UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Ocean Fund Advisors, LLC
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Address: 100 Wilshire Boulevard, Suite 1850
Santa Monica, CA 90401
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Form 13F File Number:
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: /s/ Michael H. Browne
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Title: CEO, Managing Member
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Phone: 310-451-8330
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Signature, Place, and Date of Signing:
/s/ Michael H. Browne Santa Monica, CA 11/14/2000
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[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
13F File Number Name
28-____________ ________________________________________
28-____________ ________________________________________
28-____________ ________________________________________
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:5
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 64
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Form 13F Information Table Value Total: $387,913,372
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List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abgenix Common 00339B107 7285022 90150 SOLE 90150 0 0
Akamai Technologies Common 00971T101 3923244 74700 SOLE 74700 0 0
America Online Common 02364J104 1859750 34600 SOLE 34600 0 0
American Express Co Common 025816109 11613881 191175 SOLE 191175 0 0
Ameritrade Hldg Corp Common 03072H109 3837550 216200 SOLE 216200 0 0
Amgen Inc Common 031162100 13222311 189350 SOLE 189350 0 0
Applied Micro Common 03822W109 10570413 102100 SOLE 102100 0 0
Ask Jeeves Common 045174109 2442887 127300 SOLE 127300 0 0
AT & T Corp Liberty Common 001957208 4849110 268500 SOLE 268500 0 0
Avici System Inc Common 05367L109 4242352 44600 SOLE 44600 0 0
Biosite Dianostics Common 090945106 8479671 212683 SOLE 212683 0 0
Bristol Myers Squibb Common 110122108 7707875 134050 SOLE 134050 0 0
Broadcom Corp Common 111320107 1962188 8050 SOLE 8050 0 0
Capital One Common 1404OH105 7524444 107400 SOLE 107400 0 0
Ciena Corp Common 171779101 9935329 80900 SOLE 80900 0 0
Cisco Systems Inc Common 17275R102 9176473 166090 SOLE 166090 0 0
Conceptus Inc Common 206016107 1844260 202000 SOLE 202000 0 0
Corning Common 219350105 7499250 75750 SOLE 75750 0 0
Digital Insight Common 25385P106 2565420 71500 SOLE 71500 0 0
Docent, Inc Common 25608L106 457750 25000 SOLE 25000 0 0
Echostar Commun Corp Common 278762109 16216405 307420 SOLE 307420 0 0
Endocardial Solutions Common 292962107 1397482 211100 SOLE 211100 0 0
Exodus Common 302088109 1947647 39450 SOLE 39450 0 0
Extreme Common 30226D106 12177075 106350 SOLE 106350 0 0
Gannett Inc Common 364730101 6736300 127100 SOLE 127100 0 0
Gemstar TV Guide Common 36866W106 3060369 35100 SOLE 35100 0 0
Genentech Inc Common 368710406 1559796 16800 SOLE 16800 0 0
Goldman Sachs Common 38141G104 10961100 96150 SOLE 96150 0 0
Guitar Ctr Inc Common 402040109 1562139 126900 SOLE 126900 0 0
IDEC Pharmaceuticals Common 449370105 12976640 74000 SOLE 74000 0 0
Inspire Pharmaceuticals Common 457733103 1254000 41800 SOLE 41800 0 0
Intel Corp Common 458140100 6475879 155820 SOLE 155820 0 0
I2 Technologies Inc Common 465754109 5162856 27600 SOLE 27600 0 0
JDS Uniphase Common 46612J101 9218072 97350 SOLE 97350 0 0
Juniper Networks Common 48203R104 6020850 27500 SOLE 27500 0 0
Leap Wireless Intl Common 521863100 5040459 80570 SOLE 80570 0 0
Maxwell Technologies Common 577767106 978480 54000 SOLE 54000 0 0
MBNA Common 55262L100 4000150 103900 SOLE 103900 0 0
McLeod Inc Common 582266102 4891158 341800 SOLE 341800 0 0
Medimmune Common 584699102 3762075 48700 SOLE 48700 0 0
Micron Technology Common 595112103 6065100 131850 SOLE 131850 0 0
Morgan Stanly Dn Wttr Common 617446448 5957316 65150 SOLE 65150 0 0
National Semiconductor Common 637640103 5000025 122700 SOLE 122700 0 0
Nokia Corp Common 654902204 4973600 124340 SOLE 124340 0 0
Nortel Networks Common 656568102 15367541 258278 SOLE 258278 0 0
Oracle Common 68389X105 6175572 156820 SOLE 156820 0 0
PE Biosystems Common 69332S102 10486800 90000 SOLE 90000 0 0
Pharmacia Corp Common 71713U102 7595196 126187 SOLE 126187 0 0
PMC - Sierra Common 69344F106 12054000 56000 SOLE 56000 0 0
Proton Energy Common 74371K101 1316520 46000 SOLE 46000 0 0
Providian Finl Corp Common 74406A102 3898900 30700 SOLE 30700 0 0
Qualcomm Common 747525103 1759875 24700 SOLE 24700 0 0
Schwab Charles Corp Common 808512105 7544469 212700 SOLE 212700 0 0
Southern Energy Common 842816100 652704 20800 SOLE 20800 0 0
Stepstone Common 59313857 35700 10000 SOLE 10000 0 0
Sun Microsystems Inc Common 866810104 10956404 93845 SOLE 93845 0 0
Texas Instruments Inc Common 882508104 9188359 193970 SOLE 193970 0 0
3-Dimensional Pharmace Common 88554W104 212400 5900 SOLE 5900 0 0
Union Pacific Corp Common 907818108 5424342 139300 SOLE 139300 0 0
Verisign Common 92343E102 13509942 66696 SOLE 66696 0 0
Viacom Inc Common 925524308 6775763 115825 SOLE 115825 0 0
Voicestream Wireless Common 928615103 6329912 54540 SOLE 54540 0 0
Westvaco Corp Common 961548104 6886020 258000 SOLE 258000 0 0
Yahoo Common 984332106 3348800 36800 SOLE 36800 0 0
</TABLE>
