UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
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Check here if Amendment [X]; Amendment Number:
This Amendment (Check only one.): [X] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Firsthand Capital Management, Inc.
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Address: 101 Park Center Plaza, Suite 1300
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San Jose, California 95113
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Form 13F File Number: 28-6436
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Yakoub Bellawalla
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Title: Treasurer
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Phone: (408) 294-2200
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Signature, Place, and Date of Signing:
/s/ Yakoub Bellawalla San Jose, California 2/17/00
- ---------------------------------- ------------------------------- ----------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).)
[ ] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 167
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Form 13F Information Table Value Total: $ 2,463,685
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28- NONE
- ----- ----------------- ----------------------------------------------
[Repeat as necessary.]
<PAGE>
Form 13F INFORMATIONAL TABLE
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL ------------------------- See Instr. (SHARES)
VALUE AMOUNT (b) V.
(000's) (a) Shared- (c)
Sole As Defined Shared- (a) (b) (c)
in Instr. V Other Sole Shared None
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<S> <C> <C> <C> <C> <C> <C>
CIELO COMMUNICATIONS COM N/A 2,950 842,857 X 842,857
GLOBAL CROSSINGS LTD COM N/A 5,000 100,000 X 100,000
OPENTV CORP COM N/A 401 5,000 X 5,000
STELLAR SEMICONDUCTOR INC "B" COM N/A 6,630 2,040,000 X 2,040,000
STELLAR SEMICONDUCTOR INC "C" COM N/A 2,916 1,200,000 X 1,200,000
CHECK POINT SOFTWARE TECH LTD ORD M22465 10 4 5,284 13,000 X 13,000
GALILEO TECHNOLOGY -ISRAEL ORD M47298 10 0 1,704 70,600 X 70,600
ADC TELECOMMUNICATIONS COM 000886 10 1 15,964 220,000 X 220,000
AT&T CORP COM 001957 10 9 78,662 1,550,000 X 1,550,000
ACRUE SOFTWARE COM 00437W 10 2 541 10,000 X 10,000
ADAPTIVE BROADBAND COM 00650M 10 4 6,939 94,000 X 94,000
ADAPTEC INC COM 00651F 10 8 7,731 155,000 X 155,000
ADVANCE FIBRE COMMS COM 00754A 10 5 3,575 80,000 X 80,000
AETHER SYSTEM, INC COM 00808V 10 5 16,323 227,900 X 227,900
AGENCY.COM COM 008447 10 4 102 2,000 X 2,000
AGILENT TECHNOLOGIES, INC COM 00846U 10 1 10,831 140,100 X 140,100
ALLAIRE CORP COM 016714 10 7 17,400 120,000 X 120,000
ALTERA CORP COM 021441 10 0 10,904 220,000 X 220,000
AMERICA ONLINE INC DEL COM 02364J 10 4 10,561 140,000 X 140,000
