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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
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CTB SECURITIES TRUST FUND
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(Name)
22939 HAWTHORNE BOULEVARD, TORRANCE, CALIFORNIA 90505
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(Address of Principal Business Office)
Telephone Number, including Area Code:
(310) 791-8002
HELEN LIN
22939 HAWTHORNE BOULEVARD
TORRANCE, CA 90505
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(Name and Address of Agent for Service of Process)
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b)
of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
YES [ ] NO [X]
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Item 1. CTB Securities Trust Fund
Item 2. Massachusetts; August 28, 2000
Item 3. Business Trust
Item 4. Management company
Item 5. a. closed-end
b. non-diversified
Item 6. Henry Peng
22939 Hawthorne Boulevard
Torrance, CA 90505
Jesse Kung
22939 Hawthorne Boulevard
Torrance, CA 90505
Yu-Ching Lau
22939 Hawthorne Boulevard
Torrance, CA 90505
Item 7. Jeffrey L. S. Koo - Trustee and Chairman
22939 Hawthorne Boulevard
Torrance, CA 90505
Henry Peng - Trustee and President
22939 Hawthorne Boulevard
Torrance, CA 90505
Nick Chen - Trustee
c/o Santec Inc.
3501 Challenger Street
Torrance, CA 90503
Sherry Chen Hsu - Trustee
1160 Shadow Hill Way
Beverly Hills, CA 90210
Clark Hsu - Trustee
1160 Shadow Hill Way
Beverly Hills, CA 90210
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Yu-Ching Lau - Chief Financial Officer
22939 Hawthorne Boulevard
Torrance, Ca 90505
Helen Lin - Secretary
22939 Hawthorne Boulevard
Torrance, CA 90505
Item 8. Not Applicable
Item 9. a. No
b. Not Applicable
c. No
d. Yes
e. 1
Item 10. $1000
Item 11. No
Item 12. Not Applicable
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Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on its
behalf in the City of Torrance, California on this 30th day of August, 2000.
Signature: CTB Securities Trust Fund
By: /s/ Henry Peng
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President
Attest: /s/ Yu-Ching Lau
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Title: Chief Financial Officer
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