UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Firsthand Capital Management, Inc.
Address: 125 South Market
Suite 1200
San Jose, California 95113
Form 13F File Number: 28-04505
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kelvin K. Leung, Esq.
Title: General Counsel
Phone: (408) 294-2200
Signature, Place, and Date of Signing:
/s/ Kelvin K. Leung San Jose, California 11/3/2000
------------------- --------------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all
holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 153
--------------------
Form 13F Information Table Value Total: $ 6,689,979
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
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Firsthand Capital Management, Inc.
FORM 13F
as of 06/30/2000
<S> <C> <C>
Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None
---------------------------- -------- --------- --------- --------- --- ---- ---------------- ------------------------
360NETWORKS INC COM 88575T205 42,943 2,188,200 SH SOLE 2,188,200
A T & T CORP COM 001957109 97,954 3,334,613 SH SOLE 3,334,613
ACCRUE SOFTWARE INC COM 00437W102 4,298 360,000 SH SOLE 360,000
ADAPTIVE BROADBAND CORP COM 00650M104 7,488 384,000 SH SOLE 384,000
ADC TELECOMMUNICATIONS INC COM 000886101 26,030 968,000 SH SOLE 968,000
ADVANCED FIBRE COMMUNICATION COM 00754A105 18,975 501,000 SH SOLE 501,000
AGILENT TECHNOLOGIES INC COM 00846U101 30,533 623,914 SH SOLE 623,914
AIRNET COMMUNICATIONS CORP COM 00941P106 5,578 250,000 SH SOLE 250,000
ALCATEL SA -SPONSORED ADR ADR 013904305 51,618 820,960 SH SOLE 820,960
ALLAIRE CORP COM 016714107 3,825 450,000 SH SOLE 450,000
ALTERA CORPORATION COM 021441100 25,201 527,776 SH SOLE 527,776
AMERICA ONLINE INC COM 02364J104 15,539 289,095 SH SOLE 289,095
AMGEN INC COM 031162100 44,927 643,400 SH SOLE 643,400
AMKOR TECHNOLOGY INC COM 031652100 25,481 975,355 SH SOLE 975,355
APPLIED MATERIALS INC COM 038222105 15,718 265,000 SH SOLE 265,000
APPLIED MICRO CIRCUITS CORP COM 03822W109 395,241 1,908,800 SH SOLE 1,908,800
ART TECHNOLOGY GROUP INC COM 04289L107 40,761 430,200 SH SOLE 430,200
ASYST TECHNOLOGIES INC COM 04648X107 16,160 798,000 SH SOLE 798,000
AVANEX CORP COM 05348W109 162 1,500 SH SOLE 1,500
AVANT! CORPORATION COM 053487104 7,838 429,462 SH SOLE 429,462
AVICI SYSTEMS INC COM 05367L109 2,331 24,500 SH SOLE 24,500
BEA SYSTEMS INC COM 073325102 49,614 637,100 SH SOLE 637,100
BINDVIEW DEVELOPMENT CORP COM 090327107 13,613 1,800,000 SH SOLE 1,800,000
BLUESTONE SOFTWARE COM 09623P102 4,257 245,000 SH SOLE 245,000
BOSTON SCIENTIFIC CORP COM 101137107 2,413 146,800 SH SOLE 146,800
BREEZECOM LIMITED COM M20385106 3,495 106,100 SH SOLE 106,100
BROADCOM CORP-CL A COM 111320107 2,273 9,325 SH SOLE 9,325
