchased by fund |
0.001% |
n/a |
n/a |
|
% of offering purchased by associated funds* |
0.062% |
n/a |
n/a |
|
Total |
0.063% |
n/a |
n/a |
|
|