AMGEN INC COM 031162 10 0 21,526 358,400 X 358,400
APPLIED MICRO CIRCUITS CORP COM 03822W 10 9 66,297 521,000 X 521,000
APPLIED MATERIALS INC COM 038222 10 5 10,452 82,500 X 82,500
APPLIED SCIENCE & TECHNOLOGY COM 038236 10 5 3,240 97,500 X 97,500
ART TECHNOLOGY GROUP, INC COM 04289L 10 7 7,800 60,000 X 60,000
AT HOME CORP COM 045919 10 7 257 6,000 X 6,000
ASYST TECHNOLOGIES, INC. COM 04648X 10 7 26,159 399,000 X 399,000
ATMEL CORPORATION COM 049513 10 4 47,300 1,600,000 X 1,600,000
AVANTI CORP COM 053487 10 4 6,442 429,462 X 429,462
AWARE INC COM 05453N 10 0 364 10,000 X 10,000
C.R.BARD INC COM 067383 10 9 1,007 19,000 X 19,000
BINDVIEW DEVELOPMENT CORP COM 090327 10 7 36,818 741,000 X 741,000
BIOGEN INC COM 090597 10 5 338 4,000 X 4,000
BLUESTONE SOFTWARE COM 09623P 10 2 6,785 59,000 X 59,000
BOSTON SCIENTIFIC CORP COM 101137 10 7 3,211 146,800 X 146,800
C-BRIDGE INTERNET COM 12500B 10 5 243 5,000 X 5,000
CABLETRON SYSTEMS INC COM 126920 10 7 28,860 1,110,000 X 1,110,000
CACHEFLOW INC COM 126946 10 2 131 1,000 X 1,000
CADENCE DESIGN SYSTEM INC COM 127387 10 8 3,840 160,000 X 160,000
CALICO COMMERCE, INC. COM 129897 10 4 14,098 266,000 X 266,000
CAMBRIDGE HEART INC COM 131910 10 1 1,143 332,500 X 332,500
CARDIMA INC COM 14147M 10 6 852 470,000 X 470,000
CELERITEK INC COM 150926 10 3 10,085 522,200 X 522,200
CHARTER COMMUNICATIONS COM 16117M 10 7 22 1,000 X 1,000
CHARTERED SEMI CONDUCTOR COM 16133R 10 6 1,825 25,000 X 25,000
CIENA CORP COM 171779 10 1 62,300 1,083,500 X 1,083,500
CISCO SYS INC COM 17275R 10 2 23,567 220,000 X 220,000
COBALT NETWORKS COM 19074R 10 1 54 500 X 500
CONCENTRIC NETWORKS COM 20589R 10 7 13,866 450,000 X 450,000
CONCORD COMMUNICATIONS COM 206186 10 8 44,530 1,003,500 X 1,003,500
CONCUR TECHNOLOGIES INC COM 206708 10 9 287 9,900 X 9,900
CONEXANT SYSTEMS INC COM 207142 10 0 29,397 442,900 X 442,900
COVAD COMMUNICATIONS COM 222814 20 4 5,034 90,000 X 90,000
CREE RESEARCH COM 225447 10 1 23,905 280,000 X 280,000
CRITICAL PATH INC COM 22674V 10 0 472 5,000 X 5,000
CYMER INC COM 232572 10 7 9,706 211,000 X 211,000
CYSIVE, INC COM 23281T 10 8 894 12,400 X 12,400
DIGIMARC CORP COM 253807 10 1 250 5,000 X 5,000
DIGITAL MICROWAVE CORP COM 253859 10 2 77,191 3,293,500 X 3,293,500
E BENX INC. COM 278668 10 8 271 6,000 X 6,000
EGAIN COMMUNICATIONS CORP COM 28225C 10 3 7,965 211,000 X 211,000
ENDOSONICS CORP COM 29264K 10 5 2,861 635,700 X 635,700
ENDOCARDIAL SOLUTIONS INC COM 292962 10 7 2,442 279,100 X 279,100
EPCOS AG-SPON ADR ADR 29410P 10 7 27,634 370,000 X 370,000
EXODUS COMMUNICATIONS INC COM 302088 10 9 17,976 202,400 X 202,400
EXTREME NETWORKS COM 30226D 10 6 83 1,000 X 1,000
FVC.COM INC COM 30266P 10 0 2,787 238,500 X 238,500
F5 NETWORKS INC COM 315616 10 2 3,990 35,000 X 35,000
FINISAR CORPORATION COM 31787A 10 1 22,280 247,900 X 247,900
