UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2000
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Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: PAX WORLD MANAGEMENT CORP.
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Address: 222 STATE STREET
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PORTSMOUTH, NH 03801
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Form 13F File Number: PENDING
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Lee D. Unterman
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Title: Assistant Secretary
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Phone: (212) 867-9500
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Signature, Place, and Date of Signing:
/s/ Lee D. Unterman NEW YORK, NY 11-09-00
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[Signature] [City, State] [Date]
<PAGE>
Report Type (Check only one):
[ X ] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 79
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Form 13F Information Table Value Total: $764,757
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13f file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
Form 13F
Information Table
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
AMOUNT AND TYPE
OF SECURITY
MARKET -----
TITLE OF CUSIP VALUE SH/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS NUMBER (X$1000) PRN PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Loral Space Comm. COM G56462107 3062 500000 SH SOLE 500000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Check Point Software ORD M22465104 630 4000 SH SOLE 4000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
AES Corp. COM 00130H105 10275 150000 SH SOLE 150000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
AT&T Corp. COM 001957109 10281 350000 SH SOLE 350000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Abbott Labs COM 002824100 5945 125000 SH SOLE 125000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Airborne Fght Corp. COM 009266107 203 20000 SH SOLE 20000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Allegiance Telecom Inc. COM 01747T102 558 15000 SH SOLE 15000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
America Online Inc. COM 02364J104 8895 165500 SH SOLE 165500 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
American General Corp COM 026351106 16770 215000 SH SOLE 215000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
American Wtr Wks Inc. COM 030411102 6890 250000 SH SOLE 250000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
AMGEN Inc. COM 031162100 60051 860000 SH SOLE 860000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Apple Computer COM 037833100 7725 300000 SH SOLE 300000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Baxter Intl Inc COM 071813109 16919 212000 SH SOLE 212000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Bellsouth Corp. COM 079860102 14691 365000 SH SOLE 365000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Bestfoods COM 08658U101 10912 150000 SH SOLE 150000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Bristol Myers Squibb Co. COM 110122108 14281 250000 SH SOLE 250000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
CVS Corp. COM 126650100 12735 275000 SH SOLE 275000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Cable & Wireless Pub Ltd Co Sponsored ADR 126830207 2128 50000 SH SOLE 50000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Calpine Corp. COM 131347106 1252 12000 SH SOLE 12000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Chiron Corp. COM 170040109 900 20000 SH SOLE 20000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Cisco Sys Inc. COM 17275R102 11050 200000 SH SOLE 200000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Comcast Corp. CL A Spec 200300200 1023 25000 SH SOLE 25000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Compaq Computer Corp COM 204493100 965 35000 SH SOLE 35000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Computer Assoc Intl Inc COM 204912109 4658 185000 SH SOLE 185000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Convergys Corp. COM 212485106 777 20000 SH SOLE 20000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Costco Whsl Corp New COM 22160K105 10481 300000 SH SOLE 300000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Cox Communications Inc New CL A 224044107 2942 55000 SH SOLE 55000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
DPL Inc. COM 233293109 10412 350000 SH SOLE 350000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Dynegy Inc New CL A 26816Q101 19665 345000 SH SOLE 345000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
EMC Corp Mass COM 268648102 49562 500000 SH SOLE 500000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Edwards Lifesciences Corp. COM 28176E108 4362 200000 SH SOLE 200000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Elan PLC ADR 284131208 1095 20000 SH SOLE 20000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Enron Corp COM 293561106 78862 900000 SH SOLE 900000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Equity Res. Pptys Tr PFD CV 1/10 G 29476L859 4525 200000 SH SOLE 200000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Equitable Res Inc COM 294549100 7921 125000 SH SOLE 125000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Exodus Comm Inc COM 302088109 5183 105000 SH SOLE 105000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Family Dlr Stores Inc COM 307000109 1925 100000 SH SOLE 100000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
FISERV Inc COM 337738108 17662 295000 SH SOLE 295000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
General Mls Inc COM 370334104 8875 250000 SH SOLE 250000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
General Mtrs Corp CL H New 370442832 1487 40000 SH SOLE 40000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Guidant Corp. COM 401698105 14137 200000 SH SOLE 200000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Host Marriott Corp New COM 44107P104 281 25000 SH SOLE 25000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Interim Services Inc Sub Nt CV 4.5%05 45868PAA8 133 200000 PR SOLE 200000 PRN
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Intuit COM 461202103 7125 125000 SH SOLE 125000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Invitrogen Corp Sub Nt CV 144A07 46185RAA8 101 100000 PR SOLE 100000 PRN
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Johnson & Johnson COM 478160104 9393 100000 SH SOLE 100000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Keyspan Corp COM 49337W100 24075 600000 SH SOLE 600000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Koninklijke Philips Elec Spon Adr New 500472204 19721 464048 SH SOLE 464048 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Mail-well Inc Sub Nt Conv 5%02 560321AD3 202 250000 PR SOLE 250000 PRN
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Masco Corp COM 574599106 5587 300000 SH SOLE 300000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
McLeod USA Inc CL A 582266102 4293 300000 SH SOLE 300000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Medtronic Inc COM 585055106 13730 265000 SH SOLE 265000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Microsoft Corp. COM 594918104 4523 75000 SH SOLE 75000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Network Appliance COM 64120L104 636 5000 SH SOLE 5000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Nextel Comm Inc CL A 65332V103 701 15000 SH SOLE 15000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
NiSource Inc COM 65473P105 9750 400000 SH SOLE 400000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Peoples Energy Corp COM 711030106 20025 600000 SH SOLE 600000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Questar Corp COM 748356102 6953 250000 SH SOLE 250000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Qwest Comm Intl Inc COM 749121109 21498 447330 SH SOLE 447330 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Radioshack Corp COM 750438103 19387 300000 SH SOLE 300000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
SBC Communications COM 78387G103 20000 400000 SH SOLE 400000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Sanmina Corp COM 800907107 936 10000 SH SOLE 10000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Sony Corp ADR New 835699307 25234 250000 SH SOLE 250000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Staples Inc COM 855030102 2128 150000 SH SOLE 150000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Starbucks Corp COM 855244109 16826 420000 SH SOLE 420000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Stryker Corp COM 863667101 12881 300000 SH SOLE 300000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Sunrise Assisted Living Sub Nt CV 5.5%02 86768KAC0 456 500000 PR SOLE 500000 PRN
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Symbol Tech Inc COM 871508107 808 22500 SH SOLE 22500 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Sysco Corp COM 871829107 4631 100000 SH SOLE 100000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Telefonos De Mexico SA Spon Adr Ord L 879403780 10637 200000 SH SOLE 200000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Tellabs Inc COM 879664100 2387 50000 SH SOLE 50000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Thoratec Labs Corp COM New 885175307 220 10000 SH SOLE 10000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Tribune Co New COM 896047107 18322 420000 SH SOLE 420000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
UPS CL B 911312106 422 7500 SH SOLE 7500 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Unitedhealth Group Inc COM 91324P102 1481 15000 SH SOLE 15000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Watson Pharmaceuticals Inc COM 942683103 778 12000 SH SOLE 12000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Wendy's Intl Inc COM 950590109 6018 300000 SH SOLE 300000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Worldcom Inc GA New COM 98157D106 6075 200000 SH SOLE 200000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
Yahoo Inc COM 984332106 3731 41000 SH SOLE 41000 SH
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
--------------------------- ---------------- --------- -------- ----------------- ---------- -------- -----------------------
764,757
</TABLE>
