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Previous: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
Next: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
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MG Smaller Companies Fund - 10f3 Transactions - Q1 2000 <Table> <Caption> |
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Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
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Issuer |
Eloquent, Inc. |
Primus Knowledge Solutions, Inc. |
Concur Technologies, Inc. |
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Underwriters |
US Bancorp Piper Jaffray, Banc of America Sec, Thomas Weisel, Chase Sec, CIBC World Markets, DBSI, DLJ, E*Offering, FleetBoston Robertson Stephens, Lehman Bros, Morgan Stanley, Prudential Sec, Salomon Smith Barney, SG Cowen, Nessuah Zannex |
BancBoston Robertson Stephens, Hambrecht & Quist, US Bancorp Piper Jaffray, FAC/Equities, etc. |
BancBoston Robertson Stephens, Hambrecht & Quist, US Bancorp Piper Jaffray, Volpe Brown Whelan & Co, FAC/Equities, etc. |
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Years of continuous operation, including predecessors |
>3 |
>3 |
>3 |
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Security |
ELOQ |
PKSI |
CNQR |
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Is the affiliate a manager or co-manager of offering? |
No |
No |
No |
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Name of underwriter or dealer from which purchased |
US Bancorp Piper Jaffray |
n/a |
n/a |
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Firm commitment? |
Yes |
Yes |
Yes |
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Trade date/Date of Offering |
2/17/2000 |
6/30/1999 |
4/16/1999 |
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Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ -
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Total dollar amount of any concurrent public offering |
$ 72,000,000.00 |
$ 45,650,000 |
$ 134,850,000 |
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Total |
$ 72,000,000.00 |
$ 45,650,000 |
$ 134,850,000 |
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Public offering price |
16.00 |
11.00 |
43.50 |
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Price paid if other than public offering price |
- |
n/a |
n/a |
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Underwriting spread or commission |
$ 1.12 (7%) |
$ 0.77 (7%) |
$ 2.28 (5.24%) |
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Shares purchased |
100 |
n/a |
n/a |
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$ amount of purchase |
$ 1,600.00 |
n/a |
n/a |
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% of offering purchased by fund |
0.002% |
n/a |
n/a |
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% of offering purchased by associated funds* |
0.013% |
n/a |
n/a |
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Total (Must be less than 25%) |
0.016% |
n/a |
n/a |
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