FREE MARKETS, INC COM 356602 10 2 171 500 X 500
GENERAL INSTRUMENT CORP COM 370120 10 7 13,514 159,000 X 159,000
GENESIS MICROCHIP COM 371933 10 2 13,774 652,000 X 652,000
GLOBESPAN INC COM 379571 10 2 11,266 173,000 X 173,000
GLOBIX CORP COM 37957F 10 1 69,480 1,158,000 X 1,158,000
GUIDANT CORP COM 401698 10 5 14,694 312,629 X 312,629
HEWLETT PACKARD CO COM 428236 10 3 3,760 33,000 X 33,000
HI/FN INC. COM 428358 10 5 1,937 50,000 X 50,000
HYPERION SOLUTIONS CORP COM 44914M 10 4 2,175 50,000 X 50,000
IGEN INC COM 449536 10 1 149 5,000 X 5,000
IGO CORP COM 449592 10 4 54 6,000 X 6,000
IMANAGE INC. COM 45245Y 10 5 3,341 104,000 X 104,000
IMMUNEX CORP NEW COM 452528 10 2 43,069 394,000 X 394,000
INFOSPACE.COM INC COM 45678T 10 2 4,708 22,000 X 22,000
INTEL CORP COM 458140 10 0 10,512 127,705 X 127,705
INTERMEDIA COMMUNICATIONS COM 458801 10 7 3,881 100,000 X 100,000
INTERNATIONAL BUSINESS MACHS COM 459200 10 1 32,616 302,000 X 302,000
INTERWORLD CORP COM 46114Q 10 8 854 10,000 X 10,000
INTERWOVEN, INC. COM 46114T 10 2 13,975 114,900 X 114,900
INTRAWARE INC COM 46118M 10 3 7,505 95,000 X 95,000
I2 TECHNOLOGIES INC COM 465754 10 9 7,215 37,000 X 37,000
JDS UNIPHASE CORP COM 46612J 10 1 8,711 54,000 X 54,000
JOHNSON & JOHNSON COM 478160 10 4 10,711 115,020 X 115,020
JUNIPER NETWORKS INC COM 48203R 10 4 170 500 X 500
KLA-TENCOR CORP COM 482480 10 0 11,583 104,000 X 104,000
INTERLIANT INC. COM 485742 10 3 8,911 342,700 X 342,700
LEGATO SYSTEMS INC COM 524651 10 6 17,919 260,400 X 260,400
LEVEL 3 COMMUNICATIONS COM 52729N 10 0 4,511 55,100 X 55,100
LUCENT TECHNOLOGIES INC COM 549463 10 7 9,949 132,992 X 132,992
MMC NETWORKS INC COM 55308N 10 2 258 7,500 X 7,500
MACROMEDIA INC COM 556100 10 5 24,094 329,500 X 329,500
MANAGEMENT NETWORK GROUP COM 561693 10 2 82 2,500 X 2,500
MAXYGEN INC. COM 577776 10 7 71 1,000 X 1,000
MCAFEE.COM COM 579062 10 0 90,000 2,000 X 2,000
MEDICALOGIC, INC. COM 584642 10 2 4,252 202,500 X 202,800
MEDIMUNNE INC COM 584699 10 2 1,078 6,500 X 6,500
MEDTRONIC INC COM 585055 10 6 9,798 268,906 X 268,906
MERCK & CO, INC COM 589331 10 7 14,217 212,000 X 212,000
METHODE ELECTRONICS COM 591520 10 1 20,078 625,000 X 625,000
METROMEDIA FIBRE NETWORK COM 591687 10 4 5,542 115,600 X 115,600
MICROSOFT CORP COM 594918 10 4 8,581 73,500 X 73,500
MOTOROLA INC COM 620076 10 9 29,081 197,500 X 197,500
NAVISITE COM 63935M 10 9 52,000 520,000 X 520,000
NETSILICON INC COM 64115X 10 5 18,578 926,000 X 926,000
NEWBRIDGE NETWORKS CORP COM 650901 10 1 26,782 1,187,000 X 1,187,000
NOKIA CORP COM 654902 20 4 81,700 430,000 X 430,000
NOVELLUS SYSTEMS COM 670008 10 1 3,186 26,000 X 26,000
NOVOSTE CORP COM 67010C 10 0 1,208 73,200 X 73,200
OAK INDUSTRIES, INC COM 671400 50 5 29,184 275,000 X 275,000
ON DISPLAY COM 68232L 10 0 16,357 180,000 X 180,000
