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Previous: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
Next: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
MG High Yield Bond Fund 10f3
Transactions Q3
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|
|
Issuer |
Park Place Entertainment |
Mandalay Resort Group |
MGM Grand |
|
Underwriters |
DB Securities, Merrill Lynch, BofA, Bear Stearns, BNY, Commerzbank, 1st Union, Fleet, Scotia, SG Cowen, Wasserstein Perella |
B of A, Merrill, Commerzbank, CSFB, DB Alex. Brown, DLJ, FleetBoston, Soc. Gen., Wasserstein Perella |
B of A, DB Alex. Brown, Nationsbank |
|
Years of continuous operation, including predecessors |
> 3 years |
> 3 years |
> 3 years |
|
Security |
PPE 8.875%, 9/15/08 |
MBG 10.25%, 8/1/07 |
MGG 9.75%, 6/1/07 |
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
co-manager |
co-manager |
|
Name of underwriter or dealer from which purchased |
Merrill Lynch |
n/a |
n/a |
|
Firm commitment underwriting? |
yes |
yes |
yes |
|
Trade date/Date of Offering |
9/15/00 |
7/19/00 |
5/22/00 |
|
Total dollar amount of offering sold to QIBs |
$ 400,000,000 |
$ 500,000,000 |
$ 710,000,000 |
|
Total dollar amount of any concurrent public offering |
$ - |
$ - |
$ - |
|
Total |
$ 400,000,000 |
$ 500,000,000 |
$ 710,000,000 |
|
Public offering price |
$ 100.00 |
$ 100.00 |
$ 98.76 |
|
Price paid if other than public offering price |
same |
n/a |
n/a |
|
Underwriting spread or commission |
1.75% |
2.00% |
1.61% |
|
Rating |
Ba2/BB+ |
Ba3/BB- |
Ba2/BB+ |
|
Current yield |
8.875% |
10.25% |
9.87% |
|
Total par value purchased |
$ 1,500,000 |
n/a |
n/a |
|
$ amount of purchase |
$ 1,500,000 |
n/a |
n/a |
|
% of offering purchased by fund |
0.38% |
n/a |
n/a |
|
% of offering purchased by associated funds |
0.00% |
n/a |
n/a |
|
Total |
0.38% |
n/a |
n/a |
|
|