BROCADE COMMUNICATIONS SYS COM 111621108 11,800 50,000 SH SOLE 50,000
CABLETRON SYSTEMS COM 126920107 229,713 7,820,000 SH SOLE 7,820,000
CALDERA SYSTEMS INC COM 128780103 41 10,000 SH SOLE 10,000
CALICO COMMERCE INC COM 129897104 4,049 661,000 SH SOLE 661,000
CELERITEK INC COM 150926103 19,680 522,200 SH SOLE 522,200
CERAGON NETWORKS LTD COM M22013102 14,865 553,100 SH SOLE 553,100
CHECK POINT SOFTWARE TECH COM M22465104 8,190 52,000 SH SOLE 52,000
CHORDIANT SOFTWARE INC COM 170404107 62 8,000 SH SOLE 8,000
CIENA CORP COM 171779101 224,022 1,824,100 SH SOLE 1,824,100
CISCO SYSTEMS INC COM 17275R102 31,563 571,271 SH SOLE 571,271
COBALT NETWORKS INC COM 19074R101 29 500 SH SOLE 500
CONCORD COMMUNICATIONS INC COM 206186108 49,118 1,853,500 SH SOLE 1,853,500
CONEXANT SYSTEMS INC COM 207142100 6,491 155,000 SH SOLE 155,000
CORNING INC COM 219350105 187,404 630,991 SH SOLE 630,991
CORVIS CORPORATION COM 221009103 9,169 150,200 SH SOLE 150,200
COSINE COMMUNICATIONS INC COM 221222102 611 11,000 SH SOLE 11,000
CREE INC COM 225447101 34,305 295,100 SH SOLE 295,100
CROSSWAVE COMMUNICATIONS-ADR ADR 227686102 1,198 116,900 SH SOLE 116,900
CYSIVE INC COM 23281T108 2,236 334,400 SH SOLE 334,400
DELANO TECHNOLOGY CORP COM 245701107 3,623 230,000 SH SOLE 230,000
DIGEX INC COM 253756100 12,675 270,400 SH SOLE 270,400
DMC STRATEX NETWORKS INC COM 23322L106 120,339 7,491,950 SH SOLE 7,491,950
EGAIN COMMUNICATIONS CORP COM 28225C103 3,302 351,000 SH SOLE 351,000
EMC CORP/MASS COM 268648102 25,066 252,876 SH SOLE 252,876
EPLUS INC COM 294268107 16,724 815,800 SH SOLE 815,800
EXFO ELECTRO-OPTICAL ENGINEE COM 302043104 2,052 47,100 SH SOLE 47,100
EXODUS COMMUNICATIONS INC COM 302088109 24,544 497,100 SH SOLE 497,100
EXTREME NETWORKS INC COM 30226D106 229 2,000 SH SOLE 2,000
F5 NETWORKS INC COM 315616102 1,190 35,000 SH SOLE 35,000
FINISAR CORPORATION COM 31787A101 155,872 3,222,150 SH SOLE 3,222,150
FIREPOND INC COM 318224102 2,465 170,000 SH SOLE 170,000
GENESIS MICROCHIP INC COM 371933102 26,123 1,431,400 SH SOLE 1,431,400
GENUITY INC COM 37248E103 67,181 10,286,100 SH SOLE 10,286,100
GLOBAL CROSSING LTD COM G3921A100 11,470 370,000 SH SOLE 370,000
GLOBESPAN INC COM 379571102 154,757 1,268,500 SH SOLE 1,268,500
GLOBIX CORPORATION COM 37957F101 119,381 5,120,900 SH SOLE 5,120,900
GUIDANT CORP COM 401698105 36,130 511,129 SH SOLE 511,129
HARMONIC INC COM 413160102 49,147 2,047,800 SH SOLE 2,047,800
HEWLETT-PACKARD CO. COM 428236103 8,051 83,000 SH SOLE 83,000
I2 TECHNOLOGIES INC COM 465754109 13,843 74,000 SH SOLE 74,000
IMANAGE INC COM 45245Y105 992 124,000 SH SOLE 124,000
IMMUNEX CORP COM 452528102 7,917 182,000 SH SOLE 182,000
INET TECHNOLOGIES INC COM 45662V105 5,265 180,000 SH SOLE 180,000