ORACLE CORP COM 68389X 10 5 32,218 287,500 X 287,500
OSICOM TECHNOLOGIES, INC. COM 688271 50 1 23,254 512,500 X 512,500
P-COM INC COM 693262 10 7 10,803 1,221,500 X 1,221,500
PMC -SIERRA INC COM 69344F 10 6 76,613 477,900 X 477,900
PACKETEER, INC COM 695210 10 4 12,602 177,500 X 177,500
PATHOGENESIS CORP COM 70321E 10 4 54 2,500 X 2,500
PERVASIVE SOFTWARE INC. COM 715710 10 9 14,016 827,500 X 827,500
PREDECTIVE SYSTEMS COM 74036W 10 2 262 4,000 X 4,000
PREVIEW SYSTEM COM 741379 10 1 259 4,000 X 4,000
QUADRAMED CORP COM 74730W 10 1 5,741 658,500 X 658,500
QUALCOMM INC COM 747525 10 3 56,078 318,400 X 318,400
QUIK LOGIC CORP COM 74837P 10 8 132 8,000 X 8,000
QWEST COMMUNICATIONS INTL INC COM 749121 10 9 10,518 244,600 X 244,600
RCN CORP COM 749361 10 1 1,940 40,000 X 40,000
RADIENCE MED SYSTEMS COM 750241 10 1 2,394 484,900 X 484,900
RED HAT, INC COM 756577 10 2 106 500 X 500
RUDOLPH TECHNOLOGIES, INC. COM 781270 10 3 2,345 70,000 X 70,000
SAGE, INC. COM 786632 10 9 16,759 865,000 X 865,000
SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054 20 4 416 8,000 X 8,000
SCIENTIFIC - ATLANTA INC COM 808655 10 4 2,225 40,000 X 40,000
SEPRACOR INC. COM 817315 10 4 446 4,500 X 4,500
SILICON IMAGE INC. COM 82705T 10 2 36,362 519,000 X 519,000
SILKNET SOFTWARE COM 827091 10 3 14,503 87,500 X 87,500
SONIC WALL INC. COM 835470 10 5 20 500 X 500
SPEED FAM-IPEC, INC COM 847705 10 0 3,422 264,475 X 264,475
STERLING COMMERCE INC COM 859205 10 6 681 20,000 X 20,000
SUN MICROSYSTEMS INC COM 866810 10 4 27,878 360,000 X 360,000
TEKELEC COM 879101 10 3 36,157 1,607,000 X 1,607,000
TELIGENT, INC. COM 87959Y 10 3 3,396 55,000 X 55,000
TELLABS INC COM 879664 10 0 8,023 125,000 X 125,000
TERADYNE INC COM 880770 10 2 15,840 240,000 X 240,000
TEXAS INSTRS INC COM 882508 10 4 6,248 64,500 X 64,500
TRANSWITCH CORP COM 894065 10 1 89,647 1,235,450 X 1,235,450
TRIQUINT SEMICONDUCTOR INC COM 89674K 10 3 70,126 630,350 X 630,350
US WEB COM 917327 10 8 6,666 150,000 X 150,000
V3 SEMICONDUCTOR, INC. COM 918392 10 1 614 47,200 X 47,200
VEECO INSTUMENTS, INC. COM 922417 10 0 18,725 400,000 X 400,000
VERIO COM 923433 10 6 14,295 309,500 X 309,500
VERISIGN INC COM 92343E 10 2 26,057 136,600 X 136,600
VIGNETTE CORPORATION COM 926734 10 4 30,969 190,000 X 190,000
VITESSE SEMICONDUCTOR CORP COM 928497 10 6 25,799 492,000 X 492,000
VIXEL CORP COM 928552 10 8 341 20,000 X 20,000
NEXT LEVEL COMMUNICATIONS COM 95333U 10 4 37 500 X 500
WILLIAMS COMMUNICATIONS COM 969455 10 4 5,267 182,000 X 182,000
WIND RIVER SYSTEMS COM 973149 10 7 42,372 1,153,000 X 1,153,000
WINSTAR COMMUNICATION COM 975515 10 7 6,589 88,000 X 88,000
XILINX INC COM 983919 10 1 9,094 200,000 X 200,000
XPEDIOR, INC. COM 984133 10 0 29 1,000 X 1,000
ZORAN CORP COM 98975F 10 1 44,850 804,500 X 804,500
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