U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION FILED
PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940
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The undersigned investment company hereby notifies the Securities and Exchange
Commission that it registers under and pursuant to the provisions of Section
8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name: THE APPLETON FUNDS
Address of Principal Business Office (No. & Street, City, State, Zip Code):
221 East Fourth Street, Suite 300, Cincinnati, Ohio 45202
Telephone Number (including area code): 513/362-8000
Name and address of agent for service of process:
Mr. James I. Ladge
Appleton Partners, Inc.
45 Milk Street, Eighth Floor
Boston, Massachusetts 02109
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of the
Investment Company Act of 1940 concurrently with the filing of Form N-8A:
Yes /x/ No / /
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on its
behalf in the City of Boston and the Commonwealth of Massachusetts on the ____
day of ______, 2000.
/s/ James I. Ladge
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James I. Ladge
Senior Vice President
Attest: /s/ Jay S. Fitton
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Jay S. Fitton, Assistant Secretary