INTEGRATED INFORMATION SYS COM 45817B103 52 11,000 SH SOLE 11,000
INTEL CORP COM 458140100 11,450 275,485 SH SOLE 275,485
INTERLIANT INC COM 458742103 14,439 1,804,900 SH SOLE 1,804,900
INTERMEDIA COMMUNICATIONS COM 458801107 5,900 200,000 SH SOLE 200,000
INTERNET PICTURES CORP COM 46059S101 1,359 250,000 SH SOLE 250,000
INTERWORLD CORP COM 46114Q108 458 120,000 SH SOLE 120,000
INTERWOVEN INC COM 46114T102 34,461 304,800 SH SOLE 304,800
INTL BUSINESS MACHINES CORP COM 459200101 30,624 272,215 SH SOLE 272,215
INTRAWARE INC COM 46118M103 485 65,000 SH SOLE 65,000
JOHNSON & JOHNSON COM 478160104 1,411 15,020 SH SOLE 15,020
JUNIPER NETWORKS INC COM 48203R104 22,551 103,000 SH SOLE 103,000
KANA COMMUNICATIONS INC COM 483600102 5,268 236,750 SH SOLE 236,750
KLA-TENCOR CORPORATION COM 482480100 20,923 508,000 SH SOLE 508,000
LEGATO SYSTEMS INC COM 524651106 89,814 6,683,800 SH SOLE 6,683,800
LEVEL 3 COMMUNICATIONS INC COM 52729N100 16,917 219,350 SH SOLE 219,350
LOUDEYE TECHNOLOGIES INC COM 545754103 715 105,000 SH SOLE 105,000
LUCENT TECHNOLOGIES INC COM 549463107 60,608 1,983,095 SH SOLE 1,983,095
MACROMEDIA INC COM 556100105 49,134 608,000 SH SOLE 608,000
MCDATA CORPORATION -CL B COM 580031102 27,773 226,000 SH SOLE 226,000
MEDICALOGIC/MEDSCAPE INC COM 584642102 1,033 289,900 SH SOLE 289,900
MEDTRONIC INC COM 585055106 21,705 418,906 SH SOLE 418,906
MERCK & CO., INC. COM 589331107 23,225 312,000 SH SOLE 312,000
METHODE ELECTRONICS -CL A COM 591520200 79,763 1,800,000 SH SOLE 1,800,000
METROMEDIA FIBER NETWORK-A COM 591689104 5,621 231,200 SH SOLE 231,200
MICROMUSE INC COM 595094103 120,382 599,100 SH SOLE 599,100
MICROSOFT CORP COM 594918104 7,385 122,444 SH SOLE 122,444
NAVISITE INC COM 63935M109 46,314 1,719,300 SH SOLE 1,719,300
NETSILICON INC COM 64115X105 27,236 1,300,800 SH SOLE 1,300,800
NOKIA CORP -SPON ADR ADR 654902204 18,564 466,287 SH SOLE 466,287
NORTEL NETWORKS CORP COM 656568102 30,025 504,100 SH SOLE 504,100
NOVOSTE CORPORATION COM 67010C100 3,111 73,200 SH SOLE 73,200
NUANCE COMMUNICATIONS INC COM 669967101 23,729 195,000 SH SOLE 195,000
NUMERICAL TECHNOLOGIES INC COM 67053T101 17,288 600,000 SH SOLE 600,000
O2MICRO INTERNATIONAL LTD COM G6797E106 172 10,000 SH SOLE 10,000
OMNIVISION TECHNOLOGIES COM 682128103 5,649 156,100 SH SOLE 156,100
ONI SYSTEMS CORP COM 68273F103 863 10,000 SH SOLE 10,000
ORACLE CORPORATION COM 68389X105 65,558 832,478 SH SOLE 832,478
OSICOM TECHNOLOGIES INC COM 688271501 17,641 712,750 SH SOLE 712,750
PACKETEER INC COM 695210104 7,485 197,300 SH SOLE 197,300
P-COM INC COM 693262107 84,127 12,698,400 SH SOLE 12,698,400
PECO II INC COM 705221109 609 13,000 SH SOLE 13,000
PEOPLESOFT INC COM 712713106 205,464 7,354,400 SH SOLE 7,354,400
