UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000.
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name Allen Arbitrage Inc.
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Address 711 Fifth Avenue
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New York, New York 10022
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Form 13F File Number:
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Howard M. Felson
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Title: Vice President
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Phone: (212) 832-8000
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Signature, Place, and Date of Signing:
/s/ Howard M. Felson New York, New York November 14, 2000
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ X ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number 28-4174
Name: Allen Holding Inc.
Attachment to Form 13F for Allen Arbitrage Inc.
Allen Arbitrage Inc. ("AAI") hereby advises that Allen Holding, Inc.
("AHI"), of which AAI is a wholly-owned subsidiary, is filing on AAI's behalf in
AHI's Form 13F for the quarter ended September 30, 2000, which includes 13(f)
securities with respect to which AAI and AHI share investment discretion. This
statement is being filed pursuant to General Instruction B to Form 13F.