PERVASIVE SOFTWARE INC COM 715710109 4,491 2,177,500 SH SOLE 2,177,500
PMC - SIERRA INC COM 69344F106 377,390 1,753,263 SH SOLE 1,753,263
PROXIM INC COM 744284100 6,675 150,000 SH SOLE 150,000
PSINET INC COM 74437C101 20,003 2,078,200 SH SOLE 2,078,200
QUALCOMM INC COM 747525103 47,068 660,606 SH SOLE 660,606
QWEST COMMUNICATIONS INTL COM 749121109 15,524 323,000 SH SOLE 323,000
RCN CORPORATION COM 749361101 3,320 160,000 SH SOLE 160,000
READ-RITE CORP COM 755246105 22,500 2,000,000 SH SOLE 2,000,000
SANDISK CORP COM 80004C101 29,070 435,500 SH SOLE 435,500
SCIENTIFIC-ATLANTA INC COM 808655104 36,903 580,000 SH SOLE 580,000
SEAGATE TECHNOLOGY INC COM 811804103 441,524 6,398,900 SH SOLE 6,398,900
SILICON IMAGE INC COM 82705T102 14,379 579,500 SH SOLE 579,500
SPECTRALINK CORP COM 847580107 12,198 1,292,500 SH SOLE 1,292,500
SUN MICROSYSTEMS INC COM 866810104 61,868 529,917 SH SOLE 529,917
TEKELEC COM 879101103 45,775 1,392,400 SH SOLE 1,392,400
TELECOMMUNICATION SYSTEMS-A COM 87929J103 10,131 529,700 SH SOLE 529,700
TELEDYNE TECHNOLOGIES INC COM 879360105 82,022 2,816,200 SH SOLE 2,816,200
TELIGENT INC-CL A COM 87959Y103 5,538 426,000 SH SOLE 426,000
TELLABS INC COM 879664100 4,799 100,500 SH SOLE 100,500
TERADYNE INC COM 880770102 10,500 300,000 SH SOLE 300,000
TEXAS INSTRUMENTS INC COM 882508104 6,559 139,000 SH SOLE 139,000
TRANSWITCH CORP COM 894065101 271,154 4,253,400 SH SOLE 4,253,400
TRIPATH TECHNOLOGY COM 89672P104 15,263 600,000 SH SOLE 600,000
TRIQUINT SEMICONDUCTOR INC COM 89674K103 179,511 4,926,550 SH SOLE 4,926,550
UTSTARCOM INC COM 918076100 6,616 316,000 SH SOLE 316,000
V3 SEMICONDUCTOR INC COM 918392101 1,785 107,800 SH SOLE 107,800
VEECO INSTRUMENTS INC COM 922417100 77,893 733,000 SH SOLE 733,000
VERISIGN INC COM 92343E102 50,438 249,000 SH SOLE 249,000
VIGNETTE CORPORATION COM 926734104 23,736 794,500 SH SOLE 794,500
VISUAL NETWORKS INC COM 928444108 12,336 1,879,800 SH SOLE 1,879,800
VITESSE SEMICONDUCTOR CORP COM 928497106 312,653 3,515,428 SH SOLE 3,515,428
VITRIA TECHNOLOGY INC COM 92849Q104 4,709 101,000 SH SOLE 101,000
VOICESTREAM WIRELESS CORP COM 928615103 24,628 212,200 SH SOLE 212,200
WEBMETHODS INC COM 94768C108 8,277 71,900 SH SOLE 71,900
WEBSENSE INC COM 947684106 26,670 1,120,000 SH SOLE 1,120,000
WESTERN DIGITAL CORP COM 958102105 60,449 10,289,200 SH SOLE 10,289,200
WILLIAMS COMMUNICATIONS GRP COM 969455104 11,446 572,300 SH SOLE 572,300
WIND RIVER SYSTEMS COM 973149107 361,288 7,536,640 SH SOLE 7,536,640
WINSTAR COMMUNICATIONS INC COM 975515107 7,101 458,100 SH SOLE 458,100
XILINX INC COM 983919101 31,452 367,318 SH SOLE 367,318
ZORAN CORP COM 98975F101 79,901 1,639,000 SH SOLE 1,639,000
REPORT SUMMARY: 153 6,689,979
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